Loading...
HomeMy WebLinkAboutAnnual Financial Report• • . � il ov ANNUAL FINANCIAL REPORT December 31, 2005 - This page intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA TABLE OF CONTENTS Page Reference No. INTRODUCTORY SECTION Elected and Appointed Officials 3 FINANCIAL SECTION Independent Auditor's Report 7 Management's Discussion and Analysis 11 Basic Financial Statements: Government -Wide Financial Statements: Statement of Net Assets Statement 1 25 Statement of Activities Statement 2 26 Fund Financial Statements: Balance Sheet - Governmental Funds Statement 3 28 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental Funds Statement 4 30 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds Statement 5 32 Statement of Net Assets - Proprietary Funds Statement 6 33 Statement of Revenues, Expenses, and Changes in Fund Net Assets - Proprietary Funds Statement 7 34 Statement of Cash Flows - Proprietary Funds Statement 8 35 Statement of Fiduciary Net Assets - Agency Funds Statement 9 36 Notes to Financial Statements 37 Required Supplementary Information: Budgetary Comparison Schedule - General Fund Statement 10 60 Budgetary Comparison Schedule - Note to RSI 64 Combining and Individual Fund Statements: Combining Balance Sheet - Nonmajor Governmental Funds Statement 11 68 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Governmental Funds Statement 12 69 CITY OF OAK PARK HEIGHTS, MINNESOTA TABLE OF CONTENTS Agency Funds: Page Subcombining Balance Sheet Reference No. Subcombining Balance Sheet - Nonmajor Special Revenue Funds Statement 13 70 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Special Revenue Funds Statement 14 71 Subcombining Balance Sheet - Nonmajor Debt Service Funds Statement 15 72 Subcombining Statement of Revenues, Expenditures and Changes in Exhibit 2 83 Fund Balance - Nonmajor Debt Service Funds Statement 16 73 Subcombining Balance Sheet - Nonmajor Capital Project Funds Statement 17 74 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Capital Project Funds Statement 18 76 Agency Funds: Subcombining Balance Sheet Statement 19 78 Subcombining Statement of Changes in Assets and Liabilities Statement 20 79 Supplementary Financial Information: Debt Service Payments to Maturity: Revenue Bonds and General Debt Bonds Exhibit 1 82 Taxable Valuations, Tax Levies and Tax Rates Exhibit 2 83 Schedule of Construction Costs Exhibit 3 84 STATISTICAL SECTION (UNAUDITED) General and Special Revenue Funds - Expenditures by Function - Years 1996 through 2005 Table 1 86 General and Special Revenue Funds - Revenue by Source - Years 1996 through 2005 Table 2 87 Property Tax Levies and Collections - Years 1996 through 2005 Table 3 88 Special Assessment Collections - Years 1996 through 2005 Table 4 89 Principal Taxpayers Table 5 90 INTRODUCTORY SECTION - This page intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA ELECTED AND APPOINTED OFFICIALS December 31, 2005 Term Expires Mayor: David Beaudet December 31, 2008 Councilmembers: Les Abrahamson December 31, 2006 Mark Swenson December 31, 2006 Jack Doerr December 31, 2008 Mary McComber December 31, 2008 Administrator: Eric Johnson Appointed Deputy Clerk/Finance Director: Judy Holst Appointed 3 This page intentionally left blank - FINANCIAL, SECTION - This page intentionally left blank - u i _. im m rim a - This page intentionally left blank - In accordance with Government Auditing Standards, we have also issued our report dated March 2, 2006 on our consideration of the City of Oak Park Heights, Minnesota's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. The Management's Discussion and Analysis and the budgetary comparison information, as listed in the table of contents, are not a required part of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Oak Park Heights, Minnesota's basic financial statements. The introductory section, combining and individual fund statements, supplementary financial information and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund statements and supplementary financial information have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. HLB TAUTGES REDPATH, LTD. White Bear Lake, Minnesota March 2, 2006 0 - 'Phis page intentionally left blank 10 MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Oak Park Heights, Minnesota (the City) we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2005. Financial Hihlihts The assets of the City exceeded its liabilities at the close of the most recent fiscal year by $26,092,000 (Net assets). Of this amount, $9,322,000 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors in accordance with the City's fund designations and fiscal policies. The City's total net assets increased by $1,032,000. As of the close of the current fiscal year, the City's governmental funds reported combined ending fund balances of $8,502,000. At the end of the current fiscal year the general fund balance was $2,104,000 of which $1,818,000 is designated. The General Fund balance increased by $256,000 as a result of positive budget variances in both revenues and expenditures. The City was able to transfer an additional $209,000 from the General Fund to the Budgeted Projects Fund for capital improvements for streets, parks, police department equipment, civil defense, and general government. The G. O. Refunding Bonds of 2001 were used to finance the 1995 Street Reconstruction Project. This bond issue was retired as of December 1, 2005. The Sanitary Sewer Connection Charge Fund, Water Connection Charge Fund and Storm Sewer Connection Charge Fund collected $33,000 of connection charges in the year 2005. With the exception of sanitation, all four enterprise fund operations reported net operating income in 2005. 11 Management's Discussion and Analysis Overview of the Financial Statements The discussion and analysis are intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements comprise three components: 1) government -wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -wide financial statements. The government -wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private- sector business. The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City include general government, public safety, public works and parks and recreation. The business -type activities of the City include water, sanitary sewer, sanitation and storm sewer. The government -wide financial statements are statements 1 and 2 of this report. Fund Financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. All of the funds of the City can be divided into two categories: governmental funds and proprietary funds. 12 Management's Discussion and Analysis Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on near -term inflows and outflows of spendable resource, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near -term financial requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long -term impact of the City's near term financial decisions. Both the governmental fund balance sheet and governmental fund statement of revenues, expenditures and change in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains five individual major governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the following major funds: ® General Fund • G.O. Improvement Bonds of 1998 — Debt Service Fund • Renewal and Replacement Fund — Capital Project Fund • McKean Square Fund — Capital Project Fund • AAE — Storm Sewer Connection Fund— Capital Project Fund Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for this fund to demonstrate compliance with this budget. The basic governmental fund financial statements are statements 3 through 5 of this report. Proprietary funds. The City maintains four enterprise funds as a part of its proprietary fund type. Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City uses enterprise funds to account for its water, sanitary sewer, sanitation and storm sewer operations. 13 Management's Discussion and Analysis Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the following funds: Enterprise funds: Water Sanitary Sewer Sanitation Storm Sewer The basic proprietary fund financial statements are statements 6 through 8 of this report. Fiduciary Funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the City. Fiduciary funds are not reflected by the government -wide financial statements because the resources of those funds are not available to support the City's own programs. The basic fiduciary fund statements are Statements 9, 19 and 20. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government —wide and fund financial statements. The notes to the financial statements can be found following Statement 9. Other information. The combining statements referred to earlier in connection with non - major governmental funds are presented immediately following the required supplementary information on budgetary comparisons. Combining and individual fund statements and schedules are presented as Statements 11 through 20. Government -Wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $26,092,000 at the close of the most recent fiscal year. The largest portion of the City's net assets ($15,914,000 or 61% percent) reflects its investment in capital assets (e.g. land, improvements, buildings and structures, machinery and equipment, and furniture and fixtures) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. 14 Management's Discussion and Analysis City of Oak Park Heights' Net Assets A portion of the City's net assets represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets may be used to meet the City's ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business -type activities. 15 Governmental Activities Business -Type Activities Totals 2005 2004 2005 2004 2005 2004 Current and other assets $9,423,353 $8,969,078 $1,194,780 $917,162 $10,618,133 $9,886,240 Capital assets 10,993,521 11,524,715 5,985,350 5,646,237 16,978,871 17,170,952 Total assets $20,416,874 $20,493,793 $7,180,130 $6,563,399 727,597,004 $27,057,192 Long -term liabilities outstanding $1,032,136 $1,211,107 $20,408 $16,429 $1,052,544 $1,227,536 Other liabilities 386,093 703,986 66,303 65,906 452,396 769,892 Total liabilities $1,418,229 $1,915,093 $86,711 $82,335 $1,504,940 $1,997,428 Net assets: Invested in capital assets, net of related debt $9,928,521 $10,059,989 $5,985,350 $5,646,237 $ 1 5,913,871 $15,706,226 Restricted 856,611 1,192,681 - - 856,611 1,192,681 Unrestricted 8,213,513 7,326,030 1,108,069 834,827 9,321,582 8,160,857 Total net assets $18,998,645 $18,578,700 $7,093,419 $6,481,064 $26,092,064 $25,059,764 A portion of the City's net assets represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets may be used to meet the City's ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business -type activities. 