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HomeMy WebLinkAboutAnnual Financial ReportANNUAL FINANCIAL REPORT December 31, 2008 - This page intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA TABLE OF CONTENTS Page Reference No. INTRODUCTORY SECTION Elected and Appointed Officials 3 FINANCIAL SECTION Independent Auditor's Report 7 Management's Discussion and Analysis 9 Basic Financial Statements: Government -Wide Financial Statements: Statement of Net Assets Statement 1 25 Statement of Activities Statement 2 26 Fund Financial Statements: Balance Sheet - Governmental Funds Statement 3 28 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental Funds Statement 4 30 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds Statement 5 32 Statement of Net Assets - Proprietary Funds Statement 6 33 Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds Statement 7 34 Statement of Cash Flows - Proprietary Funds Statement 8 35 Statement of Fiduciary Net Assets - Agency Funds Statement 9 36 Notes to Financial Statements 37 Required Supplementary Information: Budgetary Comparison Schedule - General Fund Statement 10 60 Budgetary Comparison Schedule - Note to RSI 65 Combining and Individual Fund Statements: Combining Balance Sheet - Nonmajor Governmental Funds Statement 11 70 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Governmental Funds Statement 12 71 CITE' OF OAK PARK HEIGHTS, MINNESOTA TABLE OF CONTENTS Page Reference No. Subcombining Balance Sheet - Nonmajor Special Revenue Funds Statement 13 72 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Special Revenue Funds Statement 14 73 Subcombining Balance Sheet - Nonmajor Debt Service Fund - G.O. Refunding Bonds of 2002 Statement 15 74 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Debt Service Fund - G.O. Refunding Bonds of 2002 Statement 16 75 Subcombining Balance Sheet - Nonmajor Capital Project Funds Statement 17 76 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Capital Project Funds Statement 18 78 Agency Funds: Subcombining Balance Sheet Statement 19 80 Subcombining Statement of Changes in Assets and Liabilities Statement 20 81 STATISTICAL SECTION (UNAUDITED) Financial Trends: Net Assets by Component - Last Five Fiscal Years Table 1 85 Changes in Net Assets - Last Five Fiscal Years Table 2 86 Fund Balances, Governmental Funds - Last Five Fiscal Years Table 3 88 Changes in Fund Balances, Governmental Funds - Last Five Fiscal Years Table 4 89 Revenue Capacity: Tax Capacity Value and Estimated Market Value of Taxable Property Table 5 90 Direct and Overlapping Property Tax Capacity Rates Table 6 91 Principal Property Taxpayers Table 7 92 Property Tax Levies and Collections Table 8 93 Debt Capacity: Ratios of Outstanding Debt by Type Table 9 94 Direct and Overlapping Governmental Activities Debt Table 10 95 Legal Debt Margin Information Table 11 96 Pledged Revenue Coverage Table 12 97 Demographic and Economic: Demographic and Economic Statistics Table 13 98 Principal Employers Table 14 99 Operating Information: Full -Time Equivalent City Government Employees By Function /Program Table 15 100 Operating Indicators by Function /Program Table 16 102 Capital Asset Statistics by Function/Program Table 17 104 om R !Z' - This gage intentionally left blank - CITY OF OAK PARK HEIGHTS, MINNESOTA ELECTED AND APPOINTED OFFICIALS December 31, 2008 Term Expires Mayor: David Beaudet December 31, 2008 Councilmembers: Les Abrahamson December 31, 2010 Mark Swenson December 31, 2010 Jack Doerr December 31, 2008 Mary McComber December 31, 2008 Administrator: Eric Johnson Appointed Deputy Clerk /Finance Director: Judy Holst Appointed -'this page intentionally left blank L'' � - This page intentionally left blank - 3 F74 ;i��a Ell-llill � 111 � ,-, F :. 