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HomeMy WebLinkAbout2016 Financial Statements CITY OF OAK PARK HEIGHTS, MINNESOTA ANNUAL FINANCIAL REPORT December 31, 2016 - This page intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. INTRODUCTORY SECTION Elected and Appointed Officials3 FINANCIAL SECTION Independent Auditor's Report7 Management's Discussion and Analysis11 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net PositionStatement 125 Statement of ActivitiesStatement 226 Fund Financial Statements: Balance Sheet - Governmental FundsStatement 328 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental FundsStatement 430 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds Statement 532 Statement of Net Position - Proprietary FundsStatement 633 Statement of Revenues, Expenses and Changes in Fund Net Position - Proprietary FundsStatement 734 Statement of Cash Flows - Proprietary FundsStatement 835 Statement of Fiduciary Net Position - Agency FundsStatement 936 Notes to Financial Statements37 Required Supplementary Information: Budgetary Comparison Schedule - General FundStatement 1068 Schedule of Proportionate Share of Net Pension Liability - General Employees Retirement FundStatement 1172 Schedule of Pension Contributions - General Employees Retirement FundStatement 1273 Schedule of Proportionate Share of Net Pension Liability - Public Employees Police and Fire FundStatement 1374 Schedule of Pension Contributions - Public Employees Police and Fire FundStatement 1475 Notes to RSI76 Combining and Individual Nonmajor Fund Financial Statements: Combining Balance Sheet - Nonmajor Governmental FundsStatement 1579 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Governmental FundsStatement 1680 CITY OF OAK PARK HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. Subcombining Balance Sheet - Nonmajor Special Revenue FundsStatement 1781 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Special Revenue FundsStatement 1882 Subcombining Balance Sheet - Nonmajor Debt Service FundsStatement 1983 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Debt Service FundsStatement 2085 Subcombining Balance Sheet - Nonmajor Capital Project FundsStatement 2186 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Capital Project FundsStatement 2288 Agency Funds: Subcombining Balance SheetStatement 2390 Subcombining Statement of Changes in Assets and LiabilitiesStatement 2491 STATISTICAL SECTION (UNAUDITED) Financial Trends: Net Position by Component - Last Ten Fiscal YearsTable 194 Changes in Net Position - Last Ten Fiscal YearsTable 296 Fund Balances, Governmental Funds - Last Ten Fiscal YearsTable 3100 Changes in Fund Balances, Governmental Funds - Last Ten Fiscal YearsTable 4102 Revenue Capacity: Tax Capacity Value and Estimated Market Value of Taxable PropertyTable 5104 Direct and Overlapping Property Tax Capacity RatesTable 6106 Principal Property TaxpayersTable 7107 Property Tax Levies and CollectionsTable 8108 Debt Capacity: Ratios of Outstanding Debt by TypeTable 9109 Direct and Overlapping Governmental Activities DebtTable 10110 Legal Debt Margin InformationTable 11111 Pledged Revenue CoverageTable 12112 Demographic and Economic: Demographic and Economic StatisticsTable 13113 Principal EmployersTable 14114 Operating Information: Full-Time Equivalent City Government Employees By Function/ProgramTable 15116 Operating Indicators by Function/ProgramTable 16118 Capital Asset Statistics by Function/ProgramTable 17120 INTRODUCTORY SECTION - This page intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA ELECTED AND APPOINTED OFFICIALS December 31, 2016 Term Expires Mayor: Mary McComberDecember 31, 2016 Councilmembers: Chuck DoughertyDecember 31, 2016 Mike LilijegrenDecember 31, 2018 Mike RunkDecember 31, 2016 Mark SwensonDecember 31, 2018 Administrator: Eric JohnsonAppointed Finance Director: Betty CarusoAppointed - This page intentionally left blank - FINANCIAL SECTION - This page intentionally left blank - INDEPENDENT AUDITOR'S REPORT To the Honorable Mayor and Members of the City Council City of Oak Park Heights, Minnesota Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business- type activities, each major fund, and the aggregate remaining fund information of the City of Oak Park Heights, Minnesota, as of and for the year ended December 31, 2016, and the related notes to the financial statements, which collectively comprise City of Oak Park Heights, Minnesota’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Oak Park Heights, Minnesota, as of December 31, 2016, and the respective changes in financial position, and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Report on Summarized Comparative Information We have previously audited the City of Oak Park Heights, Minnesota’s 2015 financial statements, and we expressed an unmodified audit opinion on the respective financial statements of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information in our report dated April 19, 2016. In our opinion, the summarized comparative information presented herein as of and for the year ended December 31, 2015 is consistent, in all material respects, with the audited financial statements from which it has been derived. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, the budgetary comparison information, the schedules of pension contributions and the schedules of proportionate share of pension liability, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Oak Park Heights, Minnesota’s basic financial statements. The introductory section, combining and individual nonmajor fund financial statements, and statistical section, are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual nonmajor fund financial statements are fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated April 17, 2017, on our consideration of the City of Oak Park Heights, Minnesota’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Oak Park Heights, Minnesota’s internal control over financial reporting and compliance. REDPATH AND COMPANY, LTD. St. Paul, Minnesota April 17, 2017 - This page intentionally left blank - MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the City of Oak Park Heights, Minnesota (the City) we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2016. Financial Highlights The assets of the City exceeded its liabilities at the close of the most recent fiscal year by $43,548,776 (net position). Of this amount, $17,266,646 (unrestricted net position) may be used to meet the government’s ongoing obligations to citizens and creditors in accordance with the City's fund designations and fiscal policies. The City’s total net position increased by $3,171,064. As of the close of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $19,232,700, a decrease of $2,887,195. The decrease is the result of the retirement of the 2008 General Obligation Bonds which utilized $4,941,725 of fund balance while the unrestricted and assigned fund balance increased by $2,355,379 due to revenues exceeding expenditure, and reduction in expenditures for capital projects. At the end of the current fiscal year the General Fund balance was $5,010,332, of which $63,813 is nonspendable, $140,000 is assigned, and $4,806,519 is unassigned. The unassigned fund balance is 85% of the total subsequent year General Fund budgeted expenditures. The General Fund balance increased by $377,799.This increase is a result of favorable budget variances for revenue and expenditures. The City’s budgeted transfers were $971,304 from the General Fund to the Budgeted Projects Fund for capital improvements for streets, parks, public safety, public works, and general government; $364,200 from the General Fund to the Street Reconstruction Fund; $86,500 from the General Fund to the Storm Sewer Renewal Replacement Fund; $620,000 from the General Fund to the G.O. Capital Improvement Bond Funds of 2008, 2009, and 2014, and $100,000 from the General Fund to the Park Development Fund. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Management’s Discussion and Analysis Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. Thestatement of net position presents information on all of the City’s assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. Thestatement of activities presents information showing how the City’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works and parks and recreation. The business-type activities of the City include water, sanitary sewer and storm sewer. The government-wide financial statements are statements 1 and 2 of this report. Fund Financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into two categories: governmental funds and proprietary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financial requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the City's near term financial decisions. Both the governmental fund balance sheet and governmental fund statement of revenues, expenditures and change in fund balance provide a Management’s Discussion and Analysis reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains seven individual major governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balance for the following major funds: General Fund TIF District #2 – Special Revenue Fund Budgeted Projects and Equipment Revolving – Capital Project Fund G.O. Capital Improvement Bonds of 2014A – Debt Service Fund G.O. Capital Improvement Bonds of 2008 – Debt Service Fund Street Reconstruction Fund – Capital Project Fund Renewal and Replacement Fund – Capital Project Fund Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of subcombining statements elsewhere in this report. The City adopts an annual appropriated budget for its General Fund. A budgetary comparison schedule has been provided for this fund to demonstrate compliance with this budget – see Statement 10. The basic governmental fund financial statements are statements 3 through 5 of this report. Proprietary funds. The City maintains three enterprise funds as a part of its proprietary fund type. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water, sanitary sewer and storm sewer operations. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the following funds: Enterprise funds: Water Sanitary Sewer Storm Sewer Internal service funds are used to report activities that provide services for the City’s other departments, such as pension benefits. The internal service fund is reported with governmental activities in the government-wide financial statements. The basic proprietary fund financial statements are statements 6 through 8 of this report. Management’s Discussion and Analysis Fiduciary Funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the City. Fiduciary funds are not reflected by the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The basic fiduciary fund statements are Statements 9, 23 and 24. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government–wide and fund financial statements. The notes to the financial statements can be found following Statement 9. Other information. The combining statements referred to earlier in connection with non- major governmental funds are presented immediately following the required supplementary information on budgetary comparisons. Combining and individual fund statements and schedules are presented as Statements 15 through 22. Government-Wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $43,548,776 at the close of the most recent fiscal year. The largest portion of the City’s net position ($23,928,880 or 55%) reflects its investment in capital assets (e.g. land, improvements, buildings and structures, machinery and equipment, and furniture and fixtures) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Management’s Discussion and Analysis City of Oak Park Heights’ Net Position Governmental ActivitiesBusiness-Type ActivitiesTotals 201620152016201520162015 Assets: Current and other assets$20,543,812$23,916,601$2,124,777$2,039,086$22,668,589$25,955,687 Capital assets20,891,26023,371,54112,010,7488,069,04432,902,00831,440,585 Total assets$41,435,072$47,288,142$14,135,525$10,108,130$55,570,597$57,396,272 Total deferred outflows of resources$3,035,435$344,091$0$0$3,035,435$344,091 Liabilities: Long-term liabilities outstanding$7,833,247$10,840,865$39,348$35,491$7,872,595$10,876,356 Other liabilities6,469,2756,116,379136,72880,3186,606,0036,196,697 Total liabilities$14,302,522$16,957,244$176,076$115,809$14,478,598$17,073,053 Total deferred inflows of resources$578,658$289,598$0$0$578,658$289,598 Net position: Net investment in capital assets$11,918,132$14,030,120$12,010,748$8,069,044$23,928,880$22,099,164 Restricted2,353,2502,464,368 - - 2,353,2502,464,368 Unrestricted15,317,94513,890,9031,948,7011,923,27717,266,64615,814,180 Total net position$29,589,327$30,385,391$13,959,449$9,992,321$43,548,776$40,377,712 A portion of the City’s net position ($17,266,646) is its unrestricted net position which may be used to meet the City’s ongoing obligations to citizens and creditors. The remaining balance of $2,353,250 represents resources that are subject to external restrictions on how they may be used. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net position, both for the government as a whole, as well as for its separate governmental and business-type activities. Governmental Activities Governmental activities decreased the City’s net position by $796,064 during 2016. Key elements of this decrease are as follows: Charges for services decreased $113,637 largely due to collection of area charges from development. Investment income increased by $48,813 due to the realized and unrealized losses in the value of investments which are annually adjusted in accordance with accounting standards. Property taxes increased $213,781 due to an increase in taxes levied. Public safety expenses increased $662,433 largely due to an increase in pension liability and the $92,800 annual installment to the City of Bayport for the fire station. Public works expenses increased $644,726 due to the asset disposition from the replacement of infrastructure as a result of the building of the St. Croix River crossing and the capitalization of expenditures for capital improvements. Management’s Discussion and Analysis City of Oak Park Heights’ Changes in Net Position Governmental ActivitiesBusiness-Type ActivitiesTotals 201620152016201520162015 Revenues: Program revenues: Charges for services$585,990$699,627$1,789,275$1,745,846$2,375,265$2,445,473 Operating grants and contributions109,101105,2311,3827,930110,483113,161 Capital grants and contributions75,1101,209,432 - 51675,1101,209,948 General revenues: General property taxes5,318,5605,104,779 - - 5,318,5605,104,779 Tax increment185,539184,251 - - 185,539184,251 Grants and contributions not restricted to specific programs13,97510,3202,674,692 - 2,688,66710,320 Other revenue36,35422,655265 - 36,61922,655 Unrestricted investment earnings202,911154,09817,09111,547220,002165,645 Total revenues6,527,5407,490,3934,482,7051,765,83911,010,2459,256,232 Expenses: General government1,708,1481,685,452 - - 1,708,1481,685,452 Public safety2,226,4911,564,058 - - 2,226,4911,564,058 Public works1,548,584903,858 - - 1,548,584903,858 Parks and recreation373,279315,390 - - 373,279315,390 Interest on long-term debt394,165406,215 - - 394,165406,215 Water - - 614,628496,607614,628496,607 Sanitary sewer - - 909,565749,937909,565749,937 Storm sewer - - 64,32160,08164,32160,081 Total expenses 6,250,6674,874,9731,588,5141,306,6257,839,1816,181,598 Increase in net position before transfers276,8732,615,4202,894,191459,2143,171,0643,074,634 Transfers(1,072,937)(1,012,761)1,072,9371,012,761 - - Change in net position(796,064)1,602,6593,967,1281,471,9753,171,0643,074,634 Net position - January 1, as previously reported30,385,39130,370,4329,992,3218,520,34640,377,71238,890,778 Prior period adjustment - (1,587,700) - - - (1,587,700) Net position - January 1, as restated30,385,39128,782,7329,992,3218,520,34640,377,71237,303,078 Net position - December 31$29,589,327$30,385,391$13,959,449$9,992,321$43,548,776$40,377,712 Management’s Discussion and Analysis Below are specific graphs which provide comparisons of the governmental activities revenues and expenditures: Management’s Discussion and Analysis Business-Type Activities Business-type activities increased net position by $3,967,128 during 2016. Below are graphs showing the business-type activities revenue and expense comparisons: Management’s Discussion and Analysis Financial Analysis of the Government's Funds Governmental Funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $19,232,700. The General Fund increased by $377,799 in 2016. This is from revenues being over budget by $362,176, due to $128,000 of unexpected revenue; tax revenue from TIF excess revenues and delinquent collections resulting in $83,000 over expected collections; Intergovernmental Revenue collected from Police Aid for $25,000 higher than anticipated; unexpected Refund and Reimbursement revenues including insurance refunds and dividends of $74,000; Development Charges of $28,000 over budget; and Investment Income of $33,000. Expenditures were under budget by $590,462. Savings were experienced in all city departments. Major savings were seen in Police due to reductions in personnel costs and snow removal costs were less than anticipated. The TIF District # 2 increased by $79. This fund was established for possible development within the city which would require expenditures for street and utility infrastructure. Preliminary expenses of $406,067 including the purchase of property have been incurred during 2013-2015. The Budgeted Projects and Equipment Revolving Fund increased by $905,039 due to General fund balance transfers for future street maintenance and budgeted transfers for future equipment and improvements. The G.O. Capital Improvement Bonds of 2014 decreased by $111,787. The bonds were issued for partial financing of the 2014-2015 Street and Utility Reconstruction Project. The decrease is the result of using the assessments that were prepaid in addition to the amount levied and collected for the repayment of the bonds principal and interest of $482,425. The G.O. Capital Improvement Bonds of 2008 decreased by $95,999 as the fund was closed to the 2012 General Obligation CIP Refunding Bonds which redeemed the outstanding balance of the 2008 G.O. Capital Improvement Bonds. The Street Reconstruction Capital Project Fund increased by $186,576 during 2016 . This increase is due to the transfers in from the Renewal and Replacement Capital Project Fund and the Storm Sewer Renewal and Replacement Capital Project Fund for the construction of the utility portion of the Street Reconstruction Project. The Renewal and Replacement Capital Project Fund increased by $232,230 during 2016. This fund receives an annual transfer from the proprietary funds in an amount equal to Management’s Discussion and Analysis depreciation expense on capital assets. The increase is the net of the annual transfers reduced by the amount transferred to fund the capital project for street reconstruction. The nonmajor special revenue funds increased by $34,305 during 2016. The nonmajor debt service funds decreased by $4,828,193 during 2016 due to the transfer out for the redemption of the G.O. Improvement Bonds of 2008. The nonmajor capital project funds increased by $412,756 