15 Management's Discussion and Analysis Governmental Activities Governmental activities increased the City's net assets by $420,000 during 2005. Key elements of this increase are as follows: City of Oak Park Heights' Changes in Net Assets 16 Governmental Activities Business -Type Activities Totals 2005 2004 2005 2004 2005 2004 Revenues: Program revenues: Charges for services $975,968 $948,633 $1,299,737 $1,133,238 $2,275,705 $2,081,871 Operating grants and contributions 88,229 68,358 - 88,229 68,358 Capital grants and contributions 62,686 212,635 58,706 62,686 271,341 General revenues: General property taxes 2,222,335 1,979,288 - - 2,222,335 1,979,288 Grants and contributions not restricted to specific programs 2,040 3,060 2,040 3,060 Gain on sale of capital assets 950 - 950 - Other revenue 24,256 29,125 - - 24,256 29,125 Unrestricted investment earnings 258,614 199,737 29,268 19,148 287,882 218,885 Total revenues 3,635,078 3,440,836 1,329,005 1,211,092 4,964,083 4,651,928 Expenses: General government 882,800 832,609 - - 882,800 832,609 Public safety 1,210,179 1,155,243 1,210,179 1,155,243 Public works 511,137 602,111 511,137 602,111 Parks and recreation 138,378 123,737 138,378 123,737 Interest on long -term debt 55,695 67,365 - - 55,695 67,365 Water - - 373,996 323,527 373,996 323,527 Sanitary sewer 560,876 517,595 560,876 517,595 Storm sewer 34,150 41,082 34,150 41,082 Sanitation - 164,572 167,258 164,572 167,258 Total expenses 2,798,189 2,781,065 1,133,594 1,049,462 3,931,783 3,830,527 Increase in net assets before transfers 836,889 659,771 195,411 161,630 1,032,300 821,401 Transfers (416,944) 90,423 416,944 (90,423) - - Change in net assets 419,945 750,194 612,355 71,207 1,032,300 821,401 Net assets - January 1, 2005 18,578,700 17,828,506 6,481,064 6,409,857 25,059,764 24,238,363 Net assets- December 31, 2005 $18,998,645 $18,578,700 $7,093,419 $6,481,064 $26,092,064 $25,059,764 16 Management's Discussion and Analysis Below are specific graphs which provide comparisons of the governmental activities revenues and expenditures: 17 Management's Discussion and Analysis Business -Type Activities Business -type activities increased net assets by $612,000 during 2005. Below are graphs showing the business -type activities revenue and expense comparisons: Business -Type Activities - Revenues unrestricted Investment Earnings 2% Charges for Services 98% 6 Management's Discussion and Analysis Financial Analysis of the Government's Funds Governmental Funds. The focus of the City's governmental funds is to provide information on near -term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of $8,502,000. The general fiend increased by $256,000 in 2005, which was due primarily to revenues exceeding budget expectations. Revenues related to building activities contributed to the revenue increase. The G.O. Improvement Bonds of 1998 debt service fund decreased by $8,000 during 2005. The Renewal and Replacement capital project fund increased by $238,000 during 2005. This fund receives an annual transfer from the proprietary funds in an amount equal to depreciation expense. The McKean Square capital project fund is funded by direct charges to developers. The AAE — Storm Sewer Connection capital project fund decreased by $135,000 due to monies expended for the Kern Center pond expansion. The nonmajor special revenue funds decreased by $5,000 during 2005. The nonmajor debt service funds decreased by $232,000 during 2005. The nonmajor capital project fund increased by $623,000 during 2005. Proprietary funds. The City's proprietary fiends provide the same type of information found in the government -wide financial statements, but in more detail. Budgetary Highlights General Fund The expenditure budget was amended to provide for changes in activity that occurred during the year. The revenue budget was amended to recognize increased property taxes expected which are offset by the State of Minnesota's market value credit and for additional miscellaneous revenue collected. 19 Management's Discussion and Analysis Capital Asset and Debt Administration Capital assets. The City's investment in capital assets for its governmental and business - type activities as of December 31, 2005, amounts to $15,914,000 (net of accumulated depreciation). This investment in capital assets includes land, buildings and structures, infrastructure, machinery and equipment and furniture and fixtures. City of Oak Park Heights' Capital Assets (Net of Depreciation) Governmental activities capital assets - net $11,524,715 $1,067,213 ($1,598,407) $10,993,521 20 Beginning Ending Balance Increases Decreases Balance Governmental activities: Capital assets, not being depreciated: Land $1,615,115 $1 $ - $1,615,116 Construction in progress 1,556,631 358,345 (1,598,407) 316,569 Total capital assets, not being depreciated 3,171,746 358,346 (1,598,407) 1,931,685 Capital assets, being depreciated: Buildings and structures 1,118,146 - 1,118,146 Other improvements 560,963 - 560,963 Machinery and equipment 406,060 21,000 (17,383) 409,677 Furniture and fixtures 139,921 - 139,921 Infrastructure 10,144,234 1,089,866 11,234,100 Total capital assets, being depreciated 12,369,324 1,110,866 (17,383) 13,462,807 Less accumulated depreciation for: Buildings and structures 374,650 24,656 399,306 Other improvements 126,568 5,425 131,993 Machinery and equipment 224,955 46,934 (17,383) 254,506 Furniture and fixtures 81,484 9,233 90,717 Infrastructure 3,208,698 315,751 3,524,449 Total accumulated depreciation 4,016,355 401,999 (17,383) 4,400,971 Total capital assets being depreciated - net 8,352,969 708,867 0 9,061,836 Governmental activities capital assets - net $11,524,715 $1,067,213 ($1,598,407) $10,993,521 20 Management's Discussion and Analysis Business -type activities: Capital assets, not being depreciated: Land Total capital assets, not being depreciated Capital assets, being depreciated: Buildings and structures Machinery and equipment Distribution and collection systems Total capital assets, being depreciated Less accumulated depreciation: Buildings and structures Machinery and equipment Distribution and collection systems Less accumulated depreciation Total capital assets being depreciated - net Business -type activities capital assets - net Beginning Ending Balance Increases Decreases Balance $60,000 $ - 60,000 0 1,320,334 - 213,959 5,208 6,513,595 508,542 8,047,888 513,750 $ - $60,000 0 60,000 1,320,334 219,167 7,022,137 0 8,561,638 462,764 29,858 492,622 96,937 14,499 111,436 1,901,950 130,280 2,032,230 2,461,651 174,637 0 2,636,288 5,586,237 339,113 0 5,925,350 $5,646,237 $339,113 $0 $5,985,350 Additional information on the City's capital assets can be found in Note 4. Long-term debt. At the end of the current fiscal year, the City had total long -term debt outstanding of $1,065,000, a decrease of $395,000 from 2004. Additional long -term debt in the amount of $194,000 for compensated absences was also outstanding at the end of 2005. City of Oak Park Heights' Outstanding Debt General obligation improvement bonds and compensated absences: Governmental Activities 2005 2004 Business -Type Activities Totals 2005 2004 2005 2004 General Obligation Bonds $1,065,000 $1,460,000 $ - $ - $1,065,000 $1,460,000 Compensated absences 171,361 163,934 22,255 18,433 193,616 182,367 Total $1,236,361 $1,623,934 $22,255 $18,433 $1,258,616 $1,642,367 21 Management's Discussion and Analysis State statutes limit the amount of general obligation debt a Minnesota city may issue to 2% of total estimated market value. The current debt limitation for the City is $9,700,000. Of the City's outstanding debt, none is counted within the statutory limitation. Additional information on the City's long -term debt can be found in Note 5. Requests for information. This financial report is designed to provide a general overview of the City's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director of Finance, 14168 Oak Park Boulevard, Oak Park Heights, Minnesota 55082 -2007. 22 IYM 23 - This page intentionally left blank - 24 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF NET ASSETS December 31, 2005 Statement I 'The accompanying notes are an integral part of these financial statements. 25 Governmental Business -Type Total Assets: Activities Activities 2005 2004 Cash and investments $8,363,093 $895,953 $9,259,046 $8,515,547 Accrued interest receivable 174,596 20,040 194,636 111,769 Accounts receivable - net 3,435 243,485 246,920 217,579 Due from other governmental units 110,422 8,943 119,365 41,153 Due from developers 6,782 - 6,782 6,958 Prepaid items - 26,359 26,359 24,383 Taxes receivable: Delinquent 45,063 - 45,063 41,632 Due from County 21,167 - 21,167 16,640 Special assessments receivable 698,795 - 698,795 910,579 Capital assets (net of accumulated depreciation): Land 1,615,116 60,000 1,675,116 1,675,115 Building and structures 718,840 827,712 1,546,552 1,601,066 Other improvements 428,970 - 428,970 440,252 Machinery and equipment 155,171 107,731 262,902 298,127 Furniture and fixtures 49,204 - 49,204 52,580 Infrastructure 7,709, 651 4,989,907 12,699,558 11,547,181 Construction in progress 316,569 - 316,569 1,556,631 Total assets 20,416,874 7,180,130 27,597,004 27,057,192 Liabilities: Accounts payable 105,256 51,081 156,337 117,425 Salaries payable 1,988 1,838 3,826 3,162 Contracts payable 25,504 - 25,504 182,284 Due to other governmental units 676 11,537 12,213 36,117 Due to developers 44,733 - 44,733 11,347 Accrued interest payable 3,711 - 3,711 4,726 Compensated absences payable: Due within one year 14,225 1,847 16,072 19,831 Due in more than one year 157,136 20,408 177,544 162,536 Bonds payable: Due within one year 190,000 - 190,000 395,000 Due in more than one year 875,000 - 875,000 1,065,000 Total liabilities 1,418,229 86,711 1,504,940 1,997,428 Net assets: Invested in capital assets, net of related debt 9,928,521 5,985,350 15,913,871 15,706,226 Restricted for: Debt service 856,611 - 856,611 1,192,681 Unrestricted 8,213,513 1,108,069 9,321,582 8,160,857 Total net assets $18,998,645 $7,093,419 $26,092,064 $25,059,764 'The accompanying notes are an integral part of these financial statements. 25 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2005 Functions/Programs Expenses Primary government: Governmental activities: General government $882,800 Public safety 1,210,179 Public works 511,137 Parks and recreation 138,378 Interest on long -term debt 55,695 Total governmental activities 2,798,189 Business -type activities: Water 373,996 Sanitary sewer 560,876 Storm sewer 34,150 Sanitation 164,572 Total business -type activities 1,133,594 Total primary government $3,931,783 The accompanying notes are an integral part of these financial statements. Charges For Services $148,673 569,227 235,116 22,952 975,968 423,876 705,456 73,546 96,859 1,299,737 $2,275,705 26 Statement 2 The accompanying notes are an integral part of these financial statements. 27 Net (Expense) Revenue and Program Revenues Changes in Net Assets Operating Capital Primary Government Grants and Grants and Governmental Business -Type Totals Contributions Contributions Activities Activities 2005 2004 $750 $ - ($733,377) $ - ($733,377) ($708,286) 86,393 15,000 (539,559) - (539,559) (607,703) 1,086 47,686 (227,249) - (227,249) (44,348) - - (115,426) - (115,426) (123,737) - - (55,695) - (55,695) (67,365) 88,229 62,686 (1,671,306) 0 (1,671,306) (1,551,439) - - - 49,880 49,880 97,514 - - - 144,580 144,580 85,521 - - - 39,396 39,396 29,796 - - - (67,713) (67,713) (70,349) 0 0 0 166,143 166,143 142,482 $88,229 $62,686 (1,671,306) 166,143 (1,505,163) (1,408,957) General revenues: General property taxes 2,222,335 - 2,222,335 1,979,288 Grants and contributions not restricted to specific programs 2,040 - 2,040 3,060 Unrestricted investment earnings 258,614 29,268 287,882 218,885 Gain on sale of capital assets 950 - 950 - Other 24,256 - 24,256 29,125 Transfers (416,944) 416,944 - - Total general revenues and transfers 2,091,251 446,212 2,537,463 2,230,358 Change in net assets 419,945 612,355 1,032,300 821,401 Net assets - beginning 18,578,700 6,481,064 25,059,764 24,238,363 Net assets - ending $18,998,645 $7,093,419 $26,092,064 $25,059,764 The accompanying notes are an integral part of these financial statements. 27 CITY OF OAK PARK HEIGHTS, MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS December 31, 2005 Assets Cash and investments Accrued interest receivable Accounts receivable Due from other governmental units Due from developers Taxes receivable: Delinquent Due from County Special assessments receivable Total assets Liabilities and Fund Balances Liabilities: Accounts payable Salaries payable Contracts payable Due to other governmental units Due to developers Deferred revenue Total liabilities Fund balance: Reserved for debt service Unreserved: Designated reported in General Fund Designated reported in Special Revenue Funds Designated reported in Capital Project Funds Undesignated reported in General Fund Total fiend balance Total liabilities and fiend balance $61,207 $ - 1,988 - 676 - 45,063 641,828 108,934 1,817,533 286,210 2,103,743 $2,212,677 Fund balance reported above Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources, and therefore, are not reported in the fiords. Other long -term assets are not available to pay for current - period expenditures and, therefore, are deferred in the funds Long -term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds: Bonds payable Compensated absences payable Accrued interest payable Net assets of governmental activities The accompanying notes are an integral part of these financial statements. /: G.O. Improvement Bonds of 1998 Debt Service General Fund $2,035,524 $102,554 36,993 2,522 3,435 - 70,422 - 45,063 - 21,167 - 73 641,828 $2,212,677 $74 6, 9 04 Liabilities and Fund Balances Liabilities: Accounts payable Salaries payable Contracts payable Due to other governmental units Due to developers Deferred revenue Total liabilities Fund balance: Reserved for debt service Unreserved: Designated reported in General Fund Designated reported in Special Revenue Funds Designated reported in Capital Project Funds Undesignated reported in General Fund Total fiend balance Total liabilities and fiend balance $61,207 $ - 1,988 - 676 - 45,063 641,828 108,934 1,817,533 286,210 2,103,743 $2,212,677 Fund balance reported above Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources, and therefore, are not reported in the fiords. Other long -term assets are not available to pay for current - period expenditures and, therefore, are deferred in the funds Long -term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds: Bonds payable Compensated absences payable Accrued interest payable Net assets of governmental activities The accompanying notes are an integral part of these financial statements. /: Statement 3 Renewal McKean and Square Replacement Capital Capital Project Project Fund Fund AAE - Storm Sewer Connection Other Capital Project Governmental Fund Funds Total Governmental Funds 200 2004 $2,588,891 $ - $729,933 $2,906,191 $8,363,093 $7,816,131 56,704 - 17,806 60,571 174,596 102,098 - _ _ - 3,435 33,887 - - 40,000 - 110,422 41,153 - 6,782 - - 6,782 6,958 _ _ _ - 45,063 41,632 _ - 21,167 16,640 - - 18,986 37,908 698,795 910,579 $2,645,595 $6,782 $806,725 $3,004,670 $9,423,353 $8,969,078 $ - $6,782 $31,940 $5,327 $105,256 $89,894 _ _ _ - 1,988 1,136 - - 25,504 - 25,504 182,284 _ - 676 1 ,772 - - - 44,733 44,733 11,347 - - 18,986 37,164 743,041 917,442 0 6,782 76,430 87,224 921 ,198 1,203,875 - - - 109,707 214,783 454,694 - 1,817,533 1,699,961 - - - 75,721 75,721 81,167 2,645,595 - 730,295 2,732,018 6,107,908 5,381,734 _ - - - 286,210 147,647 2,645,595 0 730,295 2,917,446 8,502,155 7,765,203 $2,645,595 $6,782 $806,725 $3,004,670 $9,423,353 $8,969,078 $8,502,155 $7,765,203 10,993,521 11,524,715 743,041 917,442 (1,065,000) (1,460,000) (171,361) (163,934) (3,711) (4,726) $18,998,645 $18,578,700 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For The Year Ended December 31, 2005 Revenues: General property taxes Special assessments Intergovernmental Licenses and permits Charges for services Fines and forfeits Earnings on investments Direct charges to developers Refunds and reimbursements Other Total revenues General $2,218,213 101,519 365,512 215,969 69,850 55,431 85,305 4,167 3,115,966 111,061 3,683 Expenditures: Current: General government Public safety Public works Parks and recreation Capital outlay Debt service: Principal Interest Construction costs Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers from other funds Transfers to other funds Total other financing sources (uses) Net increase (decrease) in fund balance Fund balance - January 1 Fund balance - December 31 G.O. Improvement Bonds of 1998 Debt Service Fund 114,744 850,933 1 ,160,037 177,751 99,980 21,000 2,309,701 806,265 125,000 47,812 172,812 (58,068) (550,130) (550,130) 256,135 1,847,608 $2,103,743 50,000 50,000 (8,068) 113,144 $105,076 The accompanying notes are an integral part of these financial statements. 30 Statement 4 Puma rune rung runus GVVJ GVV`t $ _ $ _ $ _ $693 $ - $2,218,906 $1,969,207 - - 18,986 95,469 - 225,516 305,758 - _ - - 101,519 70,362 296,997 _ - - 365,512 304,594 - - 14,734 64,143 - 294,846 150,126 - - - 69,850 78,274 82,821 - 26,006 90,673 - 258,614 199,737 - 132,272 - 6,919 - 139,191 374,241 - - 40,000 100 - 125,405 109,958 - - - 5,950 - 10,117 20,327 82,821 132,272 99,726 263,947 0 3,809,476 3,582,584 - - - 504 - 851,437 793,871 - - - 12,766 - 1,172,803 1,119,533 - - - 31,097 - 208,848 296,997 _ - 99,980 88,180 - - 21,000 50,104 - - - 270,000 - 395,000 400,000 - - - 8,898 - 56,710 68,334 - 132,272 218,721 7,351 - 358,344 622,218 0 132,272 218,721 330,616 0 3,164,122 3,439,237 82,821 0 (118,995) (66,669) 0 645,354 143,347 155,198 - - 486,530 (600,130) 91,598 178,923 - - (16,000) (34,000) 600,130 - (88,500) 155,198 0 (16,000) 452,530 0 91,598 90,423 238,019 0 (134,995) 385,861 0 736,952 233,770 2,407,576 - 865,290 2,531,585 - 7,765,203 7,531,433 $2,645,595 $0 $730,295 $2,917,446 $0 $8,502,155 $7,765,203 The accompanying notes are an integral part of these financial statements. 31 CITY OF OAK PARK HEIGHTS, (MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTALFUNDS For The Year Ended December 31, 2005 Statement 5 Amounts reported for governmental activities in the statement of activities are different because: Net changes in fund balances - total governmental funds (Statement 4) Governmental finds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense: Depreciation Capital outlay Capital contribution Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the fiends: Change in delinquent taxes Change in deferred and delinquent special assessments The issuance of long -term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long -term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. The amount of this difference is: Principal payments on bonds payable Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Expenses reported in the statement of activities include the effects of the changes in these expense accruals as follows: Change in compensated absences payable Change in accrued interest payable Change in net assets of governmental activities (Statement 2) 2005 2004 $736,952 $233,770 (401,999) (410,265) 379,347 672,322 (508,542) (58,706) 3,429 10,081 (177,830) (93,123) 395,000 400,000 (7,427) (4,854) 1,015 969 $419,945 $750,194 The accompanying notes are an integral part of these financial statements. 32 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF NET ASSETS PROPRIETARY FUNDS December 31, 2005 Statement 6 Current assets: Cash and cash equivalents $468,751 $316,162 $105,771 $5,269 $895,953 $699,416 Accrued interest receivable 10,784 7,065 2,179 12 20,040 9,671 Accounts receivable: 10,781 - - 756 11,537 34,345 Customers 61,614 118,188 12,398 15,520 207,720 150,598 Certified to County 10,404 19,895 2,855 2,424 35,578 33,059 Other 161 22 4 - 187 35 Due from other governmental units 8,943 - - - 8,943 - Prepaid items - 26,359 - - 26,359 24,383 Total current assets 560,657 487,691 123,207 23,225 1,194,780 917,162 Noncurrent assets: 3,185,531 2,799,819 - - 5,985,350 5,646,237 Capital assets: 522,958 477,118 121,747 (13,754) 1,108,069 834,827 Land 60,000 - - - 60,000 60,000 Buildings and structures 1,199,304 121,030 - 1,320,334 1,320,334 Machinery and equipment 215,099 4,068 - - 219,167 213,959 Distribution and collection system 3,168,027 3,854,110 - 7,022,137 6,513,595 Total capital assets 4,642,430 3,979,208 0 0 8,621,638 8,107,888 Less: Allowance for depreciation (1,456,899) (1,179,389) - - (2,636,288) (2,461,651) Net capital assets 3,185,531 2,799,819 0 0 5,985,350 5,646,237 Total noncurrent assets 3,185,531 2,799,819 0 0 5,985,350 5,646,237 Total assets 3,746,188 3,287,510 123,207 23,225 7,180,130 6,563,399 Liabilities: Current liabilities: Accounts payable 13,066 1,612 180 36,223 51,081 27,531 Salaries payable 919 919 - - 1,838 2,026 Due to other governments 10,781 - - 756 11,537 34,345 Compensated absences payable - current portion 1,073 668 106 1,847 2,004 Total current liabilities 25,839 3,199 286 36,979 66,303 65,906 Noncurrent liabilities: Compensated absences payable 11,860 7,374 1,174 - 20,408 16,429 Total liabilities 37,699 10,573 1,460 36,979 86,711 82,335 Net assets: Invested in capital assets, net of related debt 3,185,531 2,799,819 - - 5,985,350 5,646,237 Unrestricted 522,958 477,118 121,747 (13,754) 1,108,069 834,827 Total net assets $3,708,489 $3,276,937 $121,747 ($13,754) $7,093,419 $6,481,064 The accompanying notes are an integral part of these financial statements. 33 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS For The Year Ended December 31, 2005 Statement 7 Operating revenue: Customer billings Penalties Plumbing permits Meter sales Charges for services Total operating revenue Operating expenses: Personal services Contractual services Recycling award MCES charges Materials and supplies Administrative and personnel charges Depreciation Total operating expenses Business -Type Activities Enterprise Funds Water Utility Sewer Utility Storm Sewer Sanitation Totals Fund Fund Utility Fund Utility Fund 2005 2004 $402,912 $693,789 $73,301 $96,577 $1,266,579 $1,089,789 4,943 10,202 245 282 15,672 12,690 - - - - - 6,195 4,351 - - The accompanying notes are an integral 4,351 14,367 11,670 1,465 - - 13,135 10,197 423,876 705,456 73,546 96,859 1,299,737 1,133,238 161,026 111,012 19,218 - 291,256 230,122 73,411 32,614 8,536 147,120 261,681 278,382 - - - 604 604 595 - 292,590 - - 292,590 267,705 14,662 3,070 936 18 18,686 12,082 25,500 46,350 5,460 16,830 94,140 90,860 99,397 75,240 - - 174,637 168,996 373,996 560,876 34,150 164,572 1,133,594 1,048,742 Operating income (loss) 49,880 144,580 39,396 (67,713) 166,143 84,496 Nonoperating revenue (expense): Earnings on investments 15,750 10,318 3,183 17 29,268 19,148 Loss on disposal of capital assets - - - - - (720) Total nonoperating revenue (expense) 15,750 10,318 3,183 17 29,268 18,428 Income before contributions and transfers 65,630 154,898 42,579 (67,696) 195,411 102,924 Capital contributions 254,271 254,271 - 508,542 58,706 Transfers: Transfers from other funds - - - 88,500 88,500 88,500 Transfers to other funds (93,850) (82,948) (3,300) - (180,098) (178,923) Total transfers and capital contributions 160,421 171,323 (3,300) 88,500 416,944 (31,717) Change in net assets Net assets - January 1 226,051 326,221 39,279 20,804 612,355 71,207 3,482,438 2,950,716 82,468 (34,558) 6,481,064 6,409,857 Net assets - December 31 $3,708,489 $3,276,937 $121,747 ($13,754) $7,093,419 $6,481,064 Reconciliation of capital contributions and transfer to the Statement of Activities (Statement 2): 34 Capital Transfers - Contributions Net Amounts reported above $508,542 $416,944 Amounts reported for business -type activities in the statement of activities are different because: Transfer in of capital assets from governmental activities (508,542) 508,542 Amounts reported on the statement of activities $0 $925,486 The accompanying notes are an integral part of these financial statements. 34 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2005 Business -Type Activities Enterprise Funds Cash flows from operating activities: Receipts from customers and users Payment to suppliers for goods and services Payment to employees Miscellaneous revenue Net cash flows from operating activities Cash flows from noncapital financing activities Statement 8 Water Utility Sewer Utility Storm Sewer Sanitation Totals Fund Fund Utility Fund Utility Fund 2005 2004 $379,632 $667,231 $70,694 $95,958 $1,213,515 $1,107,203 (66,869) (362,928) (8,925) (136,073) (574,795) (522,162) (184,299) (155,901) (24,732) (16,830) (381,762) (337,443) 16,021 1,465 - - 17,486 24,564 144,485 149,867 37,037 (56,945) 274,444 272,162 Transfer to other funds (93,850) (82,948) (3,300) - (180,098) (178,923) Transfer from other finds - - - 88,500 88,500 88,500 Net cash flows from noncapital financing activities (93,850) (82,948) (3,300) 88,500 (91,598) (90,423) Cash flows from capital and related financing activities: Acquisition of capital assets (5,208) - - (5,208) (14,993) Cash flows from investing activities: Investment income Net increase in cash and cash equivalents Cash and cash equivalents - January 1 Cash and cash equivalents - December 31 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation Change in assets and liabilities: Decrease (increase) in receivables Decrease (increase) in prepaid expenses Increase (decrease) in payables Total adjustments Net cash provided by operating activities Noncash investing, capital and financing activities: Contribution of capital asset 10,468 6,488 1,938 5 18,899 9,477 55,895 73,407 35,675 31,560 196,537 176,223 412,856 242,755 70,096 (26,291) 699,416 523,193 $468,751 $316,162 $105,771 $5,269 $895,953 $699,416 $49,880 $144,580 $39,396 ($67,713) $166,143 $84,496 99,397 75,240 - - 174,637 168,996 (28,223) (36,760) (2,852) (901) (68,736) (1,471) - (1,976) - (1,976) (2,044) 23,431 (31,217) 493 11,669 4,376 22,185 94,605 5,287 (2,359) 10,768 108,301 187,666 $144,485 $149,867 $37,037 ($56,945) $274,444 $272,162 $254,271 $254,271 $ - $ - 508,542 $58,706 The accompanying notes are an integral part of these financial statements. 35 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF FIDUCIARY NET ASSETS AGENCY FUNDS December 31, 2005 Statement 9 Assets: Cash and investments Due from developers Total assets Liabilities: Escrow deposits payable Accounts payable Due to developers Total liabilities Net assets: Unrestricted 2005 $339,690 22,111 361,801 257,454 12,420 91,927 361,801 $0 The accompanying notes are an integral part of these financial statements. 