0 In accordance with Government Auditing Standards, we have also issued our report dated April 14, 2009 on our consideration of the City of Oak Park Heights, Minnesota's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. The Management's Discussion and Analysis and the budgetary comparison information, as listed in the table of contents, are not a required part of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Oak Park Heights, Minnesota's basic financial statements. The introductory section, combining and individual fund statements and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund statements have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. HLB TAUTGES REDPATH, LTD. White Bear Lake, Minnesota April 14, 2009 As management of the City of Oak Park Heights, Minnesota (the City) we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2008. Financial Highlights The assets of the City exceeded its liabilities at the close of the most recent fiscal year by $31,661,784 (Net assets). Of this amount, $12,870,397 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors in accordance with the City's fund designations and fiscal policies. The City's total net assets increased by $586,873 As of the close of the current fiscal year, the City's governmental funds reported combined ending fund balances of $17,823,476, an increase of $6,265,749. The increase is primarily due to the issuance of the 2008A Bonds. At December 31, 2008, there were unspent bond proceeds of $5.9 million. At the end of the current fiscal year the general fund balance was $2,616,370 of which $2,271,000 is designated. The General Fund balance increased by $100,750 as a result of positive budget variances in revenues and expenditures. The City transferred $320,000 from the General Fund to the Budgeted Projects Fund for capital improvements for streets, parks, civil defense, and general government. The City also transferred $470,000 from the General Fund to the Street Reconstruction Fund, The City issued the $6,300,000 General Obligation Bonds, Series 2008A to finance construction of a new City Hall. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements comprise three components: 1) government -wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Management's Discussion and Analysis Government -wide financial statements. The government -wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private- sector business. The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City include general government, public safety, public works and parks and recreation. The business -type activities of the City include water, sanitary sewer, sanitation and storm sewer. The government -wide financial statements are statements 1 and 2 of this report. Fund Financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. All of the funds of the City can be divided into two categories: governmental funds and proprietary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on near -term inflows and outflows of spendable resource, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near -term financial requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long -term impact of the City's near term financial decisions. Both the governmental fund balance sheet and III Management's Discussion and Analysis governmental fund statement of revenues, expenditures and change in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains seven individual major governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balance for the following major funds: ® General Fund • G.O. Improvement Bonds of 1998 — Debt Service Fund • Budgeted Projects and Equipment Revolving Fund — Capital Project Fund • Water Tower Rehabilitation — Capital Project Fund • Renewal and Replacement Fund — Capital Project Fund • Capital Revolving Fund — Capital Project Fund • City Hall Improvements — Capital Project Fund Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of subcombining statements elsewhere in this report. The City adopts an annual appropriated budget for its General Fund. A budgetary comparison schedule has been provided for this fund to demonstrate compliance with this budget — see Statement 10. The basic governmental fund financial statements are statements 3 through S of this report. Proprietary funds. The City maintains four enterprise funds as a part of its proprietary fund type. Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City uses enterprise funds to account for its water, sanitary sewer, sanitation and storm sewer operations. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the following funds: Enterprise funds: Water Sanitary Sewer Sanitation Storm Sewer Management's Discussion and Analysis Beginning in 2008, the Sanitation activity is accounted for in the City's General Fund. The Sanitation Fund was closed during 2008. The basic proprietary fund financial statements are statements 6 through 8 of this report. Fiduciary Funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the City. Fiduciary funds are not reflected by the government -wide financial statements because the resources of those funds are not available to support the City's own programs. The basic fiduciary fund statements are Statements 9, 19 and 20. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government —wide and fund financial statements. The notes to the financial statements can be found following Statement 9. Other information. The combining statements referred to earlier in connection with non - major governmental funds are presented immediately following the required supplementary information on budgetary comparisons. Combining and individual fund statements and schedules are presented as Statements 11 through 20. Government -Wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $31,661,784 at the close of the most recent fiscal year. The largest portion of the City's net assets ($18,664,140 or 58% percent) reflects its investment in capital assets (e.g. land, improvements, buildings and structures, machinery and equipment, and furniture and fixtures) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. 12 Management's Discussion and Analysis City of Oak Park Heights' Net Assets A portion of the City's net assets represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets may be used to meet the City's ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business -type activities. 13 Governmental Activities Business -Type Activities Totals 2008 2007 2008 2007 2008 2007 Current and other assets $18,589,268 $11,985,165 $1,206,258 $1,444,178 $19,795,526 $13,429,343 Capital assets 12,676,399 12,549,071 6,227,796 6,355,129 18,904,195 18,904,200 Total assets $31,265,667 $24,534,236 $7,434,054 $7,799,307 $38,699,721 $32,333,543 Long -term liabilities outstanding $6,533,285 $988,019 $24,778 $63,872 $6,558,063 $1,051,891 Other liabilities 463,599 181,998 16,275 24,742 479,874 206,740 Total liabilities $6,996,884 $1,170,017 $41,053 $88,614 $7,037,937 $1,258,631 Net assets: Invested in capital assets, net ofrelated debt $12,436,344 $11,799,071 $6,227,796 $6,355,129 $18,664,140 $18,154,200 Restricted 127,247 614,170 - - 127,247 614,170 Unrestricted 11,705,192 10,950,978 1,165,205 1,355,564 12, 870,397 12,306,542 Total net assets $24,268,783 $23,364,219 $7,393,001 $7,710,693 $31,661,784 $31,074,912 A portion of the City's net assets represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets may be used to meet the City's ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business -type activities. 13 Management's Discussion and Analysis Governmental Activities Governmental activities increased the City's net assets by $904,564 during 2008. Key elements of this increase are as follows: City of Oak Park Heights' Changes in Net Assets Revenues: Program revenues: Charges for services Operating grants and contributions Capital grants and contributions General revenues: General property taxes Grants and contributions not restricted to specific programs Gain on sale of capital assets Other revenue Unrestricted investment earnings Total revenues Expenses: General government Public safety Public works Parks and recreation Interest on long -term debt Abatement of prior year property taxes Water Sanitary sewer Stonn sewer Sanitation Total expenses Increase in net assets before transfers Transfers Change in net assets Net assets - January 1, as previously reported Prior period adjustment Net assets - January 1, as restated Net assets - December 31 Governmental Activities Business -Type Activities Totals 2008 2007 2008 2007 2008 2007 $503,253 $755,344 $1,207,218 90,548 142,879 10,091 11,324 3,261,049 2,730,994 $1,333,627 $1,710,471 $2,088,971 90,548 142,879 10,091 11,324 3,261,049 2,730,994 56,693 111,090 56,693 111,090 20,895 9,237 20,895 9,237 22,148 27,626 - - 22,148 27,626 606,996 532,827 43,080 60,103 650,076 592,930 4,571,673 4,321,321 1,250,298 1,393,730 5,821,971 5,715,051 1,477,836 1,046,676 1,347,164 1,234,769 796,532 796,025 224,426 184,008 138,399 37,255 115,000 - 3,298,733 4,099,357 472,316 1,022,588 1,477,836 1,046,676 586,873 1,233,969 1,347,164 1,234,769 (432,248) 329,589 796,532 796,025 224,426 184,008 138,399 37,255 - - 115,000 - 405,965 387,766 405,965 387,766 670,661 606,458 670,661 606,458 59,115 34,277 59,115 34,277 - 153,848 - 153,848 1,135,741 1,182,349 5,235,098 4,481,082 $7,393,001 $7,710,692 $31,661,784 $31,074,911 472,316 1,022,588 114,557 211,381 586,873 1,233,969 432,248 (329,589) (432,248) 329,589 904,564 692,999 (317,691) 