during 2016 due mostly to the collection of $380,000 from MNDOT for expenses incurred for the St. Croix River Crossing Bridge Project. Proprietary funds. The City’s proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Budgetary Highlights General Fund Actual results as compared to budgeted were significantly different because of the following: Intergovernmental revenue includes Police Aid revenues of $25,000 in excess of expected funds from The State. Licenses and permits and Charges for services had increases over anticipated amounts due to development in the City. Investment income was over $32,754 as well as Refunds and Reimbursement was over $73,966. Investment income is not a budgeted revenue due to the fluctuations of rates and market values and is not measurable. Included in Refunds and reimbursements is insurance dividends which are not a guaranteed income and are not budgeted for. Total general government expenditures were $221,849 under budget because of favorable budget variances, reduction in personnel and insurance costs. Public safety expenditures were $130,273 under budget due to favorable budget variances. Public works expenditures were $219,410 under budget due to $158,221 of under budget expenditures for snow and ice removal and overall favorable budget variances. Parks and recreation expenditures were $18,930 under budget due to favorable budget variances. Capital Asset and Debt Administration Capital assets. The City’s investment in capital assets for its governmental and business- type activities as of December 31, 2016, amounts to $32,902,008 (net of accumulated depreciation). This investment in capital assets includes land, construction in progress, buildings and structures, other improvements, infrastructure, machinery and equipment and furniture and fixtures. Management’s Discussion and Analysis City of Oak Park Heights’ Capital Assets (Net of Depreciation) BeginningEnding BalanceIncreasesDecreasesBalance Governmental activities: Capital assets, not being depreciated: Land$2,581,071$ - ($267,577)$2,313,494 Construction in progress4,980,258981,221(5,609,663)351,816 Total capital assets, not being depreciated7,561,329981,221(5,877,240)2,665,310 Capital assets, being depreciated: Buildings and structures7,600,11978,606 - 7,678,725 Other improvements1,505,92897,586 - 1,603,514 Machinery and equipment545,59875,587(59,012)562,173 Furniture and fixtures516,735 - - 516,735 Infrastructure15,047,0963,137,193(595,772)17,588,517 Total capital assets, being depreciated25,215,4763,388,972(654,784)27,949,664 Less accumulated depreciation for: Buildings and structures1,004,060182,737 - 1,186,797 Other improvements397,15248,820 - 445,972 Machinery and equipment399,07237,840(58,738)378,174 Furniture and fixtures254,00737,062 - 291,069 Infrastructure7,350,973551,430(480,701)7,421,702 Total accumulated depreciation9,405,264857,889(539,439)9,723,714 Total capital assets being depreciated - net15,810,2122,531,083(115,345)18,225,950 Governmental activities capital assets - net$23,371,541$3,512,304($5,992,585)$20,891,260 BeginningEnding BalanceIncreasesDecreasesBalance Business-type activities: Capital assets, not being depreciated: Land$937,919$ - $ - $937,919 Total capital assets, not being depreciated937,91900937,919 Capital assets, being depreciated: Buildings and structures2,047,66519,666 - 2,067,331 Machinery and equipment514,11911,919 - 526,038 Infrastructure9,267,4084,379,497(567,813)13,079,092 Total capital assets, being depreciated11,829,1924,411,082(567,813)15,672,461 Less accumulated depreciation for: Buildings and structures955,10074,025 - 1,029,125 Machinery and equipment254,64025,331 - 279,971 Infrastructure3,488,327252,689(450,480)3,290,536 Total accumulated depreciation4,698,067352,045(450,480)4,599,632 Total capital assets being depreciated - net7,131,1254,059,037(117,333)11,072,829 Business-type activities capital assets - net$8,069,044$4,059,037($117,333)$12,010,748 Additional information on the City’s capital assets can be found in Note 5. Long-term debt. At the end of the current fiscal year, the City had total bonded debt outstanding of $8,973,132, a decrease of $5,634,338 from 2015. Management’s Discussion and Analysis Additional long-term debt in the amount of $239,367 for compensated absences and $4,610,089 for net pension liability was also outstanding at the end of 2016. City of Oak Park Heights’ Outstanding Debt General obligation bonds, compensated absences and unamortized bond premium: Governmental ActivitiesBusiness-Type ActivitiesTotals 201620152016201520162015 General obligation bonds$8,770,000$14,385,000$ - $ - $8,770,000$14,385,000 Compensated absences195,432223,04443,93548,557239,367271,601 Net pension liability4,610,0891,672,420 - - 4,610,089 - Bond premium203,132222,470 - - 203,132222,470 Total$13,778,653$16,502,934$43,935$48,557$13,822,588$14,879,071 State statutes limit the amount of general obligation debt a Minnesota city may issue to 3% of total estimated market value. The current debt limitation for the City is $22,008,489. The City’s 2009A Capital Improvement Bonds and a portion of the 2014A General Obligation Bonds for a total of $5,560,000 are counted within the statutory limitation. Additional information on the City’s long-term debt can be found in Note 6. Requests for information.This financial report is designed to provide a general overview of the City’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director of Finance, 14168 Oak Park Boulevard, Oak Park Heights, Minnesota 55082-2007. BASIC FINANCIAL STATEMENTS - This page intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF NET POSITIONStatement 1 December 31, 2016 With Comparative Amounts for The Year Ended December 31, 2015 Primary Government GovernmentalBusiness-Type Totals Assets:ActivitiesActivities20162015 Cash and investments$19,448,041$1,665,553$21,113,594$18,999,236 Cash with escrow agent - - - 4,926,338 Accrued interest receivable62,106 - 62,10636,801 Accounts receivable - net55,576426,648482,224456,138 Internal balances23,622(23,622) - - Due from other governmental units115,100679115,779497,410 Prepaid items63,81355,519119,332110,634 Taxes receivable34,015 - 34,01562,490 Special assessments receivable - net615,539 - 615,539740,640 Land held for resale126,000 - 126,000126,000 Capital assets (net of accumulated depreciation): Land2,313,494937,9193,251,4133,518,990 Building and structures6,491,9281,038,2067,530,1347,688,624 Other improvements1,157,542 - 1,157,5421,108,776 Machinery and equipment183,999246,067430,066406,006 Furniture and fixtures225,666 - 225,666262,728 Infrastructure10,166,8159,788,55619,955,37113,475,203 Construction in progress351,816 - 351,8164,980,258 Total assets41,435,07214,135,52555,570,59757,396,272 Deferred outflows of resources: Related to pensions3,035,435 -3,035,435344,091 Liabilities: Accounts payable476,869117,573594,442280,499 Salaries payable3,5511,4354,9863,272 Contracts payable6,1226,43912,561192,866 Due to other governmental units5,9046,69412,5985,134 Accrued interest payable8,029 -8,02917,176 Deposits payable20,000 -20,00018,000 Unearned revenue3,394 -3,3944,615 Compensated absences payable: Due within one year20,4064,58724,99360,135 Due in more than one year175,02639,348214,374211,466 Bonds payable: Due within one year835,000 -835,0005,615,000 Due in more than one year8,138,132 -8,138,1328,992,470 Net pension liability: Due in more than one year4,610,089 -4,610,0891,672,420 Total liabilities14,302,522176,07614,478,59817,073,053 Deferred inflows of resources: Related to pensions578,658 -578,658289,598 Net position: Net investment in capital assets11,918,13212,010,74823,928,88022,099,164 Restricted for: Debt service1,871,925 -1,871,9251,770,237 Park improvements351,899 -351,899544,506 Other purposes129,426 -129,426149,625 Unrestricted15,317,9451,948,70117,266,64615,814,180 Total net position$29,589,327$13,959,449$43,548,776$40,377,712 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2016 With Comparative Amounts for The Year Ended December 31, 2015 Program Revenues Charges For Functions/ProgramsExpensesServices Primary government: Governmental activities: General government$1,708,148$77,009 Public safety2,226,491390,727 Public works1,548,584101,471 Parks and recreation373,27916,783 Interest and fees on long-term debt394,165 - Total governmental activities6,250,667585,990 Business-type activities: Water614,628781,892 Sanitary sewer909,565924,105 Storm sewer64,32183,278 Total business-type activities1,588,5141,789,275 Total primary government$7,839,181$2,375,265 The accompanying notes are an integral part of these financial statements. Statement 2 Net (Expense) Revenue and Program RevenuesChanges in Net Position OperatingCapitalPrimary Government Grants andGrants andGovernmentalBusiness-TypeTotals ContributionsContributionsActivitiesActivities20162015 $ - $ - ($1,631,139)$ - ($1,631,139)($1,548,455) 94,859 - (1,740,905) - (1,740,905)(1,180,818) 14,24275,110(1,357,761) - (1,357,761)590,195 - - (356,496) - (356,496)(315,390) - - (394,165) - (394,165)(406,215) 109,10175,110(5,480,466)0(5,480,466)(2,860,683) 1,382 - - 168,646168,646292,860 - - - 14,54014,540131,491 - - - 18,95718,95723,316 1,38200202,143202,143447,667 $110,483$75,110(5,480,466)202,143(5,278,323)(2,413,016) General revenues: General property taxes5,318,560 - 5,318,5605,104,779 Tax increment185,539 - 185,539184,251 Grants and contributions not restricted to specific programs13,9752,674,6922,688,66710,320 Unrestricted investment earnings202,91117,091220,002165,645 Other revenue36,35426536,61922,655 Transfers(1,072,937)1,072,937 - - Total general revenues and transfers4,684,4023,764,9858,449,3875,487,650 Change in net position(796,064)3,967,1283,171,0643,074,634 Net position - January 1, as originally reported30,385,3919,992,32140,377,71238,890,778 Prior period adjustment, See Note 18 - - - (1,587,700) Net position - January 1, as restated30,385,3919,992,32140,377,712$37,303,078 Net position - December 31$29,589,327$13,959,449$43,548,776$40,377,712 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS December 31, 2016 With Comparative Totals For December 31, 2015 401 Budgeted Projects and 526 G.O. Capital 206 TIF District EquipmentImprovement General Fund#2RevolvingBonds of 2008 Assets Cash and investments$4,420,723$4,036$3,330,219$ - Cash with escrow agent - - - - Accrued interest receivable62,106 - - - Accounts receivable - net55,190 - 386 - Due from other governmental units113,392 - - - Due from other funds410,000 - - - Prepaid items63,813 - - - Delinquent taxes receivable34,015 - - - Special assessments receivable - - - - Land held for resale - - - - Total assets$5,159,239$4,036$3,330,605$0 Liabilities, Deferred Inflows of Resources, and Fund Balances Liabilities: Accounts payable$85,437$ - $2,569$ - Salaries payable3,551 - - - Contracts payable - - - - Due to other governmental units5,904 - - - Due to other funds - 410,000 - - Deposits payable20,000 - - - Unearned revenue - - - - Total liabilities114,892410,0002,5690 Deferred inflows of resources: Unavailable revenue34,015 - - - Fund balance: Nonspendable63,813 - - - Restricted - - - - Assigned140,000 - 3,328,036 - Unassigned4,806,519(405,964) - - Total fund balance5,010,332(405,964)3,328,0360 Total liabilities, deferred inflows of resources, and fund balance$5,159,239$4,036$3,330,605$0 The accompanying notes are an integral part of these financial statements. Statement 3 710 Renewal and 529 G.O. Capital ReplacementOther Improvement565 Street Capital Project GovernmentalIntra-Activity Bonds of 2014AReconstructionFundFundsEliminationsTotal Governmental Funds 20162015 $1,047,320$2,182,167$3,436,453$5,027,123$ - $19,448,041$17,447,802 - - - - - - 4,926,338 - - - - -62,10633,514 - - - - -55,57632,519 1,708 - - - -115,100487,670 - - - -(410,000) - - - - - - -63,81357,602 - - - - -34,01562,490 689,624 - - - -689,624814,725 - - -126,000 -126,000126,000 $1,738,652$2,182,167$3,436,453$5,153,123($410,000)$20,594,275$23,988,660 $ -$313,550$ - $75,313$ - $476,869$220,182 - - - - -3,5512,399 - - -6,122 -6,122192,866 - - - - -5,904454 - - - -(410,000) - - - - - - -20,00018,000 - - -3,394 -3,3943,233 0313,550084,829(410,000)515,840437,134 685,720 - -126,000 -845,7351,431,631 - - - - -63,81357,602 1,052,932 - -614,598 - 1,667,5306,916,315 - 1,868,6173,436,4534,327,696 - 13,100,80211,196,278 - - - - - 4,400,5553,949,700 1,052,9321,868,6173,436,4534,942,294019,232,70022,119,895 $1,738,652$2,182,167$3,436,453$5,153,123($410,000)$20,594,275$23,988,660 Fund balance reported above$19,232,700$22,119,895 Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds.20,891,26023,371,541 Other long-term assets are not available to pay for current-period expenditures and, therefore, are reported as unavailable revenues in the funds.771,6501,357,546 Long-term liabilities, are not due and payable in the current period and, therefore, are not reported in the funds: Bonds payable(8,973,132)(14,607,470) Compensated absences payable(195,432)(223,044) Other post employment benefits - - Accrued interest payable(8,029)(17,176) An internal service fund is used by management to charge the costs of pension benefits to individual funds. The assets and liabilities are included in the governmental activities on the Statement of Net Position.(2,129,690)(1,615,901) Net position of governmental activities$29,589,327$30,385,391 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For The Year Ended December 31, 2016 With Comparative Totals For December 31, 2015 401 Budgeted Projects and 526 G.O. Capital 206 TIF District EquipmentImprovement General Fund#2RevolvingBonds of 2008 Revenues: General property taxes$5,347,035$ - $ - $ - Tax increment - - - - Special assessments - - - - Licenses and permits214,182 - - - Intergovernmental111,141 - - - Charges for services88,782 - - - Fines and forfeits40,876 - - - Investment income32,7547921,6501,563 Refunds and reimbursements148,966 - 53,600 - Donations and contributions - - - - Total revenues5,983,73679 75,250 1,563 Expenditures: Current: General government1,225,283 - 7,330 - Public safety1,622,718 - 98,812 - Public works455,311 - 60,546 - Parks and recreation164,311 - 39,800 - Capital outlay - - 84,594 - Debt service: Principal - - - 5,090,000 Interest - - - 208,000 Total expenditures3,467,6230 291,082 5,298,000 Revenues over (under) expenditures2,516,11379 (215,832)(5,296,437) Other financing sources (uses): Sale of capital assets3,690 - - - Transfers in - - 1,120,8715,300,000 Transfers out(2,142,004) - - (99,562) Total other financing sources (uses)(2,138,314)0 1,120,871 5,200,438 Net change in fund balance377,79979 905,039 (95,999) Fund balance - January 14,632,533(406,043)2,422,99795,999 Fund balance - December 31$5,010,332($405,964)$3,328,036$0 The accompanying notes are an integral part of these financial statements. Statement 4 710 Renewal and 529 G.O. Capital ReplacementOther Improvement565 Street Capital Project GovernmentalIntra-Activity Bonds of 2014AReconstructionFundFundsEliminationsTotal Governmental Funds 20162015 $ - $ - $ - $ - $ - $5,347,035$5,104,956 - - - 185,539 - 185,539184,251 220,052 - - - - 220,052381,071 - - - - - 214,182125,704 - - - 380,000 - 491,141165,950 - - - 47,871 - 136,653401,547 - - - 10,863 - 51,73967,170 11,58617,16529,95588,159 - 202,911154,098 - 32,479 - 421 - 235,466594,254 - - - 16,783 - 16,7834,550 231,638 49,644 29,955 729,636 0 7,101,501 7,183,551 - - - 150,630 - 1,383,2431,519,783 - - - 13,093 - 1,734,6231,620,793 - 51,6101,17113,730 - 582,368483,152 - - - 39,941 - 244,052176,416 - 375,203 - 202,187 - 661,9844,111,439 400,000 - - 125,000 - 5,615,000500,000 82,425 - - 132,225 - 422,650426,133 482,425 426,813 1,171 676,806 0 10,643,920 8,837,716 (250,787)(377,169)28,784 52,830 0 (3,542,419)(1,654,165) - - - - - 3,690 - 139,000563,745348,061480,968(7,301,111)651,534541,719 - - (144,615)(4,914,930)7,301,111 - - 139,000 563,745 203,446 (4,433,962)0 655,224 541,719 (111,787)186,576 232,230 (4,381,132)0 (2,887,195)(1,112,446) 1,164,7191,682,0413,204,2239,323,426 - 22,119,89523,232,341 $1,052,932$1,868,617$3,436,453$4,942,294$0$19,232,700$22,119,895 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES,Statement 5 EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS For The Year Ended December 31, 2016 With Comparative Amounts for The Year Ended December 31, 2015 20162015 Amounts reported for governmental activities in the statement of activities are different because: Net changes in fund balances - total governmental funds (Statement 4)($2,887,195)($1,112,446) Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense: Depreciation(857,889)(779,336) Capital outlay661,9844,111,439 Capitalized interest21,19918,248 Other various transactions relating to capital assets: Transfer of capital assets to business-type activities(1,724,471)(1,554,480) Disposal of assets(581,104)(31,846) Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds: Change in delinquent taxes receivable(28,475)(177) Change in deferred special assessments receivable(128,382)229,976 Change in value of land held for resale - (200) Change in unavailable grant receivable(429,039)68,763 The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. The amount of this difference is: Principal payments on bonds payable5,615,000500,000 Bond premium19,33819,338 Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Expenses reported in the statement of activities include the effects of the changes in these expense accruals as follows: Change in compensated absences payable27,612(8,015) Change in other post employment benefits - 169,016 Change in accrued interest payable9,147580 An internal service fund is used by management to charge pension costs to individual funds. This amount is the portion of net revenue attributable to governmental activities.(513,789)(28,201) Change in net position of governmental activities (Statement 2)($796,064)$1,602,659 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF NET POSITIONStatement 6 PROPRIETARY FUNDS December 31, 2016 With Comparative Totals For Enterprise Funds For December 31, 2015 Governmental Activities Business-Type Activities Enterprise Funds 707 Storm 705 Water 706 Sewer Sewer Utility Internal Service Utility FundUtility FundFundFund Totals 201620152016 Assets: Current assets: Cash and cash equivalents$815,012$687,395$163,146$1,665,553$1,551,434$ - Accrued interest receivable - - - - 3,287 - Accounts receivable: Customers152,495207,33520,856380,686378,931 - Certified to County16,53522,4596,96845,96244,688 - Due from other governmental units440 - 2396799,740 - Prepaid items7,18448,3231255,51953,032 - Total current assets991,666 965,512 191,221 2,148,399 2,041,112 0 Noncurrent assets: Capital assets: Land937,919 - - 937,919937,919 - Buildings and structures2,023,34743,983 - 2,067,3302,047,665 - Machinery and equipment510,69615,342 - 526,038514,119 - Distribution and collection system7,388,0895,691,004 - 13,079,0939,267,408 - Total capital assets10,860,051 5,750,329 0 16,610,380 12,767,111 0 Less: Allowance for depreciation(2,828,005)(1,771,627) - (4,599,632)(4,698,067) - Net capital assets8,032,0463,978,702012,010,7488,069,0440 Total noncurrent assets8,032,0463,978,702012,010,7488,069,0440 Total assets9,023,7124,944,214191,22114,159,14710,110,1560 Deferred outflows of resources: Related to pensions - - - - - 3,035,435 Liabilities: Current liabilities: Accounts payable37,87885,772362124,01260,317 - Salaries payable714709121,435873 - Due to other governmental units4,2342,460 - 6,6944,680 - Unearned revenue - - - - 1,382 - Compensated absences payable - current portion2,6731,6272874,58713,066 - Total current liabilities45,499 90,568 661 136,728 80,318 0 Noncurrent liabilities: Compensated absences payable - noncurrent portion22,92813,9552,46539,34835,491 - Net pension liability - - - - - 4,610,089 Noncurrent liabilities22,92813,9552,46539,34835,4914,610,089 Total liabilities68,427104,5233,126176,076115,8094,610,089 Deferred inflows of resources: Related to pensions - - - - - 578,658 Net position: Net investment in capital assets8,032,0463,978,702 - 12,010,7488,069,044 - Unrestricted923,239860,989188,0951,972,3231,925,303(2,153,312) Total net position$8,955,285$4,839,691$188,095$13,983,071$9,994,347($2,153,312) Net position reported above$13,983,071$9,994,347 Adjustment to report the cumulative internal balance for the net effect of activity between the internal service fund and the enterprise funds over time.