2004 $52,752 9,237 61,989 7,000 7,535 47,454 61,989 $0 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Note I SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Oak Park Heights operates under the State of Minnesota Statutory Plan A form of government. The governing body consists of a five member City council elected by voters of the City. The financial statements of the City of Oak Park Heights have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of the significant accounting policies. A. FINANCIAL REPORTING ENTITY As required by generally accepted accounting principles, the financial statements of the reporting entity include those of the City of Oak Park Heights (the primary government) and its component units, entities which the City is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the City's operations and so data from these units are combined with data of the primary government. BLENDED COMPONENT UNITS The HRA of the City of Oak Park Heights is a separate legal entity which is authorized to expend monies generated by the City's tax increment district. The City council also serve as HRA board members. Separate financial statements are not prepared for the HRA. The EDA of the City of Oak Park Heights is a separate legal entity. The EDA board members are substantially the same as the City council in that four of the five board members are council members and the fifth board member is the City finance director. Separate financial statements are not prepared by the EDA. B. GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS The govermnent -wide financial statements (i.e., the statement of net assets and the statement of changes in net assets) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or business -type activity are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific finction or business -type activity. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or business -type activity and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or business -type activity. Taxes and other items not included among program revenues are reported instead as general revenues. 37 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. MEASUREMENT FOCUS, BASIS OF ACCOUNTING, AND FINANCIAL STATEMENT PRESENTATION The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the Proprietary Fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. The City's only fiduciary funds are agency funds. Agency funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. The City reports the following major governmental funds: The General Fund is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The G. 0. Improvement Bonds of 1998 Debt Service Fund - $1,990,000 bond issue to fund water, sewer, storm sewer improvements in the Kern Center and construction of Phase III of 58` Street. Bonds are to be paid over 15 years. c CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 The Renewal and Replacement Capital Project Fund is used to account for assets depreciated from the utility find and water and sanitary sewer departments. Funds are used to renew or replace water and sanitary sewer system assets. The McKean Square Capital Project Fund — for construction of 2 °d Phase of Valley Senior Service Alliance development of an elderly retirement community, town homes and apartments. Expenditures are paid by developer. No City funds are expended. The AAE — Storm Sewer Connection Capital Project Fund — was established in 1990 to collect connection charges for future storm sewer and pond improvements for the area annexed to the City west of Oakgreen Avenue. The government reports the following major proprietary fiords: The Water Utility Fund accounts for assets, liabilities, revenues and expenditures for water utility operations. The Sewer Utility Fund accounts for assets, liabilities, revenues and expenditures for sewer utility operations. The Storm Sewer Utility Fund accounts for assets, liabilities, revenues and expenditures for storm sewer utility operations. The Sanitation Fund accounts for assets, liabilities, revenues and expenditures for garbage and recycling operations. Additionally, the government reports the following fund type: Agency Funds account for the assets of various developers held by the City as an agent. Private - sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government -wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private - sector guidance for their business -type activities and enterprise finds, subject to this same limitation. The government has elected not to follow subsequent private - sector guidance. As a general rule the effect of interfund activity has been eliminated from the government -wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and 39 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for an allowable use, it is the City's policy to use restricted resources first, then unrestricted resources as they are needed. 1! C a Budgets are adopted on a basis consistent with generally accepted accounting principles. Annual appropriated budgets are adopted for the General Fund, but not for Special Revenue Funds. Budgeted expenditure appropriations lapse at year end. Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the appropriation, is not employed by the City because it is at present not considered necessary to assure effective budgetary control or to facilitate effective cash management. E. LEGAL COMPLIANCE - BUDGETS The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1. The City Administrator submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. 2. Public hearings are conducted to obtain taxpayer comments. 3. The budget is legally enacted through passage of a resolution on a departmental basis and can be expended by each department based upon detailed budget estimates for individual expenditure accounts. 4. The department heads are authorized to transfer appropriations under $500 within any department budget. Additional interdepartmental or interfund appropriations and deletions are or may be authorized by the City Council with find (contingency) reserves or additional revenues. Im CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 5. Formal budgetary integration is employed as a management control device during the year for the General Fund. 6. Legal debt obligation indentures determine the appropriation level and debt service tax levies for the Debt Service Funds. Supplementary budgets are adopted for the Proprietary Funds to determine and calculate user charges. These debt service and budget amounts represent general obligation bond indenture provisions and net income for operation and capital maintenance and are not reflected in the financial statements. 7. A capital improvement program is reviewed annually by the City Council for the Capital Project Funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. 8. Expenditures may not legally exceed budgeted appropriations at the total fund level. Monitoring of budgets is maintained at the expenditure category level (i.e., personal services; material and supplies; contractual services; capital outlay) within each department. All amounts over budget have been approved by the City council through the disbursement approval process. 9. The City Council may authorize transfer of budgeted amounts between City funds. F. CASH AND INVESTMENTS Cash and investment balances from all funds are pooled and invested to the extent available in authorized investments. Earnings from investments are allocated to individual funds on the basis of the fund's equity in the cash and investment pool. Investments are stated at fair value, based upon quoted market prices. Investment income is accrued at the balance sheet date. For purposes of the statement of cash flows the Enterprise Funds consider all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. All of the cash and investments allocated to the Enterprise Funds have original maturities of 90 days or less. Therefore the entire balance in the fund is considered cash equivalents. G. RECEIVABLES AND PAYABLES Property taxes and special assessments (see notes 1H and I) have been reported net of estimated uncollectible accounts. Because utility bills are considered liens on property, no estimated uncollectible amounts are established. Uncollectible amounts are not material for other receivables and have not been reported. 41 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 H. PROPERTY TAX REVENUE RECOGNITION The City Council annually adopts a tax levy and certifies it to the County in December (levy /assessment date) of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners) on May 15 and October 15 of each calendar year. Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 7 and December 2 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. Government -Wide Financial Statements The City recognizes property tax revenue in the period for which the taxes were levied. Uncollectible property taxes are not material and have not been reported. Governmental Fund Financial Statements The City recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. In practice, current and delinquent taxes and State credits received by the City in July, December and January are recognized as revenue for the current year. Taxes collected by the County by December 31 (remitted to the City the following January) and taxes and credits not received at the year end are classified as delinquent and due from County taxes receivable. The portion of delinquent taxes not collected by the City in January are fully offset by deferred revenue because they are not available to finance current expenditures. I. SPECIAL ASSESSMENT REVENUE RECOGNITION Special assessments are levied against benefited properties for the cost or a portion of the cost of special assessment improvement projects in accordance with State Statutes. These assessments are collectible by the City over a term of years usually consistent with the term of the related bond issue. Collection of annual installments (including interest) is handled by the County Auditor in the same manner as property taxes. Property owners are allowed to (and often do) prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until fill payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent, the property is subject to tax forfeit sale. Proceeds of sales from tax forfeit properties are allocated first to the County's costs of administering all tax forfeit properties. Generally, the City will collect the full amount of its special assessments not adjusted by City Council or court action. Pursuant to State Statutes, a property shall be subject to a tax forfeit sale after three years unless it is homesteaded, agricultural or seasonal recreational land in which event the property is subject to such sale after five years. 42 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Government -Wide Financial Statements The City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. Governmental Fund Financial Statements Revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. All remaining delinquent and deferred assessments receivable in governmental fiords are offset by deferred revenues. J. INVENTORIES The original cost of materials and supplies has been recorded as expenditures at the time of purchase. The City does not maintain material amounts of inventories of goods and supplies. K. PREPAID ITEMS Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government -wide and fund financial statements. L. CAPITAL ASSETS Capital assets, which include property, plant, equipment and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. Capital assets are defined by the government as assets with an initial, individual cost of more than $5,000 (amount not rounded) and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. In the case of the initial capitalization of general infrastructure assets (i.e., those reported by governmental activities) the government chose to include all such items regardless of their acquisition date. These assets are reported at historical cost. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business -type activities is included as part of the capitalized value of the assets constructed. For the year ended December 31, 2005, no interest was capitalized in connection with construction in progress. 