540,970 586,873 1,233,969 23,364,219 22,671,220 7,710,692 7,208,744 31,074,911 29,879,964 - - - (39,022) - (39,022) 23,364,219 22,671,220 7,710,692 7,169,722 31,074,911 29,840,942 $24,268,783 $23,364,219 $7,393,001 $7,710,692 $31,661,784 $31,074,911 El Management's Discussion and Analysis Below are specific graphs which provide comparisons of the governmental activities revenues and expenditures: Governmental Activities -Revenues Operating grants and Capital grants Unrestricted contributions and Garr on sale investment Charges for services 2% contributions ofca ital earnings 13% 11% \ 1% Other s revenue assets 1% \li 1% Property taxes 71 % Governmental Activities - Expenses Public Safety 33% IN Abatement of prior year Interest on property General Parks and Long- Term taxes 3% Recreation 5% Debt 3% Government 360/ Management's Discussion and Analysis Business-Type Activities Business -type activities decreased net assets by $317,691 during 2008. Below are graphs showing the business -type activities revenue and expense comparisons: Business -Type Activities - Revenues Unrestricted Investment Charges for Services 97o/ Business -Type Activities -Expenses Storm Sewer 5% Water 36% Sanitary Sewer 59% 16 Management's Discussion and Analysis Financial Analysis of the Government's Funds Governmental Funds. The focus of the City's governmental funds is to provide information on near -teen inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of $17,823,476. The General Fund increased by $100,750 in 2008, which was due primarily to expenditures less than budget expectations. The G.O. Improvement Bonds of 1998 debt service fund decreased by ($460,263) during 2008. This bond issue was called for prepayment and the outstanding balance of $750,000 was paid in 2008. The Water Tower Rehabilitation capital project fund was established in 2007 for the purpose of repairing and rehabilitating the City's two existing water towers. Rehabilitation of Tower No. 1 was completed in 2007. Tower No. 2 is anticipated to be rehabilitated in 2011. The fund balance of this fund increased by $294,966 in 2008 due to the interfund transfers from the Water Fund ($160,000) and Water Tower Rental Fund ($112,112). This fund also receives an annual transfer from the Water Fund in an amount equal to depreciation expense of the rehabilitation of water tower #1. The Renewal and Replacement capital project fund increased by $315,975 during 2008. This fund receives an annual transfer from the proprietary funds in an amount equal to depreciation expense on contributed capital assets. The City Hall Improvements Fund was established in 2008 to account for the construction of the new City Hall. Financing is provided by the $6.3M Bonds issued in 2008. The fund balance of this fund increased $5,840,475 in 2008. 17 Management's Discussion and Analysis The Capital Revolving Fund increased $28,942 in 2008. The fund balance was $820,496 at December 31, 2008. The nonmajor special revenue funds increased by $1,221 during 2008. The nonmajor debt service funds increased by $127,427 during 2008. The nonmajor capital project funds increased by $153,819 during 2008. Proprietary funds. The City's proprietary funds provide the same type of infonnation found in the government -wide financial statements, but in more detail. Budgetary Highlights General Fund The expenditure budget was amended to provide for changes in activity that occurred during the year. Amendments totaled $16,700. E Management's Discussion and Analysis Capital Asset and Debt Administration Capital assets. The City's investment in capital assets for its governmental and business - type activities as of December 31, 2008, amounts to $18,904,195 (net of accumulated depreciation). This investment in capital assets includes land, buildings and structures, infrastructure, machinery and equipment and furniture and fixtures. City of Oak Park Heights' Capital Assets (filet of Depreciation) Beginning Ending Balance Increases Decreases Balance Governmental activities: Capital assets, not being depreciated: Land $2,188,931 $ - $ - $2,188,931 Construction in progress 176,443 771,198 (223,882) 723,759 Total capital assets, not being depreciated 2,365,374 771,198 (223,882) 2,912,690 Capital assets, being depreciated Buildings and structures 1,584,031 - - 1,584,031 Other improvements 886,154 - - 886,154 Machinery and equipment 492,597 88,824 (69,440) 511,981 Furniture and