(23,622)(2,026) Net position of business-type activities$13,959,449$9,992,321 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENSES AND Statement7 CHANGES IN FUND NET POSITION PROPRIETARY FUNDS For The Year Ended December 31, 2016 With Comparative Totals For Enterprise Funds For December 31, 2015 Governmental Activities Business-Type Activities Enterprise Funds 707 Storm 705 Water 706 Sewer Sewer Utility Internal Service Utility FundUtility FundFundFund Totals 201620152016 Operating revenues: Customer billings$750,552$908,570$82,370$1,741,492$1,703,987$ - Penalties8,18711,08687320,14619,802 - Meter charges15,526 - - 15,5265,288 - Charges for services1,0854,449355,5693,086193,766 Grants and contributions1,382 - - 1,3827,93011,935 Refunds and reimbursements6,542 - - 6,54213,683 - Total operating revenues783,274 924,105 83,278 1,790,657 1,753,776 205,701 Operating expenses: Personal services196,099130,11723,925350,141364,605741,086 Contractual services134,48994,14032,897261,526205,791 - MCES charges - 458,379 - 458,379414,812 - Materials and supplies15,6905,80869722,19527,844 - Administrative and personnel charges - - 4,4004,4004,242 - Repairs and maintenance - - 90090012 - Depreciation235,784116,261 - 352,045278,320 - Total operating expenses582,062 804,705 62,819 1,449,586 1,295,626 741,086 Operating income (loss)201,212 119,400 20,459 341,071 458,150 (535,385) Nonoperating revenues (expenses): Earnings on investments8,7636,7281,60017,09111,547 - Other - - 265265516 - (Loss) on disposal of capital assets(20,393)(96,939) - (117,332)(8,973) - Total nonoperating revenues (expenses)(11,630)(90,211)1,865(99,976)3,0900 Income (loss) before contributions and transfers189,58229,18922,324241,095461,240(535,385) Capital contributions2,674,8881,724,275 - 4,399,1631,554,480 - Transfers: Transfers to other funds(431,914)(208,387)(11,233)(651,534)(541,719) - Total transfers and contributions2,242,9741,515,888(11,233)3,747,6291,012,7610 Change in net position2,432,5561,545,07711,0913,988,7241,474,001(535,385) Net position - January 16,522,7293,294,614177,0049,994,3478,520,346(1,617,927) Net position - December 31$8,955,285$4,839,691$188,095$13,983,071$9,994,347($2,153,312) Change in NetCapital PositionContributionsTransfers Reconciliation to Statement of Activities: Amounts reported above$3,988,724$4,399,163($651,534) Amounts reported for business-type activities in the Statement of Activities are different because: Transfer in of capital assets from governmental activities - (1,724,471)1,724,471 Adjustment to reflect the consolidation of Internal Service Fund activities(21,596) - - Amounts reported on the Statement of Activities$3,967,128$2,674,692$1,072,937 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF CASH FLOWSStatement 8 PROPRIETARY FUNDS For The Year Ended December 31, 2016 With Comparative Totals For Enterprise Funds For December 31, 2015 Governmental Business-Type Activities Enterprise FundsActivities 707 Storm 705 Water 706 Sewer Sewer Utility Internal Service Utility FundUtility FundFundTotalsFund 201620152016 Cash flows from operating activities: Receipts from customers and users$798,527$911,505$83,893$1,793,925$1,719,465$ - Receipts from interfund charges for pension benefits - - - - - 193,766 Grants and contributions1,382 - - 1,3827,93011,935 Payment to suppliers(125,015)(514,824)(44,339)(684,178)(606,059) - Payments to other funds for services provided - - - - - (205,701) Payment to employees(198,631)(131,487)(24,083)(354,201)(366,854) - Miscellaneous revenue - - 265265516 - Net cash flows provided by (used in) operating activities476,263265,19415,736757,193754,9980 Cash flows from noncapital financing activities: Transfer to other funds(431,914)(208,387)(11,233)(651,534)(541,719)0 Cash flows from capital and related financing activities: Acquisition of capital assets(11,919) - - (11,919)(28,441) - Proceeds from sale of capital assets - - - - 914 - (11,919) - - (11,919)(27,527)0 Cash flows from investing activities: Investment income10,4418,0451,89320,37910,9970 Net increase (decrease) in cash and cash equivalents42,87164,8526,396114,119196,7490 Cash and cash equivalents - January 1772,141622,543156,7501,551,4341,354,685 - Cash and cash equivalents - December 31$815,012 $687,395 $163,146 $1,665,553 $1,551,434 $0 Reconciliation of operating income to net cash provided by operating activities: Operating income (loss)$201,212$119,400$20,459$341,071$458,150($535,385) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation235,784116,261 - 352,045278,320 - Miscellaneous revenue - - 265265516 - Changes in assets and liabilities: Decrease (increase) in receivables18,017(12,600)6156,032(27,763) - Decrease (increase) in prepaid expenses403(2,889)(1)(2,487)(790) - Decrease (increase) in deferred outflows of resources - - - - - (2,691,344) Increase (decrease) in payables20,84745,022(5,602)60,26746,5652,937,669 Increase (decrease) in deferred inflows of resources - - - - - 289,060 Total adjustments275,051 145,794 (4,723)416,122 296,848 535,385 Net cash provided by (used in) operating activities$476,263$265,194$15,736$757,193$754,998$0 Noncash investing, capital and financing activities: Water utility assets in the amount of $2,674,888 were contributed to the Water Utility Fund in 2016. Sewer utility assets in the amount of $1,724,275 were contributed to the Sewer Utility Fund in 2016. The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF FIDUCIARY NET POSITIONStatement 9 AGENCY FUNDS December 31, 2016 With Comparative Totals For December 31, 2015 20162015 Assets: Cash and investments$391,096$274,893 Due from developers17,71515,891 Total assets408,811290,784 Liabilities: Escrow deposits payable165,997146,000 Accounts payable6,56618,446 Due to developers236,248126,338 Total liabilities408,811290,784 Net position: Unrestricted$0$0 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Note 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Oak Park Heights, Minnesota operates under the State of Minnesota Statutory Plan A form of government. The governing body consists of a five member City council elected by voters of the City. The financial statements of the City of Oak Park Heights, Minnesota have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of the significant accounting policies. A.FINANCIAL REPORTING ENTITY As required by generally accepted accounting principles, the financial statements of the reporting entity include those of the City (the primary government) and its component units, entities for which the City is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the City's operations and so data from these units are combined with data of the primary government. BLENDED COMPONENT UNIT The EDA of the City of Oak Park Heights, Minnesota is a separate legal entity. The EDA board members are substantially the same as the City council in that four of the five board members are council members and the fifth board member is the City mayor. Separate financial statements are not prepared by the EDA. B.GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide financial statements (i.e., the statement of net position and the statement of changes in net position) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or business-type activity is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or business-type activity. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or business-type activity and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or business-type activity. Taxes and other items not included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 C.MEASUREMENT FOCUS, BASIS OF ACCOUNTING, AND FINANCIAL STATEMENT PRESENTATION The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. The City’s only fiduciary funds are agency funds. Agency funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: TheGeneral Fund is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. TheTIF District #2 Special Revenue Fund is used to account for all the activity within that district. TheBudgeted Projects and Equipment Revolving Fund is used to account for monies set aside for various capital improvements. TheG.O. Capital Improvement Bonds of 2008 Debt Service Fund is used to account for the accumulation of resources for debt service payments on the 2008 bonds. TheG.O. Capital Improvement Bonds of 2014A Debt Service Fund is used to account for the accumulation of resources for debt service payments on the 2014A bonds. TheStreet Reconstruction Capital Project Fund accounts for the accumulation of funds to be used for future street reconstruction projects. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 TheRenewal and Replacement Capital Project Fund is used to account for assets depreciated from the utility fund and water and sanitary sewer departments. Funds are used to renew or replace water and sanitary sewer system assets. The City reports the following major proprietary funds: The Water Utility Fund accounts for assets, liabilities, revenues and expenditures for water utility operations. The Sewer Utility Fund accounts for assets, liabilities, revenues and expenditures for sewer utility operations. The Storm Sewer Utility Fund accounts for assets, liabilities, revenues and expenditures for storm sewer utility operations. Additionally, the City reports the following fund type: Agency Funds account for the assets of various developers held by the City as an agent. Internal Service Fund – this pension benefit fund is used to provide pension benefits to other funds of the City on a cost reimbursement basis. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. D.BUDGETS Budgets are legally adopted on a basis consistent with generally accepted accounting principles. Annual appropriated budgets are legally adopted for the General Fund, but not for Special Revenue Funds. Budgeted expenditure appropriations lapse at year end. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the appropriation, is not employed by the City because it is at present not considered necessary to assure effective budgetary control or to facilitate effective cash management. E.LEGAL COMPLIANCE - BUDGETS The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1. The City Administrator submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. 2. Public hearings are conducted to obtain taxpayer comments. 3. The budget is legally enacted through passage of a resolution on a departmental basis and can be expended by each department based upon detailed budget estimates for individual expenditure accounts. 4. The department heads are authorized to transfer appropriations under $500 within any department budget. Additional interdepartmental or interfund appropriations and deletions are or may be authorized by the City Council with fund (contingency) reserves or additional revenues. 5. Formal budgetary integration is employed as a management control device during the year for the General Fund. 6. Legal debt obligation indentures determine the appropriation level and debt service tax levies for the Debt Service Funds. Supplementary budgets are adopted for the Proprietary Funds to determine and calculate user charges. These debt service and budget amounts represent general obligation bond indenture provisions and net income for operation and capital maintenance and are not reflected in the financial statements. 7. A capital improvement program is reviewed annually by the City Council for the Capital Project Funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. 8. Expenditures may not legally exceed budgeted appropriations at the total fund level. Monitoring of budgets is maintained at the expenditure category level (i.e., personal services; material and supplies; contractual services; capital outlay) within each department. All amounts over budget have been approved by the City council through the disbursement approval process. 9. The City Council may authorize transfer of budgeted amounts between City funds. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 F.CASH AND INVESTMENTS Cash and investment balances from all funds are pooled and invested to the extent available in authorized investments. Earnings from investments are allocated to individual funds on the basis of the fund's equity in the cash and investment pool. Investments are stated at fair value, except for investments in external investment pools that meet GASB 79 requirements, which are stated at amortized cost. Investment income is accrued at the balance sheet date. For purposes of the statement of cash flows the Enterprise Funds consider all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. All of the cash and investments allocated to the Enterprise Funds have original maturities of 90 days or less. Therefore the entire balance in the fund is considered cash equivalents. G.RECEIVABLES AND PAYABLES Property taxes and special assessments (see notes 1H and I) have been reported net of estimated uncollectible accounts. Because utility bills are considered liens on property, no estimated uncollectible amounts are established. Uncollectible amounts are not material for other receivables and have not been reported. H.PROPERTY TAX REVENUE RECOGNITION The City Council annually adopts a tax levy and certifies it to the County in December (levy/assessment date) of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners) on May 15 and October 15 of each calendar year. Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 7 and December 2 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. Government-Wide Financial Statements The City recognizes property tax revenue in the period for which the taxes were levied. Uncollectible property taxes are not material and have not been reported. Governmental Fund Financial Statements The City recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. In practice, current and delinquent taxes and State credits received by the City in July, December and January are recognized as revenue for the current year. Taxes collected by the County by December 31 (remitted to the City the following January) and taxes and credits not received at year end are classified as delinquent and due from County taxes receivable. The CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 portion of delinquent taxes not collected by the City in January is fully offset by deferred inflows of resources because they are not available to finance current expenditures. I.SPECIAL ASSESSMENT REVENUE RECOGNITION Special assessments are levied against benefited properties for the cost or a portion of the cost of special assessment improvement projects in accordance with State Statutes. These assessments are collectible by the City over a term of years usually consistent with the term of the related bond issue. Collection of annual installments (including interest) is handled by the County Auditor in the same manner as property taxes. Property owners are allowed to (and often do) prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent, the property is subject to tax forfeit sale. Proceeds of sales from tax forfeit properties are allocated first to the County’s costs of administering all tax forfeit properties. Generally, the City will collect the full amount of its special assessments not adjusted by City Council or court action. Pursuant to State Statutes, a property shall be subject to a tax forfeit sale after three years unless it is homesteaded, agricultural or seasonal recreational land in which event the property is subject to such sale after five years. Government-Wide Financial Statements The City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. Governmental Fund Financial Statements Revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. All remaining delinquent and deferred assessments receivable in governmental funds are offset by deferred inflows of resources. J.INVENTORIES The original cost of materials and supplies has been recorded as expenditures at the time of purchase. The City does not maintain material amounts of inventories of goods and supplies. K.PREPAID ITEMS Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Prepaid items are reported using the consumption method and recorded as expenditure/expense at time of consumption. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 L.CAPITAL ASSETS Capital assets, which include property, plant, equipment and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of more than $5,000 (amount not rounded) and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value at the date of donation. In the case of the initial capitalization of general infrastructure assets (i.e., those reported by governmental activities) the City chose to include all such items regardless of their acquisition date. These assets are reported at historical cost. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed.For the year ended December 31, 2016, no interest was capitalized in connection with construction in progress. Property, plant and equipment of the primary government, as well as the component units, are depreciated using the straight line method over the following estimated useful lives: Buildings and structures 20 - 50 years Machinery and equipment 3 - 20 years Distribution and collection systems 50 years Streets 25 years Storm sewers 50 years Pathways 20 years M.COMPENSATED ABSENCES It is the City’s policy to permit employees to accumulate earned but unused vacation and sick pay benefits. All vacation pay and accumulated vested sick leave benefits is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. In accordance with the provisions of Statement of Government Accounting Standards No. 16, Accounting for Compensated Absences, no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. N.LONG-TERM OBLIGATIONS In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are amortized over the life of the bond. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. O.FUND BALANCE CLASSIFICATIONS In the fund financial statements, governmental funds report fund balance in classifications that disclose constraints for which amounts in those funds can be spent. These classifications are as follows: Nonspendable - consists of amounts that are not in spendable form, such as prepaid items. Restricted - consists of amounts related to externally imposed constraints established by creditors, grantors or contributors; or constraints imposed by state statutory provisions. Committed - consists of internally imposed constraints. These constraints are established by Resolution of City Council. Assigned - consistsof internally imposed constraints for the specific purpose of the City’s intended use. Pursuant to the City’s Fund Balance Policy, the Finance Director and/or City Administrator have been authorized to assign fund balance that reflects the City’s intended use of those funds. Unassigned - is the residual classification for the general fund and also reflects negative residual amounts in other funds. When both restricted and unrestricted resources are available for use, it is the City’s policy to first use restricted resources, and then use unrestricted resources as they are needed. When committed, assigned or unassigned resources are available for use, it is the City’s policy to use resources in the following order; 1) committed 2) assigned and 3) unassigned. P.INTERFUND TRANSACTIONS Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. Interfund loans are reported as an interfund loan receivable or payable which offsets the movement of cash between funds. All other interfund transactions are reported as transfers. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Q.RECLASSIFICATIONS Certain amounts presented in the prior year data have been reclassified in order to be consistent with the current year’s presentation. R.USE OF ESTIMATES The preparation of financial statements in accordance with generally accepted accounting principles (GAAP) requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. S.COMPARATIVE TOTALS The basic financial statements and combining and individual fund financial statements include certain prior-year summarized comparative information in total but not at the level of detail required for a presentation in conformity with generally accepted accounting principles. Accordingly, such information should be read in conjunction with the City’s financial statements for the year ended December 31, 2015, from which the summarized information was derived. T.DEFERRED OUTFLOWS/INFLOWS OF RESOURCES In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City has one item that qualifies for reporting in this category. It is the pension related deferred outflows of resources reported in the government-wide Statement of Net Position and the Proprietary Funds Statement of Net Position. In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The government has pension related deferred inflows of resources reported in the government-wide Statement of Net Position and the proprietary funds Statement of Net Position. The City also has a type of item, which arises only under a modified accrual basis of accounting, that qualifies for reporting in this category. Accordingly, the item, unavailable revenue, is reported only in the governmental fund balance sheet. The governmental funds report unavailable revenues from the following sources: property taxes, special assessments, land held for resale, and unavailable grant revenue. U.DEFINED BENEFIT PENSION PLANS Pensions. For purposes of measuring the net pension liability, deferred outflows/inflows of resources, and pension expense, information about the fiduciary net position of the Public Employees Retirement Association (PERA) and additions to/deductions from PERA’s fiduciary net position have been CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 determined on the same basis as they are reported by PERA except that PERA’s fiscal year end is June 30. For this purpose, plan contributions are recognized as of employer payroll paid dates and benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. Note 2 DEPOSITS AND INVESTMENTS A. DEPOSITS In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council, all of which are members of the Federal Reserve System. Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City Treasurer or in a financial institution other than that furnishing the collateral. Authorized collateral includes the following: a)United States government treasury bills, treasury notes, treasury bonds; b)Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; c)General obligation securities of any state or local government with taxing powers which is rated “A” or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated “AA” or better by a national bond rating service; d)Unrated general obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity; e)Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied by written evidence that the bank’s public debt is rated “AA” or better by Moody’s Investors Service, Inc. or Standard & Poor’s Corporation; and f)Time deposits that are fully insured by any Federal agency. At December 31, 2016 the carrying amount of the City’s deposits with financial institutions was $4,345,170. Custodial credit risk – Deposits. Custodial credit risk is the risk that in the event of a bank failure, the City’s deposits may not be returned to it. State statutes require that insurance, surety bonds or collateral protect all City deposits. The market value of collateral pledged must equal 110% of deposits not covered by insurance or bonds. As of December 31, 2016, the bank balance of the City’s deposits was $4,546,371, all of which was either insured by the Federal Deposit Insurance Corporation (FDIC) or covered by perfected pledged collateral held in the City’s name. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 B. INVESTMENTS Minnesota Statutes authorize the City to invest in the following: a) Direct obligations or obligations guaranteed by the United States or its agencies, its instrumentalities or organizations created by an act of Congress, excluding mortgage-backed securities defined as high risk. b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a) above, general obligation tax-exempt securities, or repurchase or reverse repurchase agreements. c) Obligations of the State of Minnesota or any of its municipalities as follows: 1)any security which is a general obligation of any state or local government with taxing powers which is rated “A” or better by a national bond rating service; 2)any security which is a revenue obligation of any state or local government with taxing powers which is rated “AA” or better by a national bond rating service; and 3)a general obligation of the Minnesota Housing Finance Agency which is a moral obligation of the State of Minnesota and is rated “A” or better by a national bond rating agency. d) Bankers’ acceptance of United States banks eligible for purchase by the Federal Reserve System. e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. f) Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; certain Minnesota securities broker-dealers; or, a bank qualified as a depositor. g)General obligation temporary bonds of the same governmental entity issued under section 429.091, subdivision 7; 469.178, subdivision 5; or 475.61, subdivision 6. As of December 31, 2016 the City had the following investments and maturities: Investment Maturities (in Years) FairLess Investment TypeRatingValueThan 11-56-10 Federal National Mortgage Assn. NotesAaa$1,415,610$ - $779,790$635,820 Federal Home Loan Bank NotesAaa4,648,117 - 3,737,000911,117 Brokered certificates of depositNR9,971,8924,801,0204,942,776228,096 External investment pool - 4M FundNR1,123,8011,123,801 - - Total$17,159,420$5,924,821$9,459,566$1,775,033 NR - Not RatedTotal investments$17,159,420 Deposits4,345,170 Petty cash100 Total cash and investments$21,504,690 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. The hierarchy has three levels. Level 1 investments are valued using inputs that are based on quoted prices in active markets for identical assets. Level 2 investments are valued using inputs that are based on quoted prices for similar assets or inputs that are observable, either directly or indirectly. Level 3 investments are valued using inputs that are unobservable. The City has the following recurring fair value measurements as of December 31, 2016: Fair Value Measurement Using Investment Type12/31/2016Level 1Level 2Level 3 Investments at fair value: Federal National Mortgage Assn. Notes$1,415,610$ - $1,415,610$ - Federal Home Loan Bank Notes4,648,117 - 4,648,117 - Brokered certificates of deposit9,971,892 - 9,971,892 - Total/Subtotal16,035,619$0$16,035,619$0 Investments not categorized: External investment pool - 4M Fund1,123,801 Total$17,159,420 The City’s external investment pool investment is with the 4M fund which is regulated by Minnesota Statutes and the Board of Directors of the League of Minnesota Cities. The 4M fund is an unrated pool and the fair value of the position in the pool is the same as the value of pool shares. The pool is managed to maintain a portfolio weighted average maturity of no greater than 60 days and seeks to maintain a constant net asset value (NAV) per share of $1. The pool measures their investments in accordance with Government Accounting Standards Board Statement No. 79, at amortized cost. The 4M Liquid Asset Fund has no redemption requirements. The 4M Plus Fund requires funds to be deposited for a minimum of 14 calendar days. Withdrawals prior to the 14-day restriction period are subject to a penalty equal to 7 days interest on the amount withdrawn. Following is a reconciliation of the City’s cash and investment balances as of December 31, 2016: Cash and investments: Governmental and business-type (Statement 1)$21,113,594 Fiduciary (Statement 9)391,096 Cash with escrow agent - Total cash and investments$21,504,690 C. INVESTMENT RISKS Custodial credit risk – investments – For investments in securities, custodial credit risk is the risk that in the event of failure of the counterparty to a transaction, the City will not be able to recover the value of its investment securities that are in the possession of an outside party. Investments in investment pools and money markets are not evidenced by securities that exist in physical or book entry form, and CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 therefore are not subject to custodial credit risk disclosures. The City’s investment policy does not address custodial risk. However, investments in securities are held by the City’s broker-dealer of which $2,000,000 is insured through SIPC. Each broker-dealer has provided additional protection by providing additional insurance. This insurance is subject to aggregate limits applied to all of the broker-dealer’s accounts. Interest rate risk – Interest rate risk is the risk that changes in interest rates of debt investments could adversely affect the fair value of an investment. The City’s investment policy requires the City to diversify its investment portfolio to eliminate the risk of loss resulting from over concentration of assets in a specific maturity. The policy also states the City’s investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements which might be reasonably anticipated. Credit risk – Credit risk is the risk that an issuer or other counterparty to an investment will be unable to fulfill its obligation to the holder of the investment. Minnesota Statutes limit the City’s investments to direct obligations or obligations under the Federal Investment Company Act of 1940 that receive the highest credit rating, are rated in one of the two highest rating categories by a statistical rating agency, and all of the investments have a final maturity of thirteen months or less; shares of a Minnesota joint powers investment trust whose investments are restricted to securities described in 118.04; general obligations of any state or local government with taxing powers which is rated “A” or better; revenue obligations of any state or local government with taxing powers which is rated “AA” or better; general obligations of the Minnesota Housing Finance Agency rated “A” or better; bankers’ acceptances of United States banks eligible for purchase by the Federal Reserve System; commercial paper issued by United States corporations or their Canadian subsidiaries, rated of the highest quality category by at least two nationally recognized rating agencies, and maturing in 270 days or less; guaranteed investment contracts guaranteed by a United States commercial bank, domestic branch of a foreign bank or a United States insurance company, and with the credit quality in one of the top two highest categories; repurchase or reverse purchase agreements and securities lending agreements with financial institutions qualified as a “depository” by the government entity, with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000, that are a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York, or certain Minnesota securities brokers-dealers. The City’s investment policy does not place further restrictions on investment options. Concentration of credit risk – Concentration of credit risk is the risk of loss that may be attributed to the magnitude of a government’s investment in a single issuer. The City places no limit on the amount the City may invest in any one issuer. As of December 31, 2016, more than 5% of the City’s cash and investments are in the following governmental agencies: Federal National Mortgage Association (7%) and Federal Home Loan Bank (22%). CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Note 3 RECEIVABLES Significant receivable balances not expected to be collected within one year of December 31, 2016 are as follows: Storm Sewer Utility GeneralFundTotal Delinquent property taxes$17,720$ - $17,720 Deferred special assessments605,6314,356609,987 Total$623,351$4,356$627,707 Note 4 UNAVAILABLE REVENUE Governmental funds report deferred inflows of resources in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. As of the end of the current fiscal year, the various components of unavailable revenue reported in the governmental funds were as follows: Property Special Land Held TaxesAssesmentsfor ResaleTotal Major funds: General Fund$34,015$ - $ - $34,015 Capital Improvement Bonds of 2014A - 685,720 - 685,720 Nonmajor funds - - 126,000126,000 Total unavailable revenue$34,015$685,720$126,000$845,735 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Note 5 CAPITAL ASSETS Capital asset activity for the year ended December 31, 2016 was as follows: BeginningEnding BalanceIncreasesDecreasesBalance Governmental activities: Capital assets, not being depreciated: Land$2,581,071$ - ($267,577)$2,313,494 Construction in progress4,980,258981,221(5,609,663)351,816 Total capital assets, not being depreciated7,561,329981,221(5,877,240)2,665,310 Capital assets, being depreciated: Buildings and structures7,600,11978,606 - 7,678,725 Other improvements1,505,92897,586 - 1,603,514 Machinery and equipment545,59875,587(59,012)562,173 Furniture and fixtures516,735 - - 516,735 Infrastructure15,047,0963,137,193(595,772)17,588,517 Total capital assets, being depreciated25,215,4763,388,972(654,784)27,949,664 Less accumulated depreciation for: Buildings and structures1,004,060182,737 - 1,186,797 Other improvements397,15248,820 - 445,972 Machinery and equipment399,07237,840(58,738)378,174 Furniture and fixtures254,00737,062 - 291,069 Infrastructure7,350,973551,430(480,701)7,421,702 Total accumulated depreciation9,405,264857,889(539,439)9,723,714 Total capital assets being depreciated - net15,810,2122,531,083(115,345)18,225,950 Governmental activities capital assets - net$23,371,541$3,512,304($5,992,585)$20,891,260 BeginningEnding BalanceIncreasesDecreasesBalance Business-type activities: Capital assets, not being depreciated: Land$937,919$ - $ - $937,919 Total capital assets, not being depreciated937,91900937,919 Capital assets, being depreciated: Buildings and structures2,047,66519,666 - 2,067,331 Machinery and equipment514,11911,919 - 526,038 Infrastructure9,267,4084,379,497(567,813)13,079,092 Total capital assets, being depreciated11,829,1924,411,082(567,813)15,672,461 Less accumulated depreciation for: Buildings and structures955,10074,025 - 1,029,125 Machinery and equipment254,64025,331 - 279,971 Infrastructure3,488,327252,689(450,480)3,290,536 Total accumulated depreciation4,698,067352,045(450,480)4,599,632 Total capital assets being depreciated - net7,131,1254,059,037(117,333)11,072,829 Business-type activities capital assets - net$8,069,044$4,059,037($117,333)$12,010,748 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government$194,659 Public safety23,867 Public works511,710 Recreation127,653 Total depreciation expense - governmental activities$857,889 Business-type activities: Water$235,784 Sewer116,261 Total depreciation expense - business-type activities$352,045 Note 6 LONG-TERM DEBT The City issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. The reporting entity’s long-term debt is segregated between the amounts to be repaid from governmental activities and amounts to be repaid from business-type activities. As of December 31, 2016, the long-term debt of the financial reporting entity consisted of the following: FinalAuthorized Issue Maturity Interest AndOutstanding DateDateRateIssued12/31/16 Governmental activities: Improvement bonds: G.O. Capital Improvement Bonds, Series 2009A09/15/0912/15/191.2 - 3.551,195,000$420,000 G.O. CIP Refunding Bonds, Series 2012A12/01/1212/15/282.0 - 2.155,140,0005,140,000 G.O. Capital Improvement Bonds, Series 2014A06/05/1412/15/252.0 - 3.03,775,0003,210,000 Bond premium203,132 Compensated absences payable195,432 Total governmental activities9,168,564 Business-type activities: Compensated absences payable43,935 Total City indebtedness$9,212,499 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Annual debt service requirements to maturity are as follows: YearGovernmental Activities Ending2009A G.O. Cap Imp Bonds2012A G.O. CIP Ref. Bonds2014A G.O. Cap Imp BondsTotal December 31,PrincipalInterestPrincipalInterestPrincipalInterestPrincipalInterest 2017$130,000$14,115$305,000$104,758$400,000$73,800$835,000$192,673 2018140,00010,084320,00098,658400,00065,800860,000174,542 2019150,0005,325340,00092,258375,00057,800865,000155,383 2020 - - 360,00085,458375,00050,300735,000135,758 2021 - - 380,00078,258350,00042,800730,000121,058 2022 - - 400,00070,658350,00035,800750,000106,458 2023 - - 430,00062,658325,00028,800755,00091,458 2024 - - 455,00054,058325,00019,050780,00073,108 2025 - - 495,00044,958310,0009,300805,00054,258 2026 - - 525,00035,058 - - 525,00035,058 2027 - - 545,00024,295 - - 545,00024,295 2028 - - 585,00012,578 - - 585,00012,578 Total$420,000$29,524$5,140,000$763,653$3,210,000$383,450$8,770,000$1,176,627 It is not practicable to determine the specific year for payment of accrued compensated absences. Change in Long-Term Liabilities Long-term liability activity for the year ended December 31, 2016, was as follows: BalanceBalanceDue Within 01/01/16AdditionsReductions12/31/16One Year Governmental Activities: Bonded debt: Improvement bonds$9,245,000$ - ($5,615,000)$3,630,000$530,000 CIP refunding bonds5,140,000 - - 5,140,000305,000 Bond premium222,470 - (19,338)203,132 - Compensated absences223,04483,912(111,524)195,43220,406 Total governmental activities$14,830,514$83,912($5,745,862)$9,168,564$855,406 Business-Type Activities: Compensated absences$48,557$13,374($17,996)$43,935$4,587 Total business-type activities$48,557$13,374($17,996)$43,935$4,587 For governmental activities, compensated absences are generally liquidated by the General Fund. All long- term bonded indebtedness outstanding at December 31, 2016 is backed by the full faith and credit of the City, including improvement bond issues. Delinquent taxes receivable at December 31, 2016 were $34,015. Crossover Refunding – 2012A Bonds On December 1, 2012, the City issued $5,140,000 in General Obligation Capital Improvement Plan Crossover Refunding Bonds, Series 2012A with interest rates between 2.00% and 2.15% to advance refund $4,860,000 of outstanding 2008A General Obligation Capital Improvement Bonds with interest rates between 3.70% and 4.40%. The net proceeds were used to purchase U.S. government securities in the amount of $5,179,790. Those securities were deposited in an irrevocable trust with an escrow agent to provide for the interest on the refunding bonds before the crossover date and called principal on the refunded bonds on December 15, 2016. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Revenues Pledged Revenue PledgedCurrent Year Percent ofRemainingPrincipalPledged Use ofTotalTerm ofPrincipaland InterestRevenue Bond IssueProceedsTypeDebt ServicePledgeand InterestPaidReceived 2009ACity hall constructionProperty taxes100%2010 - 2019$449,524$143,173$142,000 Special assessments62% Water fund contribution27% 2014AStreet reconstructionProperty taxes11%2015 - 2025$3,593,450$482,425$359,052 The City will begin making payments on the 2012A Bonds in 2017. Beginning then, the property taxes pledged for the 2008A Bonds will be applied to the 2012A Bonds, as the 2008A Bonds will have been refunded. Note 7 DEFINED BENFIT PENSION PLANS A.PLAN DESCRIPTION The City participates in the following cost-sharing multiple-employer defined benefit pension plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA’s defined benefit pension plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERA’s defined benefit pension plans are tax qualified plans under Section 401 (a) of the Internal Revenue Code. 1. General Employees Retirement Fund (GERF) All full-time (with the exception of employees covered by PEPFF) and certain part-time employees of the City are covered by the General Employees Retirement Fund (GERF). GERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. The Basic Plan was closed to new members in 1967. All new members must participate in the Coordinated Plan. 2. Public Employees Police and Fire Fund (PEPFF) The PEPFF, originally established for police officers and firefighters not covered by a local relief association, now covers all police officers and firefighters hired since 1980. Effective July 1, 1999, the PEPFF also covers police officers and firefighters belonging to a local relief association that elected to merge with and transfer assets and administration to PERA. B.BENEFITS PROVIDED PERA provides retirement, disability, and death benefits. Benefit provisions are established by state statute and can only be modified by the state legislature. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Benefit increases are provided to benefit recipients each January. Increases are related to the funding ratio of the plan. Members in plans that are at least 90 percent funded for two consecutive years are given 2.5% increases. Members in plans that have not exceeded 90% funded, or have fallen below 80%, are given 1% increases. The benefit provisions stated in the following paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. 1.GERF Benefits Benefits are based on a member’s highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERA's Coordinated and Basic Plan members. The retiring member receives the higher of a step-rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2% of average salary for each of the first ten years of service and 2.7% for each remaining year. The annuity accrual rate for a Coordinated Plan member is 1.2 percent of average salary for each of the first ten years and 1.7% for each remaining year. Under Method 2, the annuity accrual rate is 2.7% of average salary for Basic Plan members and 1.7% for Coordinated Plan members for each year of service. For members hired prior to July 1, 1989, a full annuity is available when age plus years of service equal 90 and normal retirement age is 65. For members hired on or after July 1, 1989, normal retirement age is the age for unreduced Social Security benefits capped at 66. 2.PEPFF Benefits Benefits for the PEPFF members first hired after June 30, 2010, but before July 1, 2014, vest on a prorated basis from 50% after five years up to 100% after ten years of credited service. Benefits for PEPFF members first hired after June 30, 2014, vest on a prorated basis from 50% after ten years up to 100% after twenty years of credited service. The annuity accrual rate is 3% of average salary for each year of service. For PEPFF members who were first hired prior to July 1, 1989, a full annuity is available when age plus years of service equal at least 90. C.CONTRIBUTIONS Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. Contribution rates can only be modified by the state legislature. 1.GERF Contributions Basic Plan members and Coordinated Plan members were required to contribute 9.1% and 6.50%, respectively, of their annual covered salary in calendar year 2016. The City was required to contribute 11.78% of pay for Basic Plan members and 7.50% for Coordinated Plan members in calendar year 2016. The City’s contributions to the GERF for the year ended December 31, 2016, were $54,655. The City’s contributions were equal to the required contributions as set by state statute. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 2.PEPFF Contributions Plan members were required to contribute 10.8% of their annual covered salary in calendar year 2016. The City was required to contribute 16.20% of pay for PEPFF members in calendar year 2016. The City’s contributions to the PEPFF for the year ended December 31, 2016, were $139,111. The City’s contributions were equal to the required contributions as set by state statute. D.PENSION COSTS 1.GERF Pension Costs At December 31, 2016, the City reported a liability of $958,101 for its proportionate share of the GERF’s net pension liability. The City’s net pension liability reflected a reduction due to the State of Minnesota’s contribution of $6 million to the fund in 2016. The State of Minnesota is considered a non-employer contributing entity and the state’s contribution meets the definition of a special funding situation. The State of Minnesota’s proportionate share of the net pension liability associated with the City totaled $12,561. The net pension liability was measured as of June 30, 2016, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City’s proportion of the net pension liability was based on the City’s contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2014, through June 30, 2016, relative to the total employer contributions received from all of PERA’s participating employers. At June 30, 2016, the City’s proportion was .0118% which was a decrease of .0003% from its proportion measured as of June 30, 2015. For the year ended December 31, 2016, the City recognized pension expense of $109,846 for its proportionate share of the GERF’s pension expense. In addition, the City recognized an additional $3,745 as pension expense (and grant revenue) for its proportionate share of the State of Minnesota’s contribution of $6 million to the General Employees Fund. At December 31, 2016, the City reported its proportionate share of the GERF’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred OutflowsDeferred Inflows of Resourcesof Resources Differences between expected and actual economic experience$ - $77,831 Changes in actuarial assumptions187,597 - Difference between projected and actual investment earnings181,851 - Changes in proportion - 58,120 Contributions paid to PERA subsequent to the measurement date27,227 - Total$396,675$135,951 $27,227 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 pension liability in the year ended December 31, 2017. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Pension Year EndedExpense December 31,Amount 2017$55,041 201855,042 201988,805 202034,609 2021 - Thereafter - 2. PEPFF Pension Costs At December 31, 2016, the City reported a liability of $3,651,988 for its proportionate share of the PEPFF’s net pension liability. The net pension liability was measured as of June 30, 2016, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City’s proportion of the net pension liability was based on the City’s contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2015, through June 30, 2016, relative to the total employer contributions received from all of PERA’s participating employers. At June 30, 2016, the City’s proportion was .0910% which was a decrease of .0010% from its proportion measured as of June 30, 2015. The City also recognized $8,190 for the year ended December 31, 2016, as pension revenue (and an offsetting reduction of net pension liability) for its proportionate share of the State of Minnesota’s on-behalf contributions to the PEPFF. Legislation passed in 2013 required the State of Minnesota to begin contributing $9 million to the PEPFF each year, starting in fiscal year 2014 For the year ended December 31, 2016, the City recognized pension expense of $627,425 for its proportionate share of the PEPFF’s pension expense. . CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 At December 31, 2016, the City reported its proportionate share of the PEPFF’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred OutflowsDeferred Inflows of Resourcesof Resources Differences between expected and actual economic experience$ - $418,952 Changes in actuarial assumptions2,009,849 - Difference between projected and actual investment earnings557,320 - Changes in proportion - 23,755 Contributions paid to PERA subsequent to the measurement date71,591 - Total$2,638,760$442,707 $71,591 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2017. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Pension Year EndedExpense December 31,Amount 2017$456,590 2018456,590 2019456,591 2020411,555 2021343,136 Thereafter - E.ACTUARIAL ASSUMPTIONS The total pension liability in the June 30, 2016, actuarial valuation was determined using the following actuarial assumptions: Inflation 2.50% per year Active Member Payroll Growth 3.25% per year Investment Rate of Return 7.50% Salary increases were based on a service-related table. Mortality rates for active members, retirees, survivors and disabilitants were based on 2014 tables for the GERF and RP-2000 tables for the PEPFF for males or females, as appropriate, with slight adjustments. Cost of living benefit increases for retirees are assumed to be 1% for all future years for the GERF and the PEPFF. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Actuarial assumptions used in the June 30, 2016, valuation were based on the results of actuarial experience studies. The most recent four-year experience study in the GERF was completed in 2015. The experience study for PEPFF was for the period July 1, 2004, through June 30, 2009. The most recent five-year experience study for the Police and Fire Plan was completed in 2016, but the results were not adopted at the time of valuation. The following changes in actuarial assumptions occurred in 2016: General Employees Fund The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2035 and 2.5% per year thereafter to 1.0% per year for all future years. The assumed investment return was changed from 7.9% to 7.5%. The single discount rate was changed from 7.9% to 7.5%. Other assumptions were changed pursuant to the experience study dated June 30, 2015. The assumed future salary increases, payroll growth, and inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. Police and Fire Fund The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2037 and 2.5% thereafter to 1.0% per year for all future years. The assumed investment return was changed from 7.9% to 7.5%. The single discount rate changed from 7.9% to 5.6%. The assumed future salary increases, payroll growth, and inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. The long-term expected rate of return on pension plan investments is 7.5%. The State Board of Investment, which manages the investments of PERA, prepares an analysis of the reasonableness on a regular basis of the long-term expected rate of return using a building-block method in which best- estimate ranges of expected future rates of return are developed for each major asset class. These ranges are combined to produce an expected long-term rate of return by weighting the expected future rates of return by the target asset allocation percentages. The target allocation and best estimates of geometric real rates of return for each major asset class are summarized in the following table: TargetLong-Term Expected Asset ClassAllocationReal Rate of Return Domestic Stocks45%5.50% International Stocks15%6.00% Bonds18%1.45% Alternative Assets20%6.40% Cash2%0.50% Total100% F.DISCOUNT RATE The discount rate used to measure the total pension liability in 2016 was 7.5%, a reduction from the 7.9% used in 2015. The projection of cash flows used to determine the discount rate assumed that CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 contributions from plan members and employees will be made at rates set in Minnesota Statutes. Based on that assumption, the fiduciary net position of the GERFwas projected to be available to make all projected future benefit payments of current plan members and employees. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. In the Police and Fire Fund, the fiduciary net position was projected to be available to make all projected future benefit payments of current plan members through June 30, 2056. Beginning in fiscal years ended June 30, 2057 for the Police and Fire Fund, when projected benefit payments exceed the funds’ projected fiduciary net position, benefit payments were discounted at the municipal bond rate of 2.85% based on an index of 20-year general obligation bonds with an average AA credit rating at the measurement date. An equivalent single discount rate of 5.60% for the Police and Fire Fund was determined that produced approximately the same present value of projected benefits when applied to all years of projected benefits as the present value of projected benefits using 7.50% applied to all years of projected benefits through the point of asset depletion and 2.85% after. G.PENSION LIABILITY SENSITIVITY The following presents the City’s proportionate share of the net pension liability for all plans it participates in, calculated using the discount rate disclosed in the preceding paragraph, as well as what the City’s proportionate share of the net pension liability would be if it were calculated using a discount rate 1 percentage point lower or 1 percentage point higher than the current discount rate: 1% Decrease in1% Increase in Discount Rate (6.5%)Discount Rate (7.5%)Discount Rate (8.5%) City's proportionate share of the GERF net pension liability$1,360,788$958,101$626,397 - - - 1% Decrease in1% Increase in Discount Rate (4.6%)Discount Rate (5.6%)Discount Rate (6.6%) City's proportionate share of the PEPFF net pension liability$5,112,299$3,651,988$2,458,804 H.PENSION PLAN FIDUCIARY NET POSITION Detailed information about each pension plan’s fiduciary net position is available in a separately-issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained on the Internet at www.mnpera.org. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 I.PENSION EXPENSE Pension expense recognized by the City for the fiscal year ended December 31, 2016 is as follows: GERF$113,591 PEPFF627,495 Total$741,086 J.DEFINED CONTRIBUTION PLAN The City administrator does not participate in PERA, but is covered by a defined contribution plan administered by the ICMA Retirement Corporation. The Plan is a tax qualified plan under Section 457 of the Internal Revenue Code and all contributions by or on behalf of the employee are tax deferred until time of withdrawal. Plan benefits depend solely on amounts contributed to the plan plus investment earnings, less administrative expenses. The City Council specifies plan provisions, including employee and employer contributions rates. An eligible participant contributes 0% of salary and the city contributes 10% of annual base salary. Total contributions made by the City during fiscal year 2016 were: Contribution AmountPercentage of Covered PayrollRequired Employer Employee(Pension Expense)EmployeeEmployerRate 0%$11,9520%10%10% Note 8 POST EMPLOYMENT BENEFITS OTHER THAN PENSIONS The City does not provide post employment benefits other than permitting retired employees to continue in the City’s group health insurance plan, as required by Minnesota Statutes. The retiree is required to pay 100% of the premium. The premium charged is age adjusted, so there is not an implicit rate subsidy for retirees who continue on the plan. The City is also required by State Statute to provide post-employment health care benefits for retired employees disabled in the line of duty. The City hired an actuary and determined the liability resulting from disability is not material and therefore not included in these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Note 9 INTERFUND TRANSFERS Major Funds Capital Street Renewal and Budgeted Capital Nonmajor Improvement ReconstructionReplacement Projects and Improvement Governmental Bonds of 2014AFundFund EqupimentBonds of 2008FundsTotal Transfers out: Governmental activities: General Fund$38,000$364,200$ - $971,304$440,000$328,500$2,142,004 Street Reconstruction Fund - - - - - - - Renewal and Replacement Fund - 144,615 - - - - 144,615 Capital Improvement Bonds of 2008 - - - - - 99,56299,562 Nonmajor Governmental Funds - 54,930 - - 4,860,000 - 4,914,930 Business-type activities: Water Utility Fund101,000 - 188,01291,934 - 50,968431,914 Sewer Utility Fund - - 160,04946,400 - 1,938208,387 Storm Sewer Utility Fund - - - 11,233 - - 11,233 Total transfers$139,000$563,745$348,061$1,120,871$5,300,000$480,968$7,952,645 During 2016, the City made routine interfund transfers to accumulate resources to be used for capital improvements and to fund debt service expenditures. Note 10 CONTINGENCIES AND COMMITMENTS A.FEDERAL AND STATE FUNDS The City receives financial assistance from federal and state governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with the terms and conditions specified in the grant agreements and are subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the applicable fund. However, in the opinion of management, any such disallowed claims will not have a material effect on any of the financial statements of the individual fund types included herein or on the overall financial position of the City at December 31, 2016. B.FIRE PROTECTION AND EMERGENCY SERVICES The City contracts with the City of Bayport to provide fire protection and emergency services. During 2015, the City entered into an additional agreement with the City of Bayport for a new fire station. The cost-sharing method for financing the fire station project is based on the “fair share formula” currently used to calculate the annual operating cost that the City of Bayport charges the City for fire protection and emergency services. The total amount expended for the year ended December 31, 2016 was $91,139. The remaining commitment is $1,275,941 and is to be paid in annual installments of $91,139 for the next 14 years. Note 11 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Workers compensation coverage is provided through a pooled self-insurance program through the League of Minnesota Cities Insurance Trust (LMCIT). The City pays an annual premium to LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through Workers Compensation Reinsurance Association (WCRA) as required by law. For workers compensation, the City is not subject to a deductible. The City’s workers compensation coverage is retrospectively rated. With this type of coverage, final premiums are determined after loss experience is known. The amount of premium adjustment, if any, is considered immaterial and not recorded until received or paid. Property and casualty insurance coverage is provided through a pooled self-insurance program through the LMCIT. The City pays an annual premium to the LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through commercial companies for claims in excess various amounts. The City retains risk for deductible portions. These deductibles are considered immaterial to the financial statements. Employee health and disability insurance is provided through commercial insurance. The City does not have a deductible or yearly maximum on this insurance. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. Note 12 FUND BALANCE A.CLASSIFICATIONS Definitions of fund balance classifications are included in Note 1.O. At December 31, 2016, a summary of the governmental fund balance classifications are as follows: Budgeted Projects andG.O. CapitalG.O. CapitalRenewal andOther TIFEquipmentImprovementImprovementStreetReplacementGovernmental General FundDistrict #2RevolvingBonds of 2008Bonds of 2014ReconstructionFundFundsTotal Nonspendable: Prepaid items$63,813$ - $ - $ - $ - $ - $ - $ - $63,813 Restricted for: Law enforcement - - - - - - - 7,3687,368 Tax increment - - - - - - - 122,058122,058 Debt service - - - - 1,052,932 - - 133,2731,186,205 Small cities grant - - - - - - - - - Park improvements - - - - - - - 162,926162,926 Moelter Park improvements - - - - - - - 188,973188,973 Total restricted00001,052,93200614,5981,667,530 Assigned for: Compensated absences140,000 - - - - - - - 140,000 Capital purposes - - 3,328,036 - - - 3,436,4534,294,12811,058,617 Street reconstruction - - - - - 1,868,617 - - 1,868,617 Economic development - - - - - - - 33,56833,568 Total assigned140,00003,328,036001,868,6173,436,4534,327,69613,100,802 Unassigned4,806,519(405,964) - - - - - - 4,400,555 Total$5,010,332($405,964)$3,328,036$0$1,052,932$1,868,617$3,436,453$4,942,294$19,232,700 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 B.MINIMUM UNASSIGNED FUND BALANCE POLICY The City Council has formally adopted a policy regarding the minimum unassigned fund balance for the General Fund. The most significant revenue source of the General Fund is property taxes. This revenue source is received in two installments during the year – June and December. As such, it is the City’s goal to begin each fiscal year with sufficient working capital to fund operations between each semi-annual receipt of property taxes. The policy states the City will maintain an unassigned fund balance in the General Fund for the following purposes and in the following amounts: For cash flow needs – an amount should be established equal to 45-55% of the subsequent year’s budgeted operating expenditures. For emergencies or contingencies (such as revenue shortfalls or unexpected budget over runs) – an amount should be established equal to 10 – 15% of the ensuing year’s General Fund operating expenditures. At December 31, 2016, the unassigned fund balance of the General Fund was $4,806,519 which sufficiently meets the cash flow and emergency needs described above. Note 13 MAJOR TAXPAYER The City has one major taxpayer, Xcel Energy. The total tax capacity value for this taxpayer represented approximately 40.72% of the City's total tax capacity value for taxes payable in 2016. Note 14 TAX ABATEMENTS – PAY-AS-YOU-GO TAX INCREMENT The City provides tax abatements pursuant to Minnesota Statutes 469.174 to 469.1794 (Tax Increment Financing) through a pay-as-you-go note program. Tax increment financing (TIF) can be used to encourage private development, redevelopment, renovation and renewal, growth in low-to-moderate-income housing, and economic development within the City. TIF captures the increase in tax capacity and property taxes from development or redevelopment to provide funding for the related project. The City has one tax increment pay-as-you-go agreements. The agreements are not a general obligation of the City and are payable solely from available tax increment. Accordingly, these agreements are not reflected in the financial statements of the City. Details of the pay-as-you-go notes are as follows: TIF District #1-1, Oakgreen Project: Issued in 2010 in the principal sum of $1,200,000 with an interest rate of 6.90% per annum. Principal and interest shall be paid on February 1, 2011 and each February 1 and August 1 thereafter to and including February 1, 2026. Payments are payable solely from available tax increment derived from the developed/redeveloped property and paid to the City.The pay-as-you-go note provides for payment to the developer equal to 80% of all tax increment received in the prior six months. The payment reimburses the developer for certain public improvements. Principal and interest payments will be completed February 1, 2026. The City shall have no obligation to pay any unpaid balance of principal or accrued interest that may CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 remain after the final payment on February 1, 2026. The current year abatement (TIF note payments) amounted to $148,432. At December 31, 2016, the principal amount outstanding on the note was $1,200,000. Note 15 CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Rental Housing or Industrial Revenue Bonds to provide financial assistance to private-sector entities for the acquisition and construction of rental housing, office space or a clinic deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private-sector entity served by the bond issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2016, there were five series of Industrial Revenue Bonds outstanding. The principal amount payable at December 31, 2016 was $95,640,000. Note 16 OPERATING LEASES The City leases space in and above its water tower. The space is used for antennas and other equipment necessary to provide radio communications. Lease terms are as follows: 2016 LeaseAnnual LeaseExpirationRenewal LocationLesseeAmountAdjustment Factor*DateOptions 58th and NorrellSprint PCS$38,791Greater of CPI or 5%9/20/20191 5-year term *Amounts for future lease receipts are unavailable because they are based on the Consumer Price Index. Note 17 RECENTLY ISSUED ACCOUNTING STANDARDS The Governmental Accounting Standards Boards (GASB) recently approved the following statements which were not implemented for these financial statements: Statement No. 74Financial Reporting for Postemployment Benefit Plans Other Than Pension Plans. The provisions in Statement 74 are effective for fiscal years beginning after June 15, 2016. Statement No. 75Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. The provisions in Statement 75 are effective for fiscal years beginning after June 15, 2017. Statement No. 80Blending Requirements for Certain Component Units. The provisions of this Statement are effective for reporting periods beginning after June 15, 2016. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2016 Statement No. 81Irrevocable Split-Interest Agreements. The provisions of this Statement are effective for reporting periods beginning after December 15, 2016. Statement No. 82Pension Issues – an amendment of GASB Statement No. 67, No. 68 and No. 73. The provisions of this Statement are effective for reporting periods beginning after June 15, 2016. Statement No. 83Certain Asset Retirement Obligations. The provisions of this Statement are effective for reporting periods beginning after June 15, 2018. Statement No. 84Fiduciary Activities. The provisions of this Statement are effective for reporting periods beginning after December 15, 2018. Statement No. 85 Omnibus 2017. The provisions of this Statement are effective for reporting periods beginning after June 15, 2017. The effect these standards may have on future financial statements is not determinable at this time. Note 18 PRIOR PERIOD ADJUSTMENT For the year ended December 31, 2015, the City implemented GASB Statement No. 68, Accounting and Financial Reporting for Pension – an Amendment of GASB Statement No. 27. GASB 68 addresses accounting and financial reporting for pension plans that are provided to employees of state and local governments. The standard requires the City to record its share of the net pension liability of defined benefit plans, as well as any corresponding deferred inflows and outflows of resources. See Note 7 for further information. The standard required retroactive implementation which resulted in a restatement of net position as of December 31, 2014. Certain amounts necessary to restate 2014 financial information are not determinable, therefore, prior year comparative amounts have not been restated. Details of the prior period adjustment are as follows: Governmental Internal Service Fund ActivitiesPension Benefits Net position - January 1, 2015, as previously reported$30,370,432$ - Prior period adjustment: Deferred outflows of resources - pension related84,72084,720 Net pension liability(1,672,420)(1,672,420) Net position - January 1, 2015, as restated$28,782,732($1,587,700) REQUIRED SUPPLEMENTARY INFORMATION CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATIONStatement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUNDPage 1 of 4 For The Year Ended December 31, 2016 With Comparative Actual Amounts For The Year Ended December 31, 2015 Variance with Final Budget - 2016 Actual Positive2015 Actual Amounts(Negative)Amounts Budgeted Amounts OriginalFinal Revenues: Property taxes$5,191,593$5,191,593$5,295,590$103,997$5,053,681 Abatement of property taxes - - (23,549)(23,549)(21,976) Payment in lieu of taxes72,45072,45074,9942,54473,251 Total property taxes5,264,0435,264,0435,347,03582,9925,104,956 Intergovernmental: PERA aid2,0402,0402,040 - 2,039 Police aid60,00060,00085,50225,50278,435 Recycling grant9,0009,00014,2425,24214,242 Safe and Sober grant4,0004,0006,3112,3117,067 Small Cities grant - - - - 54,188 Other public works grants12,00012,0003,046(8,954)938 Total intergovernmental87,04087,040111,14124,101156,909 Licenses and permits86,67786,677214,182127,505125,704 Charges for services: General government14,15014,15042,44428,29435,034 Administrative - Enterprise Fund4,6504,6504,400(250)4,242 Development charge40,00040,00041,9381,938109,365 Total charges for services58,80058,80088,78229,982148,641 Fines and forfeits50,00050,00040,876(9,124)64,515 Investment income - - 32,75432,75418,621 Refunds and reimbursements75,00075,000148,96673,966108,385 Donations and contributions - - - - 4,550 Total revenues5,621,5605,621,5605,983,736362,1765,732,281 Expenditures: General government: Mayor and city council: Current: Personal services63,52763,52759,3564,17155,825 Materials and supplies500500295205298 Other services and charges54,97554,97526,51528,46033,366 Total mayor and city council119,002119,00286,16632,83689,489 City administration: Current: Personal services236,906236,906221,68615,220231,072 Materials and supplies2,8502,8502,4424081,892 Other services and charges48,36748,36744,4493,91846,004 Total City administration288,123288,123268,57719,546278,968 Legal: Current: Personal services30,00045,00019,27625,72444,881 General management and building: Current: Materials and supplies11,90011,9006,4165,4848,079 Other services and charges179,260179,260159,89719,363134,779 Total general management and building191,160191,160166,31324,847142,858 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATIONStatement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUNDPage 2 of 4 For The Year Ended December 31, 2016 With Comparative Actual Amounts For The Year Ended December 31, 2015 Variance with Final Budget - 2016 Actual Positive2015 Actual Amounts(Negative)Amounts Budgeted Amounts OriginalFinal Expenditures: (continued) General government: (continued) Elections: Current: Personal services$9,000$9,000$4,396$4,604$820 Materials and supplies80080043136932 Other services and charges1,3001,3001,2937604 Total elections11,10011,1006,1204,9801,456 Finance: Current: Personal services164,225164,225164,715(490)153,515 Materials and supplies2,8002,8001,4791,3211,271 Other services and charges31,59531,59527,8463,74925,550 Total finance198,620198,620194,0404,580180,336 Computer system: Current: Materials and supplies5,9005,9003,2632,6371,111 Other services and charges45,20045,20033,46111,73935,615 Total computer system51,10051,10036,72414,37636,726 Audit: Current: Personal services30,50030,50025,2465,25430,555 Insurance: Current: Other services and charges399,177399,177352,27946,898354,939 Assessing: Current: Personal services23,50023,50023,06843222,716 Planning and zoning: Current: Personal services30,00030,00027,3482,65234,100 Materials and supplies200200 - 200 - Other services and charges1,8001,8005251,275935 Total planning and zoning32,00032,00027,8734,12735,035 Engineering: Current: Other services and charges27,85042,85018,83324,01724,310 General contingency: Current: Other services and charges15,00015,00076814,2328,229 Total general government1,417,1321,447,1321,225,283221,8491,250,498 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATIONStatement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUNDPage 3 of 4 For The Year Ended December 31, 2016 With Comparative Actual Amounts For The Year Ended December 31, 2015 Variance with Final Budget - 2016 Actual Positive2015 Actual Amounts(Negative)Amounts Budgeted Amounts Expenditures: (continued)OriginalFinal Public safety: Police department: Current: Personal services$1,092,820$1,092,820$1,017,937$74,883$1,012,598 Materials and supplies66,85066,85044,56222,28845,828 Other services and charges244,766244,766226,45718,309224,342 Total police department1,404,4361,404,4361,288,956115,4801,282,768 Building inspections: Current: Personal services83,52383,52382,3441,17984,313 Materials and supplies3,3003,3001,6551,645779 Other services and charges23,28123,28113,9019,38013,484 Total building inspections110,104110,10497,90012,20498,576 Fire protection: Current: Materials and supplies2,0002,0002,000 - 2,000 Other services and charges231,201231,201233,587(2,386)225,147 Total fire protection233,201233,201235,587(2,386)227,147 Civil defense: Current: Other services and charges3,6003,600973,503975 Animal control: Current: Materials and supplies150150589260 Other services and charges1,5001,5001201,3801,305 Total animal control1,6501,6501781,4721,365 Total public safety1,752,9911,752,9911,622,718130,2731,610,831 Public works: Street maintenance: Current: Personal services26,12526,12523,2122,91325,089 Materials and supplies15,20015,2009,2815,9197,847 Other services and charges59,09659,09625,20833,88831,631 Total street maintenance100,421100,42157,70142,72064,567 Snow removal: Current: Materials and supplies1,0001,000125875 - Other services and charges251,000251,00093,654157,34679,726 Total snow removal252,000252,00093,779158,22179,726 Sanitation: Current: Other services and charges210,150210,150204,4345,716199,771 Street lighting: Current: Other services and charges72,00072,00065,2326,76866,935 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATIONStatement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUNDPage 4 of 4 For The Year Ended December 31, 2016 With Comparative Actual Amounts For The Year Ended December 31, 2015 Variance with Final Budget - 2016 Actual Positive2015 Actual Amounts(Negative)Amounts Budgeted Amounts OriginalFinal Expenditures: (continued) Public works: (continued) Arborist: Current: Personal services$5,000$5,000$ - $5,000$11,730 Materials and supplies100100752597 Other services and charges5050355(305)708 Total arborist5,1505,1504304,72012,535 Tree removal and planting: Current: Other services and charges35,00035,00033,7351,26535,473 Total public works674,721674,721455,311219,410459,007 Parks and recreation: Parks, playgrounds and rinks: Current: Personal services70,31170,31162,0248,28758,903 Materials and supplies30,90030,90025,6565,24428,767 Other services and charges82,03082,03076,6315,39966,674 Total parks and recreation183,241183,241164,31118,930154,344 Total expenditures4,028,0854,058,0853,467,623590,4623,474,680 Revenues over expenditures 1,593,4751,563,4752,516,113952,6382,257,601 Other financing sources (uses): Sale of property - - 3,6903,690 - Transfers in27,000 - - - - Transfers out(1,620,475)(2,142,004)(2,142,004) - (1,527,875) Total other financing sources (uses)(1,593,475)(2,142,004)(2,138,314)3,690(1,527,875) Net change in fund balance$0($578,529)377,799$956,328729,726 Fund balance - January 14,632,5333,902,807 Fund balance - December 31$5,010,332$4,632,533 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATIONStatement 11 SCHEDULE OF PROPORTIONATE SHARE OF NET PENSION LIABILITY* - GENERAL EMPLOYEES RETIREMENT FUND For The Year Ended December 31, 2016 State'sCity's Proportionate Proportionate Share of the NetCity's City'sCity'sShare (Amount) Pension Liability andProportionate Share ProportionateProportionateof the Net the State's Proportionateof the Net PensionPlan Fiduciary ShareShare (Amount)Pension Share of the NetLiability as aNet Position as (Percentage) ofof the NetLiabilityPension LiabilityPercentage of itsa Percentage Measurement Fiscal Yearthe Net PensionPensionAssociated with Associated with CoveredCoveredof the Total DateEndingLiabilityLiability (a)City (b)City (a+b)Payroll (c)Payroll ((a+b)/c)Pension Liability June 30, 2015December 31, 20150.0121%$627,085$ - $627,085$710,89888.2%78.2% June 30, 2016December 31, 20160.0118%958,10112,561970,662733,895132.3%68.9% * The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATIONStatement 12 SCHEDULE OF PENSION CONTRIBUTIONS* - GENERAL EMPLOYEES RETIREMENT FUND For The Year Ended December 31, 2016 StatutorilyContributions inContributionContributions as a Required Relation to theDeficiencyCoveredPercentage of Fiscal YearContributionStatutorily Required(Excess)PayrollCovered Ending(a)Contribution (b)(a-b)(c)Payroll (b/c) December 31, 2015$54,492$54,492$ -$726,5547.5% December 31, 201654,65554,655 -728,7427.5% * The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATIONStatement 13 SCHEDULE OF PROPORTIONATE SHARE OF NET PENSION LIABILITY* - PUBLIC EMPLOYEES POLICE AND FIRE FUND For The Year Ended December 31, 2016 Proportionate Share Proportionateof the Net PensionPlan Fiduciary ProportionShare (Amount)Liability as aNet Position as (Percentage) ofof the NetPercentage of itsa Percentage Measurement Fiscal Yearthe Net PensionPensionCoveredCoveredof the Total DateEndingLiabilityLiability (a)Payroll (b)Payroll (a/b)Pension Liability June 30, 2015December 31, 20150.0920%$1,045,335$841,195124.3%86.6% June 30, 2016December 31, 20160.0910%3,651,988879,643415.2%63.9% * The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATIONStatement 14 SCHEDULE OF PENSION CONTRIBUTIONS* - PUBLIC EMPLOYEES POLICE AND FIRE FUND For The Year Ended December 31, 2016 StatutorilyContributions inContributionContributions as a Required Relation to theDeficiencyCoveredPercentage of Fiscal YearContributionStatutorily Required(Excess)PayrollCovered Ending(a)Contribution (b)(a-b)(c)Payroll (b/c) December 31, 2015$143,144$143,144$ -$883,60816.2% December 31, 2016139,111139,111 -858,71216.2% * The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE NOTE TO RSI December 31, 2016 Note A LEGAL COMPLIANCE – BUDGETS The General Fund budget is legally adopted on a basis consistent with accounting principles generally accepted in the United States of America. The legal level of budgetary control is at the department level for the General Fund. Note B PENSION INFORMATION PERA – General Employees Retirement Fund 2016 Changes Changes in Actuarial Assumptions: -The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2035 and 2.5% per year thereafter to 1.0% per year for all future years. -The assumed investment return was changed from 7.9% to 7.5%. The single discount rate was changed from 7.9% to 7.5%. -Other assumptions were changed pursuant to the experience study dated June 30, 2015. The assumed future salary increases, payroll growth, and inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. PERA – Public Employees Police and Fire Fund 2016 Changes Changes in Actuarial Assumptions: -The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2037 and 2.5% thereafter to 1.0% per year for all future years. -The assumed investment return was changed from 7.9% to 7.5%. The single discount rate changed from 7.9% to 5.6%. -The assumed future salary increases, payroll growth, and inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. COMBINING AND INDIVIDUAL NONMAJOR FUND FINANCIAL STATEMENTS NONMAJOR GOVERNMENTAL FUNDS CITY OF OAK PARK HEIGHTS, MINNESOTA COMBINING BALANCE SHEETStatement 15 NONMAJOR GOVERNMENTAL FUNDS December 31, 2016 With Comparative Totals For December 31, 2015 Totals Nonmajor SpecialDebtCapitalGovernmental Funds AssetsRevenueServiceProject20162015 Cash and investments$237,210$133,273$4,656,640$5,027,123$6,952,419 Accrued interest receivable - - - - 12,188 Accounts receivable - net - - - - 2,000 Due from other governments - - - - 1,525 Land held for resale126,000 - - 126,000126,000 Total assets$363,210$133,273$4,656,640$5,153,123$7,094,132 Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities: Accounts payable$74,216$ - $1,097$75,313$90,391 Contracts payable - - 6,1226,122 - Unearned revenue - - 3,3943,3943,233 Total liabilities74,216010,61384,82993,624 Deferred inflows of resources: Unavailable revenue126,000 - - 126,000126,000 Fund balance: Restricted129,426133,273351,899614,598755,683 Assigned33,568 - 4,294,1284,327,6966,118,825 Total fund balance162,994133,2734,646,0274,942,2946,874,508 Total liabilities, deferred inflows of resources, and fund balance$363,210$133,273$4,656,640$5,153,123$7,094,132 CITY OF OAK PARK HEIGHTS, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND Statement 16 CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS For The Year Ended December 31, 2016 With Comparative Totals For The Year Ended December 31, 2015 Totals Special DebtCapitalNonmajor Governmental Funds RevenueServiceProject20162015 Revenues: Intergovernmental$ - $ - $380,000$380,000$ - Tax increment185,539 - - 185,539184,251 Charges for services - - 47,87147,871252,906 Fines and forfeits10,863 - - 10,8632,655 Investment income1,20547,47039,48488,15942,434 Refunds and reimbursements421 - - 42118,476 Donations - - 16,78316,783 - Total revenues198,028 47,470 484,138 729,636 500,722 Expenditures: Current: General government150,630 - - 150,630239,495 Public safety13,093 - - 13,0939,962 Public works - - 13,73013,73019,913 Parks and recreation - - 39,94139,94122,072 Capital outlay - - 202,187202,18763,003 Debt service: Principal - 125,000 - 125,000335,000 Interest - 132,225 - 132,225236,275 Total expenditures163,723 257,225 255,858 676,806 925,720 Revenues over (under) expenditures34,305 (209,755)228,280 52,830 (424,998) Other financing sources (uses): Transfers in - 241,562239,406480,9681,482,065 Transfers out - (4,860,000)(54,930)(4,914,930)(97,100) Total other financing sources (uses)0 (4,618,438)184,476 (4,433,962)1,384,965 Net change in fund balance34,305 (4,828,193)412,756 (4,381,132)959,967 Fund balance - January 1128,6894,961,4664,233,2719,323,4265,914,541 Fund balance - December 31$162,994$133,273$4,646,027$4,942,294$6,874,508 Reconciliation of beginning fund balance to prior year ending fund balance: Prior year ending fund balance reported above$6,874,508 Add prior year ending fund balance for funds reported as major in the prior year and nonmajor in the current year: 528 G.O. CIP Refunding Bonds of 2012A4,941,725 500 Capital Revolving Fund26,189 Add prior year ending fund balance for funds reported as nonmajor in the prior year and major in the current year: 526 G.O. Capital Improvement Bonds of 2008(95,999) 401 Budgeted Projects and Equipment Revolving(2,422,997) Current year beginning fund balance$9,323,426 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEETStatement 17 NONMAJOR SPECIAL REVENUE FUNDS December 31, 2016 With Comparative Totals For December 31, 2015 202 Forfeiture 204 Economic 205 TIF Totals Nonmajor Special and SeizureDevelopmentDistrict #1 Revenue Funds Assets20162015 Cash and investments$7,368$33,568$196,274$237,210$202,019 Accrued interest receivable - - - - 230 Accounts receivable - - - - 2,000 Land held for resale - 126,000 - 126,000126,000 Total assets$7,368$159,568$196,274$363,210$330,249 Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities: Accounts payable$ - $ - $74,216$74,216$75,560 Total liabilities0074,21674,21675,560 Deferred inflows of resources: Unavailable revenue - 126,000 - 126,000126,000 Fund balance: Restricted7,368 - 122,058129,42695,437 Assigned - 33,568 - 33,56833,252 Total fund balance7,36833,568122,058162,994128,689 Total liabilities, deferred infows of resources, and fund balance$7,368$159,568$196,274$363,210$330,249 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES,Statement 18 EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR SPECIAL REVENUE FUNDS For The Year Ended December 31, 2016 With Comparative Totals For The Year Ended December 31, 2015 202 Forfeiture 204 Economic 205 TIF Totals Nonmajor Special and SeizureDevelopmentDistrict #1Revenue Funds 20162015 Revenues: Tax increment$ - $ - $185,539$185,539$184,251 Confiscated property10,863 - - 10,8632,655 Investment income813168081,205670 Refunds and reimbursements421 - - 4211,001 Total revenues11,365 316 186,347 198,028 188,577 Expenditures: Current: General government - - 150,630150,630148,109 Public safety13,093 - - 13,0939,962 Total expenditures13,093 0 150,630 163,723 158,071 Revenues over (under) expenditures(1,728)316 35,717 34,305 30,506 Other financing sources (uses): Transfers in - - - - 3,000 Net change in fund balance(1,728)316 35,717 34,305 33,506 Fund balance - January 19,09633,25286,341128,68995,183 Fund balance - December 31$7,368$33,568$122,058$162,994$128,689 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEETStatement 19 NONMAJOR DEBT SERVICE FUNDS December 31, 2016 With Comparative Totals For December 31, 2015 527 G.O. Capital528 G.O. CIP ImprovementRefunding Bonds of 2009Bonds of 2012ATotal Nonmajor Debt Service Funds 20162015 Assets Cash and investments$19,000$114,273$133,273$35,015 Cash with escrow agent - - - 4,926,338 Accrued interest receivable - - - 113 Total assets$19,000 $114,273 $133,273 $4,961,466 Liabilities and Fund Balance Liabilities$ - $ - $ - $ - Fund balance: Restricted19,000114,273133,2734,961,466 Total liabilities and fund balance$19,000 $114,273 $133,273 $4,961,466 - This page intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES,Statement 20 EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR DEBT SERVICE FUNDS For The Year Ended December 31, 2016 With Comparative Totals For The Year Ended December 31, 2015 527 G.O. Capital 528 G.O. CIP ImprovementRefunding Bonds Bonds of 2009of 2012A Total Nonmajor Debt Service Funds 20162015 Revenues: Intergovernmental Investment income$432$47,038$47,470$1,248 Expenditures: Debt service: Principal125,000 -125,000335,000 Interest18,173114,052132,225236,275 Total expenditures143,173114,052257,225571,275 Revenues over (under) expenditures(142,741)(67,014)(209,755)(570,027) Other financing sources (uses): Transfers in142,00099,562241,562570,000 Transfers out - (4,860,000)(4,860,000) - Total other financing sources (uses)142,000(4,760,438)(4,618,438)570,000 Net change in fund balance(741)(4,827,452)(4,828,193)(27) Fund balance - January 119,7414,941,7254,961,466115,767 Fund balance - December 31$19,000 $114,273 $133,273 $115,740 Reconciliation of beginning fund balance to prior year ending fund balance: Prior year ending fund balance reported above$115,740 Add prior year ending fund balance for funds reported as major in the prior year and nonmajor in the current year: 528 G.O. CIP Refunding Bonds of 2012A4,941,725 Add prior year ending fund balance for funds reported as nonmajor in the prior year and major in the current year: 526 G.O. Capital Improvement Bonds of 2008(95,999) Current year beginning fund balance$4,961,466 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECT FUNDS December 31, 2016 With Comparative Totals For December 31, 2015 712 Storm Sewer 500 Capital Renewal / 405 Park 407 Moelter Revolving572 City Hall Replacement DevelopmentParkFundImprovementsFund Assets Cash and investments$732,627$249,371$375,884$93,681$476,449 Accounts receivable - - - - - Due from other governments - - - - - Accrued interest receivable - - - - - Total assets$732,627 $249,371 $375,884 $93,681 $476,449 Liabilities and Fund Balance Liabilities: Accounts payable$1,097$ - $ - $ - $ - Contracs payable - 6,122 - - - Unearned revenue - - - - - Totalliabilities1,097 6,122 0 0 0 Deferred inflows of resources Unavailable revenue - - - - - Fund balance: Restricted162,926188,973 - - - Assigned568,60454,276375,88493,681476,449 Total fund balance731,530 243,249 375,884 93,681 476,449 Total liabilities, deferred inflows of resources, and fund balance $732,627 $249,371 $375,884 $93,681 $476,449 Statement 21 734 Water 771 Sanitary 773 AAE - Tower735 Well 736 Sewer Sewer772 Water Storm Sewer Totals Nonmajor Capital Project RehabilitationRehabilitationRehabilitationConnectionConnectionConnection Funds 20162015 $443,407$134,487$55,616$460,035$625,266$1,009,817$4,656,640$4,249,031 - - - - - - - - - - - - - - - 430,564 - - - - - - - 7,684 $443,407 $134,487 $55,616 $460,035 $625,266 $1,009,817 $4,656,640 $4,687,279 $ - $ - $ - $ - $ - $ - $1,097$21,736 - - - - - - 6,122 - 3,394 - - - - - 3,3943,233 3,394 0 0 0 0 0 10,613 24,969 - - - - - - - 429,039 - - - - - - 351,899544,506 440,013134,48755,616460,035625,2661,009,8174,294,1283,688,765 440,013 134,487 55,616 460,035 625,266 1,009,817 4,646,027 4,233,271 $443,407 $134,487 $55,616 $460,035 $625,266 $1,009,817 $4,656,640 $4,687,279 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2016 With Comparative Totals For The Year Ended December 31, 2015 712 Storm Sewer 500 Capital Renewal / 405 Park 407 Moelter Revolving572 City Hall Replacement DevelopmentParkFundImprovementsFund Revenues: Intergovernmental$ - $ - $380,000$ - $ - Charges for services: Rents - - - - - Connection charges - - - - - Investment income6,1353,550(115)8824,160 Refunds and reimbursements - - - - - Donations16,783 - - - - Total revenues22,9183,550379,8858824,160 Expenditures: Current: General government - - - - - Public works - - 2,381 - - Parks and recreation39,941 - - - - Capital outlay12,911156,53827,809 - - Total expenditures52,852156,53830,19000 Revenues over (under) expenditures(29,934)(152,988)349,6958824,160 Other financing sources (uses): Transfers in100,000 - - - 86,500 Transfers out - - - - (54,930) Total other financing sources (uses)100,00000031,570 Net change in fund balance70,066(152,988)349,69588235,730 Fund balance - January 1661,464396,23726,18992,799440,719 Fund balance - December 31$731,530 $243,249 $375,884 $93,681 $476,449 Statement 22 734 Water 771 Sanitary 773 AAE - Tower735 Well 736 Sewer Sewer772 Water Storm Sewer Totals Nonmajor Capital Project RehabilitationRehabilitationRehabilitationConnectionConnectionConnection Funds 20162015 $ - $ - $ - $ - $ - $ - $380,000$ - 38,791 - - - - - 38,79136,944 - - - 1,2826,6621,1369,080215,962 3,4871,2085014,3255,8459,50639,48440,516 - - - - - - - 17,475 - - - - - - 16,783 - 42,2781,2085015,60712,50710,642484,138310,897 - - - - - - - 91,386 11,349 - - - - - 13,73019,913 - - - - - - 39,94122,072 - 4,929 - - - - 202,18763,003 11,3494,9290000255,858196,374 30,929(3,721)5015,60712,50710,642228,280114,523 40,47910,4891,938 - - - 239,406909,065 - - - - - - (54,930)(97,100) 40,47910,4891,938000184,476811,965 71,4086,7682,4395,60712,50710,642412,756926,488 368,605127,71953,177454,428612,759999,1754,233,2715,703,591 $440,013 $134,487 $55,616 $460,035 $625,266 $1,009,817 $4,646,027 $6,630,079 Reconciliation of beginning fund balance to prior year ending fund balance: Prior year ending fund balance reported above$6,630,079 Add prior year ending fund balance for funds reported as major in the prior year and nonmajor in the current year: 500 Capital Revolving Fund26,189 Add prior year ending fund balance for funds reported as nonmajor in the prior year and major in the current year: 401 Budgeted Projects and Equipment Revolving(2,422,997) Current year beginning fund balance$4,233,271 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEETStatement 23 AGENCY FUNDS December 31, 2016 With Comparative Totals For December 31, 2015 902 Developer 903 Developer Deposit FundEscrow FundTotals - Agency Funds 20162015 Assets Cash and investments$225,099$165,997$391,096$274,893 Due from developers17,715 - 17,71515,891 Total assets$242,814 $165,997 $408,811 $290,784 Liabilities Escrow deposits payable$ - $165,997$165,997$146,000 Accounts payable6,566 - 6,56618,446 Due to developers236,248 - 236,248126,338 Total liabilities$242,814 $165,997 $408,811 $290,784 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIESStatement 24 AGENCY FUNDS For The Year Ended December 31, 2016 BalanceBalance January 1,December 31, 2016AdditionsDeletions2016 902 Developer Deposit Fund Assets: Cash and investments$128,893$177,497$81,291$225,099 Due from developers15,89117,71515,89117,715 Total assets$144,784$195,212$97,182$242,814 Liabilities: Accounts payable$18,446$145,958$157,838$6,566 Due to developers126,338236,248126,338236,248 Total liabilities$144,784$382,206$284,176$242,814 903 Developer Escrow Fund Assets: s$146,000$123,197$103,200$165,997 Cash and investment Liabilities: Escrow deposits payable$146,000$123,197$103,200$165,997 Total Agency: Assets: Cash and investments$274,893$300,694$184,491$391,096 Due from developers15,89117,71515,89117,715 Total assets$290,784$318,409$200,382$408,811 Liabilities: Escrow deposits payable$146,000$123,197$103,200$165,997 Accounts payable18,446145,958157,8386,566 Due to developers126,338236,248126,338236,248 Total liabilities$290,784$505,403$387,376$408,811 - This page intentionally left blank - STATISTICAL SECTION (UNAUDITED) CITY OF OAK PARK HEIGHTS, MINNESOTA NET POSITION BY COMPONENT Last Ten Fiscal Years (Accrual Basis of Accounting) 2007200820092010 Governmental activities: Net investment in capital assets$11,799,071$12,328,032$11,908,771$11,519,528 Restricted614,170235,559867,1031,234,835 Unrestricted10,950,97811,705,19212,164,92513,308,712 Total governmental activities net position$23,364,219$24,268,783$24,940,799$26,063,075 Business-type activities: Net investment in capital assets$6,355,129$6,227,796$6,925,825$6,752,968 Unrestricted1,355,5641,165,2051,156,2081,166,853 Total business-type activities net position$7,710,693$7,393,001$8,082,033$7,919,821 Primary government: Net investment in capital assets$18,154,200$18,555,828$18,834,596$18,272,496 Restricted614,170235,559867,1031,234,835 Unrestricted12,306,54212,870,39713,321,13314,475,565 Total primary government net position$31,074,912$31,661,784$33,022,832$33,982,896 Note: GASB 68 was implemented in 2015, net position was restated for 2014 to reflect the reporting of net pension liability and pension related deferred outflows of resources. Net position for years prior to 2015 was not restated. Table 1 201120122013201420152016 $11,381,436$11,172,202$11,849,446$11,756,453$14,030,120$11,918,132 1,152,7891,007,208842,2101,355,9602,464,3682,353,250 13,958,68915,242,15715,826,32717,258,01913,890,90315,317,945 $26,492,914$27,421,567$28,517,983$30,370,432$30,385,391$29,589,327 $6,964,787$6,746,344$6,604,514$6,774,330$8,069,044$12,010,748 1,135,6791,279,8741,448,7881,746,0161,923,2771,948,701 $8,100,466$8,026,218$8,053,302$8,520,346$9,992,321$13,959,449 $18,346,223$17,918,546$18,453,960$18,530,783$22,099,164$23,928,880 1,152,7891,007,208842,2101,355,9602,464,3682,353,250 15,094,36816,522,03117,275,11519,004,03515,814,18017,266,646 $34,593,380$35,447,785$36,571,285$38,890,778$40,377,712$43,548,776 CITY OF OAK PARK HEIGHTS, MINNESOTA CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) 2007200820092010 Expenses Governmental activities: General government$1,046,676$1,477,836$1,356,038$1,575,297 Public safety1,234,7691,347,1641,364,7341,407,161 Public works796,025796,532957,308980,630 Parks and recreation184,008224,426211,795201,716 Interest on long-term debt37,255138,399262,586280,548 Total governmental activities expenses3,298,7333,984,3574,152,4614,445,352 Business-type activities: Water387,766405,965434,577466,218 Sanitary sewer606,458670,661680,468740,184 Storm sewer34,27759,11543,337108,467 Sanitation153,848 - - - Total business-type activities expenses1,182,3491,135,7411,158,3821,314,869 Total primary government expenses$4,481,082$5,120,098$5,310,843$5,760,221 Program revenues Governmental activities: Charges for services: Licenses and permits$155,820$203,041$100,074$197,181 Administrative - Enterprise Fund63,20062,04064,40066,420 Direct charges to developers244,895 - - - Connection charges34,595 - 5,419147,098 Park fees - - - 241,440 Refunds and reimbursements105,832153,267112,856117,735 Other activities151,00284,905112,161180,639 Operating grants and contributions142,87990,54888,187145,048 Capital grants and contributions11,32410,091688,97576,970 Total governmental activities program revenues909,547603,8921,172,0721,172,531 Business-type activities: Charges for services: Water482,100475,658546,606565,859 Sanitary sewer679,821656,809651,022749,378 Storm sewer73,94274,25774,47375,698 Sanitation97,764494 - - Operating grants and contributions - - - - Capital grants and contributions - - - - Total business-type activities program revenues1,333,6271,207,2181,272,1011,390,935 Total primary government program revenues$2,243,174$1,811,110$2,444,173$2,563,466 Table 2 Page 1 of 2 201120122013201420152016 $1,381,589$1,455,359$1,601,402$1,663,866$1,685,452$1,708,148 1,411,6901,431,5941,497,7651,565,5441,564,0582,226,491 999,4731,128,2491,080,4371,020,664903,8581,548,584 239,100248,243269,929285,877315,390373,279 275,196377,713463,537463,217406,215394,165 4,307,0484,641,1584,913,0704,999,1684,874,9736,250,667 472,040470,266468,932477,771496,607614,628 746,656668,588695,817694,406749,937909,565 