43 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Property, plant and equipment of the primary government, as well as the component units, is depreciated using the straight line method over the following estimated useful lives: Buildings and structures Machinery and equipment Distribution and collection systems Streets Storm sewers Pathways M. COMPENSATED ABSENCES 50 years 3 — 20 years 50 years 25 years 50 years 20 years It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. All vacation pay and accumulated sick leave benefits that is vested as accrued when incurred in the government -wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. In accordance with the provisions of Statement of Government Accounting Standards No. 16, Accounting for Compensated Absences, no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. N. LONG -TERM OBLIGATIONS In the government -wide financial statements and proprietary fund types in the fund financial statements, long -term debt and other long -term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fiend type statement of net assets. Bond premiums and discounts, as well as issuance costs, are immaterial and are expensed in the year of bond issuance. In the find financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. O. FUND EQUITY In the fund financial statements, governmental funds report reservations of fund balance for amounts not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources. M. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 P. INTERFUND TRANSACTIONS Interfimd services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fiord for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures /expenses in the reimbursing fund and as reductions of expenditures /expenses in the fund that is reimbursed. Interfund loans are reported as an interfumd loan receivable or payable which offsets the movement of cash between funds. All other interfund transactions are reported as transfers. Q. USE OF ESTIMATES The preparation of financial statements in accordance with generally accepted accounting principles (GAAP) requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. R. UTILITY FUNDS Prior to 2005, the City had reported all of its utility operations in one Enterprise Fund, which was the Utility Fund. As of January 1, 2005 the Utility Fund was split into four Enterprise Funds, which include the Water Utility Fund, Sewer Utility Fund, Storm Sewer Utility Fund and Sanitation Fund. Note 2 DEPOSITS AND INVESTMENTS A. DEPOSITS In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council, all of which are members of the Federal Reserve System. Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City Treasurer or in a financial institution other than that furnishing the collateral. Authorized collateral includes the following: a) United States government treasury bills, treasury notes, treasury bonds; b) Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; 45 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 c) General obligation securities of any state or local government with taxing powers which is rated "A" or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated "AA" or better by a national bond rating service; d) Unrated general obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity: e) Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied by written evidence that the bank's public debt is rated "AA" or better by Moody's Investors Service, Inc. or Standard & Poor's Corporation; and f) Time deposits that are fully insured by any Federal agency. At December 31, 2005 the carrying amount of the City's deposits with financial institutions was $8,289,998. Of these deposits, $69,188 were uncollateralized. B. INVESTMENTS Minnesota Statutes authorize the City to invest in the following: a) Direct obligations or obligations guaranteed by the United States or its agencies, its instrumentalities or organizations created by an act of congress, excluding mortgage- backed securities defined as high risk. b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a) above, general obligation tax- exempt securities, or repurchase or reverse repurchase agreements. c) Obligations of the State of Minnesota or any of its municipalities as follows: 1) any security which is a general obligation of any state or local government with taxing powers which is rated "A" or better by a national bond rating service; 2) any security which is a revenue obligation of any state or local government with taxing powers which is rated "AA" or better by a national bond rating service; and 3) a general obligation of the Minnesota housing finance agency which is a moral obligation of the State of Minnesota and is rated "A" or better by a national bond rating agency. d) Bankers acceptance of United States banks eligible for purchase by the Federal Reserve System. e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. I) Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; certain Minnesota securities broker- dealers; or, a bank qualified as a depositor. IN CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 g) General obligation temporary bonds of the same governmental entity issued under section 429.091, subdivision 7; 469.178, subdivision 5; or 475.61, subdivision 6. As of December 31, 2005 the City had the following investments and maturities: Investment Maturities (in Years) Fair Less Investment Type Value Than 1 1 -5 6 -10 Federal National Mortgage Assn. Notes $200,000 $ - $200,000 $ Federal Home Loan Mortgage Corp. Notes 642,686 - 100,000 542,686 Federal Home Loan Bank Notes 196,253 - - 196,253 External investment pool - 4M Fund 269,699 269,699 - - Total $1,308,638 $269,699 $300,000 $738,939 Total investments $1,308,638 Deposits 8,289,998 Petty cash 100 Total cash and investments $9,598,736 Following is a reconciliation of the City's cash and investment balances as of December 31, 2005: Government -wide statement of net assets $9,259,046 Fiduciary funds statement of net assets 339,690 $9,598,736 C. INVESTMENT RISKS The City's investment policy is to follow Minnesota State Statutes as described above which reduces the City's exposure to credit, custodial credit, and interest rate risks. Specific risk information for the City is as follows: Interest rate risk — The City's investment policy requires the City to diversify its investment portfolio to eliminate the risk of loss resulting from over concentration of assets in a specific maturity. The policy also states the City's investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements which might be reasonably anticipated. Credit risk — As of December 31, 2005, the City's investments in the FNMA, FHLMC, and FHLB Notes were all rated AAA by Standard & Poor's, and Aaa by Moody's Investors Service. The City's external investment pool investment is with the 4M fund which is regulated by Minnesota Statutes and 47 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 the Board of Directors of the League of Minnesota Cities. The 4M fund is an unrated 2a7 -like pool and the fair value of the position in the pool is the same as the value of pool shares. Concentration of credit risk — The City places no limit on the amount the City may invest in any one issuer. More than 5% of the City's investments are with the Federal Home Loan Mortgage Corporation. These investments are 6.6% of the City's total cash and investments. Note 3 RECEIVABLES Significant receivable balances not expected to be collected within one year of December 31, 2005 are as follows: Major Funds G.O Improvement Bonds of General 1998 Special assessments receivable $ - Delinquent property taxes 19,312 Nonmaj or Funds Total $566,263 $6,773 $573,036 - - 19,312 Total $19,312 $566,263 $6,773 $592,348 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: Delinquent property taxes receivable (General Fund) Special assessments receivable (Nonmajor Funds) Special assessments receivable (G.O. Improvement Bonds of 1998 Fund) Special assessments receivable (AAE - Storm Sewer Connection Fund) Total deferred /unearned revenue for governmental funds in Unavailable Unearned $45,063 $ - 37,164 - 641,828 - 18,986 - $743,041 $0 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Note 4 CAPITAL ASSETS Capital asset activity for the year ended December 31, 2005 was as follows: Capital assets, being depreciated Buildings and structures Beginning 1,118,146 Other improvements Ending 560,963 Balance Increases Decreases Balance 139,921 - 139,921 Governmental activities: 10,144,234 1,089,866 - 11,234,100 Total capital assets, being depreciated 12,369,324 1,110,866 Capital assets, not being depreciated: 90,717 Infrastructure 3,208,698 Land $1,615,115 $1 $ - $1,615,116 Construction in progress 1,556,631 358,345 (1,598,407) 316,569 Total capital assets, not being depreciated 3,171,746 358,346 (1,598,407) 1,931,685 Capital assets, being depreciated Buildings and structures 1,118,146 1,118,146 Other improvements 560,963 - 560,963 Machinery and equipment 406,060 21,000 (17,383) 409,677 Furniture and fixtures 139,921 - 139,921 Infrastructure 10,144,234 1,089,866 - 11,234,100 Total capital assets, being depreciated 12,369,324 1,110,866 (17,383) 13,462,807 Less accumulated depreciation for Buildings and structures 374,650 24,656 399,306 Other improvements 126,568 5,425 131,993 Machinery and equipment 224,955 46,934 (17,383) 254,506 Furniture and fixtures 81,484 9,233 90,717 Infrastructure 3,208,698 315,751 3,524,449 Total accumulated depreciation 4,016,355 401,999 (17,383) 4,400,971 Total capital assets being depreciated - net 8,352,969 708,867 0 9,061,836 Governmental activities capital assets - net $11,524,715 $1,067,213 ($1,598,407) $10,993,521 Es CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Beginning Balance Business -type activities: Capital assets, not being depreciated: Land Total capital assets, not being depreciated Capital assets, being depreciated: Buildings and structures Machinery and equipment Distribution and collection systems Total capital assets, being depreciated Less accumulated depreciation: Buildings and structures Machinery and equipment Distribution and collection systems Less accumulated depreciation Total capital assets being depreciated - net Business -type activities capital assets - net $60,000 60,000 Increases Decreases 0 1,320,334 - 213,959 5,208 6,513,595 508,542 8,047,888 513,750 Ending Balance $ $60,000 0 60,000 1,320,334 219,167 7,022,137 0 8,561,638 462,764 29,858 492,622 96,937 14,499 111,436 1,901,950 130,280 2,032,230 2,461,651 174,637 0 2,636,288 5,586,237 339,113 0 5,925,350 $5,646,237 $339,113 $0 $5,985,350 Depreciation expense was charged to functions /programs of the primary government as follows: Governmental activities: General government $29,986 Public safety 31,671 Public works 302,757 Recreation 37,585 Total depreciation expense - governmental activities $401,999 Business -type activities: Water Sewer Total depreciation expense - business -type activities $99,397 75,240 $174,637 50 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Note 5 LONG -TERM DEBT The City issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. The reporting entity's long -term debt is segregated between the amounts to be repaid from governmental activities and amounts to be repaid from business -type activities. As of December 31, 2005, the long -term debt of the financial reporting entity consisted of the following: Governmental Activities: General obligation bonds: G.O. Refunding Bonds of 2002 Improvement bonds: G.O. Improvement Bonds of 1998 G.O. Refunding Bonds of 2001 Compensated absences payable Total governmental activities Business -Type Activities: Compensated absences payable Total City indebtedness Annual debt service requirements to maturity for long -term debt are as follows: 171,361 1,236,361 22,255 $1,258,616 Year General Obligation Bonds G.O. Improvement Bonds Ending Governmen Activities Governmental A ctivities December 31, Principal Interest Principal Interest 2006 Final $42,813 Authorized - - 125,000 Issue Maturity Interest And Outstanding Date Date Rate Issued 12/31/05 2011 - - 125,000 16,562 2012 - - 125,000 11/01/02 12/01/06 2.25 -2.65 $510,000 $65,000 10/01/98 12/01/13 4.00 -4.50 1,990,000 1,000,000 11/01/01 12/01/05 3.25 490,000 - Interest Principal Interest 2006 $65,000 $1,722 $125,000 $42,813 2007 - - 125,000 37,687 2008 - - 125,000 32,500 2009 - - 125,000 27,250 2010 - - 125,000 21,938 2011 - - 125,000 16,562 2012 - - 125,000 11,125 2013 - - 125,000 5,625 Total $65,000 $1,722 $1,000,000 $195,500 It is not practicable to determine the specific year for payment of accrued compensated absences. 