fixtures 269,306 9,558 - 278,864 Infrastructure 12,188,151 184,043 - 12,372,194 Total capital assets, being depreciated 15,420,239 282,425 (69,440) 15,633,224 Less accumulated depreciation foi Buildings and structures 447,535 209,838 - 657,373 Other improvements 149,686 12,250 - 161,936 Machinery and equipment 278,037 65,705 (69,046) 274,696 Furniture and fixtures 125,610 21,302 - 146,912 Infrastructure 4,235,674 392,924 - 4,628,598 Total accumulated depreciation 5,236,542 702,019 (69,046) 5,869,515 Total capital assets being depreciated - net 10,183,697 (419,594) (394) 9,763,709 Governmental activities capital assets -net $12,549,071 $351,604 ($224,276) $12,676,399 19 Management's Discussion and Analysis Business -type activities: Capital assets, not being depreciated: Land Total capital assets, not being depreciated Capital assets, being depreciated: Buildings and structures Machinery and equipment Distribution and collection systems Total capital assets, being depreciated Less accumulated depreciation: Buildings and structures Machinery and equipment Distribution and collection systems Less accumulated depreciation Total capital assets being depreciated - net Business -type activities capital assets - net Beginning Ending Balance Increases Decreases Balance $60,000 $ - $ $60,000 60,000 0 0 60,000 1,706,702 71,593 - 1,778,295 253,124 11,241 264,365 7,334,849 - 7,334,849 9,294,675 82,834 0 9,377,509 552,554 49,497 - 602,051 133,930 12,577 146,507 2,313,065 148,090 2,461,155 2,999,549 210,164 0 3,209,713 6,295,126 (127,330) 0 6,167,796 $6,355,126 ($127,330) $0 $6,227,796 Additional information on the City's capital assets can be found in Note 4. Long-term debt. At the end of the current fiscal year, the City had total long -term debt outstanding of $6,300,000, an increase of $5,550,000 from 2007. Additional long -term debt in the amount of $258,063 for compensated absences was also outstanding at the end of 2008. City of Oak Park Heights' Outstanding Debt General obligation improvement bonds and compensated absences: Governmental Activities Business -Type Activities 2008 2007 2008 2007 Totals 2008 2007 General Obligation Bonds $6,300,000 $750,000 $ - $ - $6,300,000 $750,000 Compensated absences 233,285 225,873 24,778 25,842 258,063 251,715 Total $6,533,285 $975,873 $24,778 $25,842 $6,558,063 $1,001,715 20 Management's Discussion and Analysis State statutes limit the amount of general obligation debt a Minnesota city may issue to 2% of total estimated market value. The current debt limitation for the City is $13,471,412. Of the City's 2008A Capital Improvement Bonds is counted within the statutory limitation. Additional information on the City's long -term debt can be found in Note 5. Requests for information. This financial report is designed to provide a general overview of the City's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director of Finance, 14168 Oak Park Boulevard, Oak Park Heights, Minnesota 55082 -2007. 21 - This page intentionally left blank - 22 23 - This page intentionally left blank - ME CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF NET ASSETS December 31, 2008 Primary Government Assets: Cash and investments Accrued interest Accounts receivable - net Due from other govermmental units Due from developers Prepaid items Taxes receivable: Delinquent Due from County Special assessments receivable Unamortized bond issuance costs Capital assets (net of accumulated depreciation): Land Building and structures Other improvements Machinery and equipment Furniture and fixtures Infrastructure Construction in progress Total assets Liabilities: Accounts payable Salaries payable Contracts payable Due to other governmental units Due to developers Accrued interest payable Compensated absences payable: Due within one year Due in more than one year Bonds payable: Due within one year Due in more than one year Total liabilities Statement 1 Governmental Business -Type Totals 2,248,931 Activities Activities 2008 2007 $17,854,672 $868,230 $18,722,902 $12,345,319 319,045 22,804 341,849 414,320 34,186 284,328 318,514 340,733 41,883 380 42,263 43,147 - - - 6,427 - 30,516 30,516 29,687 71,337 - 71,337 82,095 23,355 - 23,355 13,708 136,478 - 136,478 153,907 108,312 - 108,312 - 2,188,931 60,000 2,248,931 2,248,931 926,658 1,176,244 2,102,902 2,290,644 724,218 - 724,218 736,468 237,285 117,858 355,143 341,870 131,952 - 131,952 135,580 7,743,596 4,873,694 12,617,290 