48,36043,90458,23946,39360,08164,321 - - - - - - 1,267,0561,182,7581,222,9881,218,5701,306,6251,588,514 $5,574,104$5,823,916$6,136,058$6,217,738$6,181,598$7,839,181 $131,081$163,986$90,910$137,543$125,704$214,182 69,4253,8304,1804,2484,2424,400 - - - - 109,36541,938 18,824 - - - 215,9629,080 - - - - - 16,783 114,847125,243108,83890,109105,206166,633 107,860102,320390,340178,687139,148132,974 96,402112,91299,171101,443105,231109,101 15,94324,131341,9911,121,1741,209,43275,110 554,382532,4221,035,4301,633,2042,014,290770,201 648,663714,660720,590657,286781,537781,892 782,266800,281833,063927,129881,428924,105 66,74083,76288,06382,45282,88183,278 - - - - - - 4,594 - - - 7,9301,382 - - 23,2341,248516 - 1,502,2631,598,7031,664,9501,668,1151,754,2921,790,657 $2,056,645$2,131,125$2,700,380$3,301,319$3,768,582$2,560,858 CITY OF OAK PARK HEIGHTS, MINNESOTA CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) 2007200820092010 Net (expense) revenue: Governmental activities($2,389,186)($3,380,465)($2,980,389)($3,272,821) Business-type activities151,27871,477113,71976,066 Total primary government net (expense) revenue(2,237,908)(3,308,988)(2,866,670)(3,196,755) General revenues and other changes in net position: Governmental activities: General property taxes and tax increment2,730,9943,146,0493,537,8293,692,127 Unrestricted grants and contributions111,09056,693180,430104,987 Investment earnings532,827606,996456,934320,183 Gain on sale of property9,23720,89512,165 - Miscellaneous27,62622,14814,18616,588 Transfers(329,589)432,248(549,139)261,212 Total governmental activities3,082,1854,285,0293,652,4054,395,097 Business-type activities: Investment earnings60,10343,08026,17422,934 Unrestricted grants and contributions - - - - Loss on sale of capital assets - - - - Other - - - - Transfers329,589(432,248)549,139(261,212) Total business-type activities389,692(389,168)575,313(238,278) Total primary government$3,471,877$3,895,861$4,227,718$4,156,819 Change in net position: Governmental activities$692,999$904,564$672,016$1,122,276 Business-type activities540,970(317,691)689,032(162,212) Total primary government$1,233,969$586,873$1,361,048$960,064 Note: GASB 68 was implemented in 2015. Pension expense for years prior to 2015 was not restated. Table 2 Page 2 of 2 201120122013201420152016 ($3,752,666)($4,108,736)($3,877,640)($3,365,964)($2,860,683)($5,480,466) 235,207415,945441,962449,545447,667202,143 (3,517,459)(3,692,791)(3,435,678)(2,916,419)(2,413,016)(5,278,323) 3,934,3094,289,5664,541,1034,706,9745,289,0305,504,099 2,0402,0402,0402,04010,32013,975 239,763204,422(85,474)421,387154,098202,911 8,9607,9501,95644,198 - - 17,71829,17226,52631,64422,65536,354 (20,285)504,239406,38012,170(1,012,761)(1,072,937) 4,182,5055,037,3894,892,5315,218,4134,463,3424,684,402 17,78014,046(7,026)29,66911,54717,091 - - - - - 2,674,692 - - (1,472) - - - - - - - - 265 20,285(504,239)(406,380)(12,170)1,012,7611,072,937 38,065(490,193)(414,878)17,4991,024,3083,764,985 $4,220,570$4,547,196$4,477,653$5,235,912$5,487,650$8,449,387 $429,839$928,653$1,014,891$1,852,449$1,602,659($796,064) 273,272(74,248)27,084467,0441,471,9753,967,128 $703,111$854,405$1,041,975$2,319,493$3,074,634$3,171,064 CITY OF OAK PARK HEIGHTS, MINNESOTA FUND BALANCES, GOVERNMENTAL FUNDS Last Ten Fiscal Years (Modified Accrual Basis of Accounting) 2007200820092010 General Fund: Nonspendable$ - $ - $ - $ - Restricted - - - - Assigned for: Employee benefits183,000188,000188,000172,000 Ensuing year's budget - - 193,635100,000 Unassigned: Cash flow reserve1,698,0001,541,0001,558,0001,593,000 General contingency reserve595,000542,000557,000554,000 Remaining unassigned balance39,620345,370223,377554,797 Total general fund$2,515,620$2,616,370$2,720,012$2,973,797 All other governmental funds: Restricted for: Debt service$460,263$127,247$102,115$97,296 Park improvements - - - - Law enforcement - - - - Tax increment - - - - Unspent bond proceeds - - - - Assigned, reported in: Special revenue funds100,960102,181100,73788,471 Capital projects funds8,480,88414,977,67813,236,36111,188,968 Unassigned - - - - Total all other governmental funds$9,042,107$15,207,106$13,439,213$11,374,735 Table 3 201120122013201420152016 $2,057$4,609$5,201$80,806$57,602$63,813 - - - -54,188 - 179,000165,000173,000159,000165,000140,000 - - - - - - 1,911,0002,060,0002,125,0002,293,0002,370,0002,365,000 698,000734,000777,000810,000847,000846,000 471,504706,024434,170560,0011,138,7431,595,519 $3,261,561$3,669,633$3,514,371$3,902,807$4,632,533$5,010,332 $112,571$5,309,831$5,192,539$5,393,708$6,222,184$1,186,205 913,170870,864815,549664,792544,506351,899 8,1556,9237,33013,3049,0967,368 -4,60419,33149,86086,341122,058 - - -1,118,479 - - 31,19831,62731,32432,01933,25233,568 10,704,78211,645,00312,100,25812,434,63810,998,02612,927,234 - - -(377,266)(406,043)(405,964) $11,769,876$17,868,852$18,166,331$19,329,534$17,487,362$14,222,368 CITY OF OAK PARK HEIGHTS, MINNESOTA CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS Last Ten Fiscal Years 2007200820092010 Revenues: General property taxes$2,687,730$3,156,807$3,470,670$3,697,809 Tax increment - - - - Special assessments42,34232,07843,81028,583 Licenses and permits155,820203,041100,074197,181 Intergovernmental188,594141,141276,772282,551 Charges for services192,545102,199107,392561,411 Fines and forfeits66,18963,60274,58873,761 Investment income532,827606,996456,934320,183 Direct charges to developers244,895 - - - Refunds and reimbursements105,832134,987137,422134,323 Donations and contributions83,06427,672612,5252,184 Total revenues4,299,838 4,468,523 5,280,187 5,297,986 Expenditures: Current: General government1,002,7631,075,6161,117,8221,370,381 Public safety1,193,4511,292,4651,277,6001,312,335 Public works458,241632,530586,872592,897 Parks and recreation138,491146,928139,188125,414 Capital outlay1,327,754901,5644,957,6533,583,666 Debt service: Principal retirement125,000750,000135,000250,000 Interest and other37,688134,850255,213272,000 Bond issuance costs - 111,02033,537 - Total expenditures4,283,388 5,044,973 8,502,885 7,506,693 Revenues over (under) expenditures16,450 (576,450)(3,222,698)(2,208,707) Other financing sources (uses): Sale of capital assets9,23721,28912,200425 Bonds issued - 6,300,0001,195,000 - Premium on bonds issued - 5,827 - - Transfers in432,2801,790,9261,144,241397,589 Transfers out(76,800)(1,275,843)(792,994) - Total other financing sources (uses)364,717 6,842,199 1,558,447 398,014 Net change in fund balance$381,167$6,265,749($1,664,251)($1,810,693) Debt service as a percentage of noncapital expenditures5.5%21.9%11.1%13.3% Debt service as percentage of total expenditures 3.8%17.5%4.6%7.0% Table 4 201120122013201420152016 $3,984,389$4,245,360$4,433,202$4,620,521$5,104,956$5,347,035 - 26,583106,924125,120184,251185,539 22,95221,90620,731237,636381,071220,052 131,081163,98690,910137,543125,704214,182 97,442114,952102,211453,283165,950491,141 134,23749,441337,912120,050292,18294,715 60,82256,70956,60862,88567,17051,739 239,763204,422(85,474)421,387153,792202,911 - - - - 109,36541,938 132,565154,415135,364106,553594,254235,466 12,5004005002004,55016,783 4,815,751 5,038,174 5,198,888 6,285,178 7,183,245 7,101,501 1,178,7101,195,1211,378,8911,445,4801,519,7831,383,243 1,351,5671,394,5861,449,1031,535,3871,620,7931,734,623 605,955737,001805,776601,870482,846582,368 129,327132,497152,061162,892176,416244,052 767,988160,8561,103,3094,540,0434,111,439661,984 255,000275,000295,000315,000500,0005,615,000 266,675260,680362,436396,195426,133422,650 - 103,854 - 80,533 - - 4,555,222 4,259,595 5,546,576 9,077,400 8,837,410 10,643,920 260,529 778,579 (347,688)(2,792,222)(1,654,165)(3,542,419) 10,01024,4182,00044,400 - 3,690 - 5,140,000 - 3,775,000 - - - 155,137 - 111,689 - - 412,366408,9142,274,5404,081,6622,992,2087,952,645 - - (1,868,160)(3,668,890)(2,450,489)(7,301,111) 422,376 5,728,469 408,380 4,343,861 541,719 655,224 $682,905$6,507,048$60,692$1,551,639($1,112,446)($2,887,195) 13.8%13.4%14.8%16.0%19.6%60.5% 11.5%12.6%11.9%7.8%10.5%56.7% CITY OF OAK PARK HEIGHTS, MINNESOTA TAX CAPACITY VALUE AND ESTIMATED MARKET VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years Fiscal YearCommercial/ EndedResidentialIndustrialPublicAll December 31,PropertyPropertyUtilityOther 2007$3,318,052$3,331,910$1,733,703$88,073 20083,429,1043,679,1883,060,14482,329 20093,483,7263,952,5233,568,95793,832 20103,304,1103,869,5683,311,71687,480 20113,202,6133,676,9853,454,88092,822 20122,928,5143,567,1963,599,10491,665 2013 2,736,977 3,528,330 3,990,896 96,104 2014 2,834,815 3,424,868 3,904,920 96,659 2015 3,280,449 3,286,102 4,148,063 91,068 2016 3,465,171 3,279,638 4,228,710 118,877 Source: Washington County Certificate as to Taxes and Taxable Property Table 5 Adjusted Less:Less:Tax Capacity TotalFiscalTax AdjustedTotalEstimatedas a Percent TaxDisparityIncrementTax CapacityDirect TaxMarketof Total Tax CapacityContributionCapturedValueRateValueCapacity $8,471,738$1,115,215$ - $7,356,52335.731$579,089,80086.8% 10,250,7651,508,660 - 8,742,10536.343673,570,60085.3% 11,099,0382,177,678 - 8,921,36038.732718,753,40080.4% 10,572,8742,492,111 - 8,080,76343.845682,742,10076.4% 10,427,3002,117,456 - 8,309,84445.028674,199,10079.7% 10,186,4792,336,41126,9137,823,15551.710643,608,30076.8% 10,352,3072,346,765 108,2547,897,28854.898641,169,000 76.3% 10,261,2622,467,230 126,6777,667,35559.641640,880,100 74.7% 10,805,6822,214,196 185,8708,405,61656.804689,680,000 77.8% 11,092,3962,292,994 187,7888,611,61457.725710,998,000 77.6% CITY OF OAK PARK HEIGHTS, MINNESOTA DIRECT AND OVERLAPPING PROPERTY TAX CAPACITY RATES Table 6 Last Ten Fiscal Years Overlapping Rates City FiscalDirectSchoolOther YearRateCountyDistrictDistrictsTotal 200735.73325.67319.0044.85685.266 200836.34325.93617.4044.88584.568 200938.73226.37117.7144.83287.649 201043.84527.77519.7345.10796.461 201145.02829.77220.3005.536100.636 201251.71031.93922.3346.250112.232 201354.89834.22522.0186.983118.123 201459.64132.81123.1506.538122.140 201556.80430.18621.1245.884113.997 201657.72530.56419.8494.568112.706 Source: Washington County website. CITY OF OAK PARK HEIGHTS, MINNESOTA PRINCIPAL PROPERTY TAXPAYERS Table 7 Current Year and Nine Years Ago 20162007 Percentage Percentage Taxableof Total CityTaxableof Total City CapacityCapacityCapacityCapacity TaxpayerValueRankValueValueRankValue Xcel Energy$4,517,378140.72%$1,924,048121.71% VSSA Boutwells Landing LLC694,82926.26%290,60863.43% Wal-Mart Real Estate Business294,78032.66%182,59272.16% OPH Pat LLC & OPH Val LLC215,65841.94%318,74033.76% Menard Inc.177,45051.60%216,930 52.56% OP Stillwater LLC174,84661.47% - - 0.00% Lowe's Home Centers, Inc.163,10271.58% - - 0.00% SC Mall LLC159,25081.44%404,224 2 4.77% W.A.T.E. Enterprises Inc.125,61091.13%125,15591.48% Leonard Investments LLC86,400100.78% - - 0.00% Raduenz Dealership - - 0.00%113,688101.34% Prudential Insuance Co of America - - 0.00%243,294 42.87% VSSA McKean West LLC - - 0.00%220,682 82.60% Total$6,609,30359.58%$4,039,96146.69% Total All Property $11,092,396$8,471,738 Source: Washington County CITY OF OAK PARK HEIGHTS, MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Table 8 Last Ten Fiscal Years FiscalTaxesCollections Collected Within The YearLeviedin Fiscal Year of the LevyTotal Collections to Date EndedFor ThePercentageSubsequentPercentage December 31,Fiscal Year Amountof LevyYearsAmountof Levy (1) 2007$2,781,489$2,646,42195.14%($20,936)$2,625,48594.39% (1) 20083,286,2303,211,39297.72%(35,600)3,175,79296.64% (1) 20093,574,8553,447,96596.45%74,4323,522,39798.53% (1) 20103,662,4553,584,02797.86%(21,756)3,562,27197.26% (1) 20113,870,7703,819,22098.67%(43,184)3,776,03697.55% (2) 20124,229,9244,176,12598.73%(80,164)4,095,96196.83% (2) 2013 4,549,431 97.99%(43,325)4,414,56197.04%4,457,886 (2) 20144,803,959 98.47%(13,305)4,717,03898.19%4,730,343 (2) 20155,044,879 99.70%12,4495,042,26399.95%5,029,814 (2), (3) 20165,215,633 99.64% - 5,196,75899.64%5,196,758 (1) The levy amount presented is after deduction for Market Value Homestead Credit. (2) The levy amount presented includes excess TIF Tax. (3) Net of green acres collections CITY OF OAK PARK HEIGHTS, MINNESOTA RATIOS OF OUTSTANDING DEBT BY TYPE Table 9 Last Ten Fiscal Years Governmental Activities GeneralPercentage FiscalObligationImprovementof TaxPer YearBondsBondsTotalCapacityCapita 2007$ -$750,000$750,0008.85%$161 20086,300,000 -6,300,00061.46%1,326 20097,360,000 -7,360,00066.31%1,549 20107,110,000 -7,110,00067.25%1,639 20116,855,000 -6,855,00065.74%1,580 201211,720,000(1) - 11,720,000115.05%2,637 201311,425,000 - 11,425,000110.36%2,455 201414,885,000 - 14,885,000145.06%3,142 201514,385,000 - 14,385,000133.12%3,095 20168,770,000 -8,770,00079.06%1,864 Notes: (1)Details regarding the City's outstanding debt can be found in the notes to the financial statements. There is no business-type activity long-term debt. In 2012, the City issued the $5,140,000 Crossover Refunding Bonds to refund $4,860,000 of the 2008 GO Improvement Bonds. The 2008 Bonds will be called for prepayment in 2016. CITY OF OAK PARK HEIGHTS, MINNESOTA DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBTTable 10 December 31, 2016 Estimated EstimatedShare of DebtPercentageOverlapping Governmental UnitOutstandingApplicableDebt Debt repaid with property taxes: Independent School District No. 834$113,990,0009.42%$10,737,858 Washington County138,065,0002.93%4,045,305 Metro Transit193,395,0000.29%560,846 Metropolian Council12,625,0000.26%32,825 Subtotal - overlapping debt15,376,834 City direct debt100.00%7,575,000 Total direct and overlapping debt$22,951,834 Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This table estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. CITY OF OAK PARK HEIGHTS, MINNESOTA LEGAL DEBT MARGIN INFORMATIONTable 11 Last Ten Fiscal Years Legal Debt Margin Calculation for Fiscal Year 2016 Market value$733,616,300 Debt limit (3% of market value)22,008,489 Debt applicable to limit: Debt Applicable to Limit5,560,000 Legal debt margin$16,448,489 Legal Debt Margin Calculation for Fiscal Years 2006 Through 2016 Net DebtLegalAmount of Debt FiscalDebtApplicable toDebtApplicable to YearLimitLimitMarginDebt Limit 2007$11,581,796$ - $11,581,7960.00% 200820,207,1186,300,00013,907,11831.18% 200921,562,6026,165,00015,397,60228.59% 201020,482,2637,110,00013,372,26334.71% 201120,098,1616,855,00013,243,16134.11% 2012 19,308,249 6,860,00012,448,24935.53% 2013 19,235,070 6,565,00012,670,07034.13% 2014 19,991,982 6,250,00013,741,98231.26% 2015 21,366,828 5,915,00015,451,82827.68% 2016 22,008,489 5,560,00016,448,48925.26% Note: In 2008, State Statutes increased the percentage used to calculate the debt limit from 2% to 3%. CITY OF OAK PARK HEIGHTS, MINNESOTA PLEDGED REVENUE COVERAGE Table 12 Last Ten Fiscal Years Improvement Bonds PropertySpecialProperty Tax FiscalTaxAssessmentTransfer FromDebt Service (1)(2)(3) Collections YearCollectionsGeneral FundPrincipalInterestCoverage 2007$ - $35,180$ - $125,000$37,6880.216 2008 - 31,221 - 750,00010,8330.041 2009336,292 - - 135,000252,6130.868 2010392,805 -122,000250,000272,0000.986 2011400,902 -134,000255,000266,6751.025 2012 - -536,000275,000260,6801.001 2013 - -548,000295,000253,6050.999 2014 - 217,836 559,000315,000291,4371.281 2015 - 379,964 608,000500,000426,1341.067 2016 - 219,841 620,0005,615,000422,6500.139 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. (1,3) Capital Improvement Bonds were issued during 2008 and 2009 to finance construction of City Hall. The debt service payments, which began in 2009, are funded by property tax collections and transfers from the General Fund. (2) Debt service payments on Improvement Bonds of 1998 ended in 2008 when the bond was paid off. Special assessment collections, as well as transfers from the connection charge funds, were used to make the debt service payments. CITY OF OAK PARK HEIGHTS, MINNESOTA DEMOGRAPHIC AND ECONOMIC STATISTICSTable 13 Last Ten Fiscal Years Per Capita FiscalUnemploymentPersonalPersonal (1)(1) Income YearPopulationRateIncome 20074,7514.1% 20084,7085.4% 20094,6537.4% 20104,3396.3% 20114,3395.2% Information Not Available 2012 4,4455.3% 2013 4,6544.6% 2014 4,7383.8% 2015 4,6483.1% 2016 4,7064.0% Sources: Metropolitan Council (population), Continuing Disclosure Document or County Records (unemployment rate) (1) Information Not Available - This page intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA PRINCIPAL EMPLOYERSTable 14 Current Year and Nine Years Ago 20162007 EmployerProduct ServiceEmployeesEmployees Andersen CorporationWindow Manufacturer620650 VSSA - Boutwell's Landing/McKean SquareSenior Community Housing42495 State of Minnesota Correctional FacilityGovernment Correctional Institution361365 Wal-Mart Stores, Inc.Retail279310 ISD No. 834, StillwaterPublic education192175 Menard's Inc.Retail Lumber/Hardware132101 Lowe'sRetail115125 Xcel EnergyElectric Utility117 - Stillwater MotorsAuto Dealership/Service Repair97125 Kowalski'sRetail/Grocery90125 Kohl'sRetail -113 Stillwater FordAuto Dealership/Service Repair -86 Total2,4272,270 CITY OF OAK PARK HEIGHTS, MINNESOTA FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Full-Time Equivalent Employees as of December 31, Function/Program200720082009 General government: Administration222 Finance333 Building inspections222 Public safety101010 Public works443 Total212120 Source: City Finance Department Table 15 Full-Time Equivalent Employees as of December 31, 2010201120122013201420152016 2223333 3333322 2211111 10101011111111 3444444 20212022222121 CITY OF OAK PARK HEIGHTS, MINNESOTA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Fiscal Year Function/Program200720082009 Police: Physical arrests207224208 Parking violations92135170 Traffic violations6131,016969 Fire: Fire and related calls1069891 Medical calls270292293 Building inspection: Permits issued: Residential194 - Commercial822 Total permit valuation$6,521,063$18,707,532$7,254,000 Water: Connections1,3041,3151,318 Average daily demand (thousands of gallons)681,452654,172681,816 Sewer: Connections1,2741,2831,285 Sources: Various City departments. (1) Connection for Irrigation accounts removed from the total Table 16 Fiscal Year 2010201120122013201420152016 176151151148169115122 1711559991868878 1,2408741,1261,0811,2831,2701,070 11083107170170172151 260306451546546596632 1 - 2 - 151 1321116 $10,955,024$1,828,000$8,776,295$4,781,710$4,781,710$7,000,000$13,613,536 (1)(1)(1) 1,3171,3211,2731,2741,2741,2811,281 576,085593,496667,835626,000608,216573,463565,658 1,2681,2781,2861,2801,2801,2871,287 CITY OF OAK PARK HEIGHTS, MINNESOTA CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM Last Ten Fiscal Years Fiscal Year Function/Program2007200820092010 Police: Stations1111 Squad cars6666 Fire stations Other public works: Miles of paved streets22.022.022.022.0 Streetlights396396396396 Traffic signals2222 Parks and recreation: Parkland acreage104108104104 Number of parks5555 Water: Water mains (miles)26.826.827.127.1 Fire hydrants316316265265 Storage capacity (thousands of gallons)750750750750 Wastewater: Sanitary sewers (miles)24.924.924.924.9 Storm sewers (miles)12.612.612.612.6 Sources: Various City departments. Table 17 Fiscal Year 201120122013201420152016 111111 666666 22.022.022.022.022.022.0 396396396396396396 222222 104104104104104104 555555 27.127.127.127.127.127.1 265265265267270301 750750750750750750 24.924.924.924.924.924.9 12.612.612.612.612.612.6 - This page intentionally left blank -