51 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Chanu in Long -Term Liabilities Long -term liability activity for the year ended December 31, 2005, was as follows: For the governmental activities, compensated absences are generally liquidated by the General Fund. All long -term bonded indebtedness outstanding at December 31, 2005 is backed by the full faith and credit of the City, including improvement bond issues. Delinquent assessments receivable at December 31, 2005 were $4,781. 52 Balance Balance Due Within 01101105 Additions Reductions 12/31/05 One Year Governmental Activities: Bonded debt: General obligation $225,000 $ $160,000 $65,000 $65,000 Improvement bonds 1,235,000 235,000 1,000,000 125,000 Compensated absences 163,934 67,028 59,601 171,361 14,225 Total governmental activities $1,623,934 $67,028 $454,601 $1,236,361 $204,225 Business -Type Activities: Compensated absences $18,433 $9,313 $5,491 $22,255 $1,847 Total business -type activities $18,433 $9,313 $5,491 $22,255 $1,847 For the governmental activities, compensated absences are generally liquidated by the General Fund. All long -term bonded indebtedness outstanding at December 31, 2005 is backed by the full faith and credit of the City, including improvement bond issues. Delinquent assessments receivable at December 31, 2005 were $4,781. 52 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Note 6 LEGAL DEBT MARGIN The City is subject to a statutory limitation by the State of Minnesota for bonded indebtedness payable principally from property taxes. The City's legal debt margin for 2005 is computed as follows: Market value Debt limit percentage Debt limit Amount of debt applicable to debt limit: Total bonded debt Less: Non applicable debt: Revenue bonds Improvement bonds Total amount of debt applicable to debt limit Legal debt margin Note 7 PENSION PLANS A. PERA DEFINED BENEFIT PLAN PLAN DESCRIPTION December 31, 2005 $485,026,700 2.00% 9,700,534 1,065,000 (65,000) (1,000,000) 0 $9,700,534 All full -time and certain part -time employees of the City are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF) and the Public Employees Police and Fire Fund (PEPFF) which are cost - sharing, multiple- employer retirement plans. These plans are established and administered in accordance with Minnesota Statute, Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers, firefighters and peace officers who qualify for membership by statute are covered by the PEPFF. 53 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for PERF and PEPFF. That report may be obtained on the internet at www.mnpera.org by writing to PERA, 60 Empire Drive #200, St. Paul, Minnesota, 55103 -2088 or by calling (651)296 -7460 or 1- 800 - 652 -9026. FUNDING POLICY Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. PERF Basic Plan members and Coordinated Plan members were required to contribute 9.10% and 5.10 %, respectively, of their annual covered salary in 2005. Contribution rates in the Coordinated Plan will increase in 2006 to 5.5 %. PEPFF members were required to contribute 6.20% of their annual covered salary in 2005. That rate will increase to 7.0% in 2006. The City is required to contribute the following percentages of annual covered payroll: 11.78% for Basic Plan PERF members, 5.53% for Coordinated Plan PERF members, and 9.30% for PEPFF members. Employer contribution rates for the Coordinated Plan and PEPFF will increase to 6.0% and 10.5% respectively, effective January 1, 2006. The City's contributions to the Public Employees Retirement Fund for the years ending December 31, 2005, 2004 and 2003 were $33,500, $31,632 and $31,701, respectively. The City's contributions to the Public Employees Police and Fire Fund for the years ending December 31, 2005, 2004 and 2003 were $60,723, $58,277 and $55,917, respectively. The City's contributions were equal to the contractually required contributions for each year as set by state statute. B. DEFINED CONTRIBUTION PLAN The City administrator does not participate in PERA, but is covered by a defined contribution plan administered by the ICMA Retirement Corporation. The Plan is a tax qualified plan under Section 457 of the Internal Revenue Code and all contributions by or on behalf of the employee are tax deferred until time of withdrawal. The City is required to contribute 10% of the annual base salary. Plan provisions and contribution requirements are established and may be amended by the City council. Employer contributions were $8,695 for the year ended December 31, 2005. 0 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Note 8 INTERFUND TRANSFERS Interfund transfers allow the City to allocate financial resources to the funds that receive benefit from services provided by another fund. With the exception of Renewal and Replacement, all of the City's interfund transfers fall under that category. The transfer to Renewal and Replacement allows the City to accumulate resources to be used for improvements. All of the 2005 transfers are considered routine and consistent with previous practices. Note 9 CONTINGENCIES A. LITIGATION The City attorney has indicated there are no existing and pending lawsuits, claims and other actions in which the City is a defendant. B. FEDERAL AND STATE FUNDS The City receives financial assistance from federal and state governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with the terms and conditions specified in the grant agreements and is subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the applicable fund. However, in the opinion of management, any such disallowed claims will not have a material effect on any of the financial statements of the individual fund types included herein or on the overall financial position of the City at December 31, 2005. 55 Transfer In Major Business - Major Funds Type Fund G.O. Improvement Nonmajor Sanitation Bonds of Renewal and Governmental Utility 1998 Fund Replacement Fund Funds Fund Total Transfer out: Governmental Activities: General Fund $ $ - $461,630 $88,500 $550,130 AAE - Storm Sewer Connection Fund 16,000 - - 16,000 Nonmajor Governmental Funds 34,000 - - 34,000 Business -Type Activities: Water Utility Fund - 83,050 10,800 93,850 Sewer Utility Fund 72,148 10,800 82,948 Storm Sewer Utility Fund - - 3,300 - 3,300 Total transfers $50,000 $155,198 $486,530 $88,500 $780,228 Interfund transfers allow the City to allocate financial resources to the funds that receive benefit from services provided by another fund. With the exception of Renewal and Replacement, all of the City's interfund transfers fall under that category. The transfer to Renewal and Replacement allows the City to accumulate resources to be used for improvements. All of the 2005 transfers are considered routine and consistent with previous practices. Note 9 CONTINGENCIES A. LITIGATION The City attorney has indicated there are no existing and pending lawsuits, claims and other actions in which the City is a defendant. B. FEDERAL AND STATE FUNDS The City receives financial assistance from federal and state governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with the terms and conditions specified in the grant agreements and is subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the applicable fund. However, in the opinion of management, any such disallowed claims will not have a material effect on any of the financial statements of the individual fund types included herein or on the overall financial position of the City at December 31, 2005. 55 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Note 10 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. Workers compensation coverage is provided through a pooled self - insurance program through the League of Minnesota Cities Insurance Trust (LMCIT). The City pays an annual premium to LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through Workers Compensation Reinsurance Association (WCRA) as required by law. For workers compensation, the City is not subject to a deductible. The City's workers compensation coverage is retrospectively rated. With this type of coverage, final premiums are determined after loss experience is known. The amount of premium adjustment, if any, is considered immaterial and not recorded until received or paid. Property and casualty insurance coverage is provided through a pooled self - insurance program through the LMCIT. The City pays an annual premium to the LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through commercial companies for claims in excess various amounts. The City retains risk for deductible portions. These deductibles are considered immaterial to the financial statements. Employee health and disability insurance is provided through commercial insurance. The City does not have a deductible or yearly maximum on this insurance. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. M1 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Note 11 DESIGNATIONS AND RESERVATIONS OF FUND EQUITY At December 31, 2005 the City had designated and reserved portions of its various fund equities through legal restriction and City Council authorization. Major fund equity appropriations at December 31, 2005 are shown on the various balance sheets as segregations of the fund equity. A summary of such reservations and designations is as follows: December 31, 2005 Governmental Funds: Major Funds: General Fund: Designated for cash flow Designated for contingent employee benefit Designated for general contingency G.O. Improvement Bonds of 1998: Reserved for debt service Renewal and Replacement Fund: Designated for capital improvements AAE -Storm Sewer Connection Fund: Designated for capital improvements Designated for committed contracts Nonmajor Funds: Reserved for debt service Designated for special revenue programs Designated for capital improvements Totals Note 12 MAJOR TAXPAYER $1,237,000 141,533 439,000 105,076 2,645,595 713,755 16,540 109,707 75,721 2,732,018 $8,215,945 The City has one major taxpayer, Xcel Energy. The total tax capacity value for this taxpayer represented approximately 23% of the City's total tax capacity value for taxes payable in 2005. 57 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2005 Note 13 CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Rental Housing or Industrial Revenue Bonds to provide financial assistance to private- sector entities for the acquisition and construction of rental housing, office space or a clinic deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private - sector entity served by the bond issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2005, there were five series of Industrial Revenue Bonds outstanding. The principal amount payable at December 31, 2005 could not be determined; however, their original issue amounts totaled $44,985,000. Note 14 COMMITMENTS Construction commitments at December 31, 2005 were composed of the following: Description Contract Authorized Expended Remaining as of Contract 12/31/05 Commitment Kern Center Pond Expansion $259,166 $242,626 $16,540 59 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2005 Statement 10 Page 1 of 4 Budgeted Amounts Original Final Revenue: General property taxes: Current and delinquent Payment in lieu of taxes Total general property taxes Intergovernmental: Federal: Safe and sober Operation nightcap Releaf grant State: Police aid Police training aid PERA rate increase aid Emergency vehicle preemption grant County: Recycling grant Gravel tax allocation Total intergovernmental Licenses and permits Charges for services: General government Inspections - City of Bayport Administrative - Enterprise Fund Total charges for services Fines and forfeits Earnings on investments Refunds and reimbursements Donations and contributions Sale of property Total revenue $2,205,325 15,000 2,220,325 20,500 57,600 2,040 $2,205,325 15,000 2,220,325 Expenditures: General government: Mayor and council: Current: Personal services Materials and supplies Contractual services Total mayor and council 20,500 57,600 2,040 15,000 Variance with Final Budget Actual Positive Amounts (Negative) $2,198,452 ($6,873) 1 9,761 4,761 2,218,213 (2,112) 21,500 1,000 796 796 440 440 58,277 677 2,820 2,820 2,040 - 15,000 - 13,538 13,538 - (13,538) 700 700 646 (54) 94,378 109,378 101,519 (7,859) 172,355 197,605 365,512 167,907 10,000 42,480 94,140 146,620 66,000 31,000 62,600 10,000 42,480 94,140 37,110 84,719 94,140 27,110 42,239 OV,S4V 3,850 24,431 19,520 500 1,167 276,753 146,620 66,000 31,000 65,785 2,500 G,IY�,GIb G,2S� 215,969 69,850 55,431 85,305 3,000 1,167 3,115,966 56,990 56,990 38,920 800 800 548 24,450 24,450 12,532 82,240 82,240 52,000 •1 18,070 252 11,918 30,240 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2005 Expenditures: (continued) General government: (continued) City administration: Current: Personal services Materials and supplies Contractual services Total City administration Budgeted Amounts Original Final Statement 10 Page 2 of 4 Variance with Final Budget - Actual Positive Amounts (Negative) $172,125 $172,125 $177,420 ($5,295) 3,950 3,950 2,057 1,893 9,600 9,600 12,504 (2,904) 185,675 185,675 191,981 (6,306) Legal: - 2,642 (2,642) - Current: 302 (302) 340 340 Personal services 30,000 30,000 17,447 12,553 General management and building: 158,905 158,905 Current: (1,900) 3,375 3,375 1,607 Materials and supplies 7,600 7,600 5,178 2,422 Contractual services 66,000 66,000 59,481 6,519 Total general management and building 73,600 73,600 64,659 8,941 Elections: Current: Personal services Materials and supplies Contractual services Total elections Finance: Current: Personal services Materials and supplies Contractual services Total finance Computer system: Current: Materials and supplies Contractual services Total computer system Audit: Current: Personal services Insurance: Current: Contractual services Assessing: Current: Personal services - - 2,642 (2,642) - - 302 (302) 340 340 340 - 340 340 3,284 (2,944) 158,905 158,905 160,805 (1,900) 3,375 3,375 1,607 1,768 3,700 3,700 1,854 1,846 165,980 165,980 164,266 1,714 1,500 1,500 5,272 (3,772) 19,500 19,500 12,050 7,450 21,000 21,000 17,322 3,678 15,000 15,000 10,742 4,258 262,025 262,025 271,820 (9,795) 19,100 19,100 18,126 974 61 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2005 Statement 10 Page 3 of 4 Budgeted Amounts Actual Original Final Amounts Expenditures: (continued) General government: (continued) Planning and zoning: Current: Personal services Materials and supplies Contractual services Total planning and zoning Engineering: Current: Personal services General contingency: Current: Contractual services Total general government Public safety: Police department: Current: Personal services Materials and supplies Contractual services Total police department Building inspections: Current: Personal services Materials and supplies Contractual services Total building inspections Fire protection: Current: Materials and supplies Contractual services Total fire protection Civil defense: Current: Contractual services Animal control: Current: Materials and supplies Contractual services Total animal control General public safety: Capital outlay Total public safety Variance with Final Budget - Positive (Negative) $56,750 $56,750 $25,141 $31,609 100 100 - 100 1,950 1,950 1,650 300 58,800 58,800 26,791 32,009 27,000 27,000 5,843 21,157 1,496 10,000 10,000 6,652 3,348 7,250 7,250 950,760 950,760 850,933 99,827 786,025 789,210 768,673 20,537 32,750 32,750 32,507 243 106,825 106,325 95,579 10,746 925,600 928,285 896,759 31,526 109,425 134,675 133,179 1,496 3,000 3,000 2,472 528 7,250 7,250 6,805 445 119,675 144,925 142,456 2,469 2,000 2,000 2,000 - 120,490 120,490 117,990 2,500 122,490 122,490 119,990 2,500 5,150 5,150 94 5,056 150 150 79 71 1,750 1,750 659 1,091 1,900 1,900 738 1,162 - 21,000 21,000 - 1 inn oic 1 �)2 '71Zn 1 101 111217 n) '7 1'2 62 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2005 Statement 10 Page 4 of 4 Variance with Final Budget - Budgeted Amounts Actual Positive Expenditures: (continued) Original Final Amounts (Negative) Public works: Street maintenance: Current: Personal services Materials and supplies Contractual services Total street maintenance Snow removal: Current: Materials and supplies Contractual services Total snow removal Street lighting: Current: Contractual services Arborst: Current: Personal services Materials and supplies Contractual services Total arborist Tree removal and planting: Current: Contractual services Total public works Parks and recreation: Parks, playgrounds and rinks: Current: Personal services Materials and supplies Contractual services Total parks and recreation Total expenditures Revenue over expenditures Other financing sources (uses): Transfers to Debt Service Fund Transfers to Capital Project Fund Transfers to Enterprise Fund Total other financing sources (uses) Net increase (decrease) in fund balance Fund balance - January 1 Fund balance - December 31 $18,170 $18,170 $18,152 $18 6,070 6,070 2,836 3,234 16,110 16,110 13,745 2,365 40,350 40,350 34,733 5,617 2,452,395 2,501,330 2,309,701 1,500 1,500 256 1,244 85,600 85,600 63,220 22,380 87,100 87,100 63,476 23,624 (261,990) (88,500) 52,000 52,000 49,492 2,508 (340,880) (550,130) (209,250) 15,125 10,360 10,283 77 150 150 - 150 155 155 192 (37) 15,430 10,665 10,475 190 15,000 19,765 19,575 190 209,880 209,880 177,751 32,129 51,065 51,065 42,473 8,592 6,700 6,700 7,864 (1,164) 59,175 59,175 49,643 9,532 116,940 116,940 99,980 16,960 2,452,395 2,501,330 2,309,701 191,629 340,883 337,883 806,265 468,382 (61,380) (61,380) (8,640) 52,740 (191,000) (191,000) (452,990) (261,990) (88,500) (88,500) (88,500) - (340,880) (340,880) (550,130) (209,250) $3 ($2,997) 256,135 $259,132 1,847,608 $2,103,743 63 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE NOTE TO RS1 December 31, 2005 Note A LEGAL COMPLIANCE — BUDGETS The General Fond budget is legally adopted on a basis consistent with accounting principles generally accepted in the United States of America. The legal level of budgetary control is at the department level for the General Fund. E MGM H ION Ilklutalkil 12 101 65 - This page intentionally left blank - •• 67 CITY OF OAK PARK HEIGHTS, MINNESOTA $ - $ - $5,327 $5,327 $4,430 Contracts payable COMBINING BALANCE SHEET - 70,739 Due to developers Statement 11 NONMAJOR GOVERNMENTAL FUNDS - Deferred revenue - - 37,164 37,164 December 31, 2005 Total liabilities 0 0 87,224 87,224 204,013 With Comparative Totals For December 31, 2004 Total Nonmajor Special Debt Capital Governmental Funds Assets Revenue Service Project 2005 2004 Cash and investments $73,925 $104,222 $2,728,044 $2,906,191 $2,558,709 Accrued interest receivable 1,796 5,485 53,290 60,571 36,512 Accounts receivable - - - - 3,442 Due from developers - - - - 6,958 Taxes receivable: Delinquent - - - - 1,273 Due from County - - - - 485 Special assessments receivable - - 37,908 37,908 128,219 Total assets $75,721 $109,707 $2,819,242 $3,004,670 $2,735,598 Liabilities and Fund Balance Liabilities: Accounts payable $ - $ - $5,327 $5,327 $4,430 Contracts payable - - - - 70,739 Due to developers - - 44,733 44,733 - Deferred revenue - - 37,164 37,164 128,844 Total liabilities 0 0 87,224 87,224 204,013 Fund balance: Reserved - 109,707 - 109,707 341,550 Unreserved: Designated 75,721 - 2,732,018 2,807,739 2,190,035 Total fund balance 75,721 109,707 2,732,018 2,917,446 2,531,585 Total liabilities and fund balance $75,721 $109,707 $2,819,242 $3,004,670 $2,735,598 is Revenues: General property taxes Special assessments Earnings on investments Charges for services Direct charges to developers Refunds and reimbursements Other Total revenues Expenditures: Current: General government Public safety Public works Capital outlay Debt service: Principal Interest Construction costs Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers from other funds Transfers to other funds Total other financing sources (uses) Net increase (decrease) in fund balance Fund balance - January 1 Fund balance - December 31 504 - - Total Nonmajor Special Debt Capital Governmental Funds Revenue Service Project 2005 2004 $ - $693 $ - $693 $58,359 - 27,508 67,961 95,469 171,560 2,624 10,214 77,835 90,673 69,529 - - 64,143 64,143 - - - 6,919 6,919 16,738 - - 100 100 21,098 5,200 - 750 5,950 18,569 7,824 38,415 217,708 263,947 355,853 504 - - 504 468 12,766 - - 12,766 9,724 - - 31,097 31,097 126,554 - - - - 34,226 - 270,000 - 270,000 275,000 - 8,898 - 8,898 15,647 - - 7,351 7,351 172,134 13,270 278,898 38,448 330,616 633,753 (5,446) (240,483) 179,260 (66,669) (277,900) - 8,640 477,890 486,530 304,700 - - (34,000) (34,000) (92,400) 0 8,640 443,890 452,530 212,300 (5,446) (231,843) 623,150 385,861 (65,600) 81,167 341,550 2,108,868 2,531,585 2,597,185 $75,721 $109,707 $2,732,018 $2,917,446 $2,531,585 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31, 2005 With Comparative Totals For December 31, 2004 Statement 13 Assets Cash and investments Accrued interest receivable Total assets Liabilities and Fund Balance Liabilities Fund balance: Unreserved: Designated for special revenue programs Total liabilities and fund balance Forfeiture and Economic Seizure Development $21,543 $52,382 576 1,220 $22,119 $53,602 Total Nonmajor Special Revenue Funds 2005 2004 $73,925 $79,976 1,796 1,191 $75,721 $81,167 22,119 53,602 75,721 81,167 $22,119 $53,602 $75,721 $81,167 70 Revenue: Earnings on investments Refunds and reimbursements Confiscated property Total revenue Expenditures: General government: Current: Contractual services Public safety: Current: Materials and supplies Contractual services Capital outlay Total expenditures Revenue over (under) expenditures Fund balance - January 1 Fund balance - December 31 Forfeiture and Economic Seizure Development $842 $1,782 5,200 - 6,042 1,782 504 6,448 - 6,318 - Total Nonmajor Special Revenue Funds 2005 2004 $2,624 5,200 7,824 6.711 ! 6,448 6,318 $2,358 556 9,999 12,913 468 9,208 516 5,538 12,766 504 13,270 15,730 (6,724) 1,278 (5,446) (2,817) 28,843 52,324 81,167 83,984 $22,119 $53,602 $75,721 $81,167 71 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET Statement 15 NONMAJOR DEBT SERVICE FUNDS - G.O. REFUNDING BONDS OF 2002 December 31, 2005 With Comparative Amounts For December 31, 2004 Nonmajor Debt Service Funds 2005 2004 Assets Cash and investments $104,222 $333,986 Accrued interest receivable 5,485 6,431 Taxes receivable: Delinquent - 1,273 Due from County - 485 Special assessments: Delinquent - 311 Deferred - 26,139 Due from County - 648 Total assets Liabilities and Fund Balance Liabilities: Deferred revenue Fund balance: Reserved for debt service Total liabilities and fiind balance $109,707 $369,273 $27,723 109,707 341,550 $109,707 $369,273 72 Revenue: General property taxes: Current and delinquent Special assessments: Current and delinquent Prepayments Penalties and interest Earnings on investments Total revenue Expenditures: Debt service: Principal Interest Total expenditures Revenue over (under) expenditures Other financing sources: Transfer from General Fund Transfer from Capital Project Fund Total other financing sources Net increase (decrease) in fund balance Fund balance - January 1 Fund balance - December 31 G.O. Refunding Bonds of 2002 G.O Refunding Bonds of 2001 Total Nonmajor Debt Service Funds 2005 2004 $ - $693 $693 $58,359 - 27,445 27,445 31,654 - - - 1,587 - 63 63 197 8,012 2,202 10,214 12,733 8,012 30,403 38,415 104,530 160,000 110,000 270,000 275,000 5,323 3,575 8,898 15,647 165,323 113,575 278,898 290,647 (157,311) (83,172) (240,483) (186,117) 8,640 0 8,640 (157,311) (74,532) (231,843) (131,117) 267,018 74,532 341,550 472,667 $109,707 $0 $109,707 $341,550 73 8,640 - - 55,000 8,640 55,000 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECT FUNDS December 31, 2005 With Comparative Totals For December 31, 2004 74 401 Budgeted 500 Projects Capital and 405 565 Revolving Equipment Park Street Fund Revolving Development Reconstruction Assets Cash and investments $448,551 $722,541 $350,714 $500,566 Accrued interest receivable 9,147 10,678 8,005 10,260 Accounts receivable - - - - Due from developers - - - - Special assessments receivable: Deferred 13,545 - - - Due from County 744 - - - Total assets $471,987 $733,219 $358,719 $510,826 Liabilities and Fund Balance Liabilities: Accounts payable $60 $ - $ - $ - Contracts payable - - - Due to developers - - - - Deferred revenue 13,545 - - - Total liabilities 13,605 0 0 0 Fund balance: Unreserved: Designated for capital improvement 458,382 733,219 358,719 510,826 Total liabilities and fund balance $471,987 $733,219 $358,719 $510,826 74 Statement 17 $5,267 $ - $ - $5,327 $4,430 - - - - 70,739 44,733 - - 44,733 - - 8,618 15,001 37,164 101,121 0 0 50,000 8,618 15,001 87,224 176,290 237 31,942 732 241,754 2,732,018 2,108,868 $237 406 711 Novak Avenue 771 $2,285,158 Totals Brekke Water Street and Sanitary 772 Nonmajor Park Tower Utility Sewer Water Capital Project Funds Memorial Rental Improvements Connection Connection 2005 2004 $232 $31,443 $50,000 $387,604 $236,393 $2,728,044 $2,144,747 5 499 - 9,335 5,361 53,290 28,890 - - _ _ - - 3,442 - - - - - - 6,958 - - - 8,618 15,001 37,164 - - - - - - 744 101,121 $2 $31,942 $50,000 $405,557 $256,755 $2,819,242 $2,285,158 $5,267 $ - $ - $5,327 $4,430 - - - - 70,739 44,733 - - 44,733 - - 8,618 15,001 37,164 101,121 0 0 50,000 8,618 15,001 87,224 176,290 237 31,942 - 396,939 241,754 2,732,018 2,108,868 $237 $31,942 $50,000 $405,557 $256,755 $2,819,242 $2,285,158 75 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2005 With Comparative Totals For The Year Ended December 31, 2004 Expenditures: 401 Public works: Budgeted Materials and supplies 500 Projects - - 406 Contractual services Capital and 405 565 Brekke Capital outlay Revolving Equipment Park Street Park Construction costs Fund Revolving Development Reconstruction Memorial Revenue: 17,139 4,456 0 9,934 0 Special assessments $44,342 $ - $ - $ - $ - Earnings on investments 13,359 15,596 11,692 14,986 8 Connection charges - - - - - Direct charges to developers - - - 24,900 - Refunds and reimbursements - 100 - - - Park dedication fees - - 22,952 - - Donations and contributions - 750 - - - Rents - - - - - Total revenue 57,701 16,446 34,644 14,986 8 Expenditures: Public works: Materials and supplies 35 - - - - Contractual services 15,020 4,456 - 9,934 - Capital outlay - - - - - Construction costs 2,084 - - - - Total expenditures 17,139 4,456 0 9,934 0 Revenue over (under) expenditures 40,562 11,990 34,644 5,052 8 Other financing sources (uses): Transfers from General Fund 52,740 300,250 - 100,000 - Transfers from Enterprise Fund - 24,900 - - - Transfers to Debt Service Fund - - - - - Total other financing sources (uses) 52,740 325,150 0 100,000 0 Net increase in fund balance 93,302 337,140 34,644 105,052 8 Fund balance - January 1 365,080 396,079 324,075 405,774 229 Fund balance - December 31 $458,382 $733,219 $358,719 $510,826 $237 76 Statement 18 - - - - - - 732 224,800 - - - - - - 711 24,900 730 Novak Avenue 771 (34,000) Totals 0 Water 729 Oak Park Street and Sanitary 772 Nonmajor Tower Boutwells Station Utility Sewer Water Capital Project Funds Rental Landing Phase I Improvements Connection Connection 2005 2004 $31,942 $0 $0 $0 $396,939 $241,754 $2,732,018 $2,108,868 $8,618 $15,001 $67,961 $138,122 728 - - - 13,635 7,831 77,835 54,438 - - - - 6,689 11,637 18,326 - - 208 1,444 5,267 - - 6,919 16,738 - - - - - - 100 20,542 - - - - - - 22,952 - - - - - - - 750 250 22,865 - - - - - 22,865 8,320 23,593 208 1 5,267 28,942 34,469 217,708 238,410 - - - - - - 452,990 224,800 - - - - - - 24,900 24,900 - - - - (25,250) (8,750) (34,000) (92,400) 0 0 0 0 (25,250) (8,750) 443,890 157,300 23,593 0 0 0 3,692 25,719 623,150 68,334 8,349 - - - 393,247 216,035 2,108,868 2,040,534 $31,942 $0 $0 $0 $396,939 $241,754 $2,732,018 $2,108,868 77 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET AGENCY FUNDS December 31, 2005 With Comparative Totals For December 31, 2004 Statement 19 Liabilities Escrow deposits payable $ - $15,200 $90,000 $152,254 $257,454 $7,000 Accounts payable 12,420 - - - 12,420 7,535 Due to developers 91,927 - - - 91,927 47,454 Total liabilities $104,347 $15,200 $90,000 $152,254 $361,801 $61,989 r Developer Developer Boutwell's McKean Totals Deposit Escrow Landing Square Agency Funds Fund Fund Escrow Fund Escrow Fund 2005 2004 Assets Cash and investments $82,236 $15,200 $90,000 $152,254 $339,690 $52,752 Due from developers 22,111 - - - 22,111 9,237 Total assets $104,347 $15,200 $90,000 $152,254 $361,801 $61,989 Liabilities Escrow deposits payable $ - $15,200 $90,000 $152,254 $257,454 $7,000 Accounts payable 12,420 - - - 12,420 7,535 Due to developers 91,927 - - - 91,927 47,454 Total liabilities $104,347 $15,200 $90,000 $152,254 $361,801 $61,989 r CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES Statement 20 AGENCY FUNDS For The Year Ended December 31, 2005 79 Balance Balance January 1, December 31, 2005 Additions Deletions 2005 Developer Deposit Fund: Assets: Cash and investments $45,752 $82,236 $45,752 $82,236 Due from developers 9,237 22,111 9,237 22,111 Total assets $54,989 $104,347 $54,989 $104,347 Liabilities: Accounts payable $7,535 $12,420 $7,535 $12,420 Due to developers 47,454 91,927 47,454 91,927 Total liabilities $54,989 $104,347 $54,989 $104,347 Developer Escrow Fund: Assets: Cash and investments $7,000 $15,200 $7,000 $15,200 Liabilities: Escrow deposits payable $7,000 $15,200 $7,000 $15,200 Boutwell's Landing Escrow Fund: Assets: Cash and investments $ - $90,000 $ - $90,000 Liabilities: Escrow deposits payable $ - $90,000 $ - $90,000 McKean Square Escrow Fund: Assets: Cash and investments $ - $171,508 $19,254 $152,254 Liabilities: Escrow deposits payable $ - $171,508 $19,254 $152,254 Total Agency: Assets: Cash and investments $52,752 $358,944 $72,006 $339,690 Due from developers 9,237 22,111 9,237 22,111 Total assets $61,989 $381,055 $81,243 $361,801 Liabilities: Escrow deposits payable $7,000 $276,708 $26,254 $257,454 Accounts payable 7,535 12,420 7,535 12,420 Due to developers 47,454 91,927 47,454 91,927 Total liabilities $61,989 $381,055 $81,243 $361,801 79 - This page intentionally left blank - 1 SUPPLEMENTARY FINANCIAL INFORMATION CITY OF OAK PARK HEIGHTS, MINNESOTA REVENUE BONDS AND GENERAL DEBT BONDS SCHEDULE OF DEBT SERVICE PAYMENTS TO MATURITY December 31, 2005 Exhibit I General Debt Bonds General General Obligation Obligation Refunding Improvement Bonds of 2002 Bonds of 1998 Total Bonds payable $65,000 $1,000,000 $1,065,000 Future interest payable 1,722 195,500 197,222 Totals $66,722 $1,195,500 $1,262,222 Payments to maturity: 2006 $66,722 $167,813 $234,535 2007 - 162,687 162,687 2008 - 157,500 157,500 2009 - 152,250 152,250 2010 - 146,938 146,938 2011 - 141,562 141,562 2012 - 136,125 136,125 2013 - 130,625 130,625 Totals $66,722 $1,195,500 $1,262,222 CITY OF OAK PARK HEIGHTS, MINNESOTA TAXABLE VALUATIONS, TAX LEVIES AND TAX RATES Exhibit 2 Tax levy: City -wide: General revenue $2,474,455 $2,293,825 Debt service - - Total tax levy $2,474,455 $2,293,825 'Tax capacity rate City -wide: General revenue 38.770% 36.488% Debt service 0.000% 0.000% Total ( ' ) Proposed valucs /rates for 2005/2006. 38.770% 36.488% r 2005/2006 2004/2005 Tax capacity Real estate $7,401,828 $6,840,470 Personal property 84,133 78,460 Subtotal 7,485,961 6,918,930 Fiscal disparity: Contribution (1,037,753) (954,578) Distribution 395,515 341,985 Total $6,843,723 $6,306,337 Tax levy: City -wide: General revenue $2,474,455 $2,293,825 Debt service - - Total tax levy $2,474,455 $2,293,825 'Tax capacity rate City -wide: General revenue 38.770% 36.488% Debt service 0.000% 0.000% Total ( ' ) Proposed valucs /rates for 2005/2006. 38.770% 36.488% r CITY OF OAK PARK HEIGHTS, MINNESOTA SCHEDULE OF CONSTRUCTION COSTS Exhibit 3 December 31, 2005 Legal Expended and Current Prior Contractor Engineer Fiscal Other Total Year Years Storm sewer connection: Kern Center pond expansion $242,626 $64,510 $115 $4,051 $311,302 $218,721 $92,581 Capital revolving: Lighting and pathway improvements 131,411 31,347 1,251 271 164,280 2,084 162,196 McKean Square: Street and utility improvements 1,149,145 254,101 2,845 28,035 1,434,126 132,272 1,301,854 Novak Avenue: Street and utility improvements - 5,267 - - 5,267 5,267 - Total - All Funds $1,523,18 $355,225 $4,211 $32,357 $1,914,975 $358,344 $1,556,631 STATISTICAL SECTION (UNAUDITED) CITY OF OAK PARK HEIGHTS, MINNESOTA GENERAL AND SPECIAL REVENUE FUNDS EXPENDITURES BY FUNCTION Years 1996 Through 2005 (UNAUDITED) Table 1 .r General Public Public Parks and Community Capital Year Total Government Safety Works Sanitation Recreation Development Outlay 1996 $2,032,963 $441,852 $796,557 $136,611 $434,175 $185,372 $ - $38,396 1997 2,034,181 507,902 847,015 99,412 313,302 211,244 - 55,306 1998 2,086,569 774,444 835,293 139,948 - 120,255 43,471 173,158 1999 2,092,809 772,729 887,643 192,501 - 73,241 124,331 42,364 2000 2,113,555 786,886 915,814 170,408 - 86,800 121,056 32,591 2001 2,314,568 919,622 967,854 168,011 - 109,481 126,356 23,244 2002 2,130,329 779,454 1,001,286 134,337 - 87,932 112,775 14,545 2003 2,067,832 769,032 1,020,094 160,724 - 95,818 20,186 1,978 2004 2,193,443 793,871 1,119,533 170,443 - 88,180 - 21,416 2005 2,322,971 851,437 1,172,803 177,751 - 99,980 - 21,000 .r Licenses Charges Fines Earnings Inter- and for and on Year Total Taxes governmental Permits Services Forfeits Investments Miscellaneous 1996 $2,097,097 $1,390,443 $145,741 $156,181 $230,579 $56,545 $56,468 $61,140 1997 2,156,948 1,387,227 167,132 204,986 216,536 60,682 56,501 63,884 1998 2,157,782 1,479,490 200,368 125,678 186,799 60,183 49,912 55,352 1999 2,157,915 1,333,194 192,194 227,693 230,147 58,886 42,711 73,090 2000 2,289,985 1,405,002 180,243 314,527 193,615 56,326 53,842 86,430 2001 2,308,020 1,524,300 179,591 213,651 197,318 68,184 53,343 71,633 2002 2,500,806 1,748,634 188,028 183,596 188,093 63,211 34,990 94,254 2003 2,635,521 1,859,203 79,171 313,273 209,076 61,146 34,652 79,000 2004 2,656,923 1,910,848 70,362 304,594 150,126 78,274 41,546 101,173 2005 3,123,790 2,218,213 101,519 365,512 215,969 69,850 58,055 94,672 CITY OF OAK PARK HEIGHTS, MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Years 1996 Through 2005 (UNAUDITED) Taxes Total Payable Tax Levy 1996 $1,392,558 1997 1,396,182 1998 1,524,087 1999 1,409,400 2000 1,440,200 2001 1,588,435 2002 1,967,579 2003 1,993,003 2004 1,965,536 2005 2,208,178 Percent of Current Delinquent Current Tax Levy Tax Collections Collected Collections $1,385,501 99.49% $7,674 1,387,730 99.39% 4,194 1,541,166 101.12% 5,726 1,394,993 98.98% 4,296 1,426,390 99.04% 13,454 1,566,938 98.65% 16,563 1,904,488 96.79% (18,789) 1,891,046 94.88% 12,386 1,938,726 98.64% 12,016 2,176,290 98.56% 20,627 ' through 2001 excludes HACA. 2002 through 2005 excludes the Market Value Homestead Credit. Table 3 Total Outstanding Collection Total as a Tax Percent Collections of Levy $18,196 1.31% $1,393,175 100.04% 1,391,924 99.70% 1,546,892 101.50% 1,399,289 99.28% 1,439,844 99.98% 1,583,501 99.69% 1,885,699 95.84% 1,903,432 95.51% 1,950,742 99.25% 2,196,917 99.49% ' through 2001 excludes HACA. 2002 through 2005 excludes the Market Value Homestead Credit. Table 3 Delinquent Outstanding Percent of Delinquent Current Taxes Levy $18,196 1.31% 10,946 0.78% 16,863 1.11% 23,981 1.70% 22,116 1.54% 24,199 1.52% 20,174 1.03% 31,552 1.58% 41,632 2.12% 45,063 2.04% CITY OF OAK PARK HEIGHTS, MINNESOTA SPECIAL ASSESSMENT COLLECTIONS Years 1996 Through 2005 (UNAUDITED) Table 4 a Current Total Collections Collections As a Percent As a Percent Current Current Of Current Delinquent Of Current Outstanding Year Assessments Assessments Assessments Assessments Assessments Delinquent Payable Due Collected Due Collected Due Assessments 1996 $139,628 $136,958 98.09% $1,071 98.85% $4,163 1997 166,723 162,433 97.43% 1,743 98.47% 6,582 1998 109,134 106,924 97.97% 2,503 100.27% 6,083 1999 416,712 414,520 99.47% 1,493 99.83% 6,782 2000 333,294 332,190 99.67% 1,647 100.16% 4,162 2001 312,038 311,840 99.94% 4,161 101.27% 197 2002 253,885 247,618 97.53% 197 97.61% 6 2003 246,290 239,390 97.20% 6,267 99.74% 634 2004 200,685 197,940 98.63% 633 98.95% 2,745 2005 206,932 204,585 98.87% 311 99.02% 4,781 a CITY OF OAK PARK HEIGHTS, MINNESOTA PRINCIPAL TAXPAYERS (Ten Largest Taxpayers) Table 5 Taxes Payable in 2005 (UNAUDITED) SOURCE: Washington County Auditor - Treasurer Taxation Division. NOTES: (1) If a taxpayer has property consisting of more than one classification, only one is shown. Percent of Percent of Total Total Tax Market Market Tax Capacity Property Taxpayer Value Value Capacity Value Classification NSP / Xcel Energy $78,040,300 16.1% $1,557,715 22.5% Utility SC Mall LLC 18,408,500 3.8% 367,420 5.3% Comm land & bldgs VSSA Housing & Comm Sery LLC 24,858,800 5.1% 322,060 4.7% Res 4 or more units Prudential Insurance Company of America 10,713,600 2.2% 213,522 3.1% Comm land & bldgs Menards, Inc 8,853,300 1.8% 173,633 2.5% Comm land & bldgs Wal -Mart Real Estate Business 6,945,000 1.4% 138,150 2.0% Comm land & bldgs OPH Pat LLC & OPH Val LLC 5,402,300 1.1% 107,296 1.6% Comm land & bldgs W.A.T.E. Enterprises, Inc 5,372,100 1.1% 106,680 1.5% Comm land & bldgs Raduenz Dealership Prop LLC 4,203,900 0.9% 83,328 1.2% Comm land & bldgs WDBH Realty Co 3,968,400 0.8% 78,618 1.1% Comm land & bldgs Totals $166,766,200 34.4% $3,148,422 45.5% Total City $485,026,700 $6,918,930 SOURCE: Washington County Auditor - Treasurer Taxation Division. NOTES: (1) If a taxpayer has property consisting of more than one classification, only one is shown.