12,974,264 723,759 - 723,759 176,443 31,265,667 7,434,054 38,699,721 32,333,543 382,438 11,390 393,828 211,071 7,787 1,370 9,157 9,322 7,207 - 7,207 2,390 6,791 3,515 10,306 11,311 50,000 - 50,000 20,114 9,376 - 9,376 2,708 7,092 754 7,846 44,975 226,193 24,024 250,217 206,740 135,000 - 135,000 750,000 6,165,000 - 6,165,000 - 6,996,884 41,053 7,037,937 1,258,631 Net assets: Invested in capital assets, net of related debt 12,436,344 6,227,796 18,664,140 18,154,200 Restricted for: Debt service 127,247 - 127,247 614,170 Unrestricted 11,705,192 1,165,205 12,870,397 12,306,542 Total net assets $24,268,783 $7,393,001 $31,661,784 $31,074,912 The accompanying notes are an integral part of these financial statements 25 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2008 Functions/Programs Primary government: Governmental activities: General government Public safety Public works Parks and recreation Interest on long -term debt Total governmental activities Business -type activities: Water Sanitary sewer Storm sewer Sanitation Total business -type activities Total primary government Expenses $1,477,836 1,347,164 796,532 224,426 138,399 3,984,357 405,965 670,661 59,115 1,135,741 $5,120,098 Charges For Services $93,429 383,460 26,364 503,253 475,658 656,809 74,257 494 1,207,218 $1,710,471 The accompanying notes are an integral part of these financial statements. 26 Statement 2 The accompanying notes are an integral part of these financial statements. 27 Net (Expense) Revenue and Program Revenues Changes in Net Assets Operating Capital Primary Government Grants and Grants and Governmental Business -Type Totals Contributions Contributions Activities Activities 2008 2007 ($1,384,407) $ - ($1,384,407) ($906,384) 74,090 - (889,614) - (889,614) (861,864) 10,358 10,091 (749,719) - (749,719) (464,450) 6,100 - (218,326) - (218,326) (119,233) - - (138,399) - (138,399) (37,255) 90,548 10,091 (3,380,465) 0 (3,380,465) (2,389,186) - - - 69,693 69,693 94,334 _ - - (13,852) (13,852) 73,363 _ _ - 15,142 15,142 39,665 - - - 494 494 (56,084) 0 0 0 71,477 71,477 151,278 $90,548 $10,091 (3,380,465) 71,477 (3,308,988) (2,237,908) General revenues: General property taxes 3,261,049 - 3,261,049 2,730,994 Grants and contributions not restricted to specific programs 56,693 - 56,693 111,090 Unrestricted investment earnings 606,996 43,080 650,076 592,930 Gain on sale of capital assets 20,895 - 20,895 9,237 Other 22,148 - 22,148 27,626 Abatement of property taxes (115,000) - (115,000) - Transfers 432,248 (432,248) - - Total general revenues and transfers 4,285,029 (389,168) 3,895,861 3,471,877 Change in net assets 904,564 (317,691) 586,873 1,233,969 Net assets - beginning, as previously reported 23,364,219 7,710,692 31,074,911 29,879,964 Prior period adjustment - - - (39,022) Net assets - beginning, as restated 23,364,219 7,710,692 31,074,911 29,840,942 Net assets - ending $24,268,783 $7,393,001 $31,661,784 $31,074,911 The accompanying notes are an integral part of these financial statements. 27 CITY OF OAK PARK HEIGHTS, MINNESOTA BALANCESHEET GOVERNMENTAL FUNDS December 31, 2008 Fund balance reported above Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources, and therefore, are not reported in the fiords. Other long -term assets are not available to pay for current- period expenditures and, therefore, are deferred in the funds. Long -term liabilities, are not due and payable in the current period and therefore are not reported in the finds: Bonds payable Compensated absences payable Accrued interest payable Net assets of governmental activities The accompanying notes are an integral part of these financial statements. 28 401 Budgeted Projects and Equipment 500 Capital General Fund Revolving Revolving Fund Assets Cash and investments $2,755,611 $820,731 $736,298 Accrued interest receivable 49,630 18,074 16,521 Accounts receivable - net 34,176 10 - Due from other governmental units 41,883 - - Due from developers - _ - Interfund loan receivable - - 65,000 Taxes receivable: Delinquent 71,337 - - Due from county 23,355 - - Special assessments receivable 1,732 - 134,746 Total assets $2,977,724 $838,815 $952,565 Liabilities and Fund Balances Liabilities: Accounts payable $275,439 $37,360 $149 Salaries payable 7,787 - _ Contracts payable - 7,207 - Due to other governmental units 6,791 - - Due to developers - Interfimd loan payable - _ - Deferred revenue 71,337 - 131,920 Total liabilities 361,354 44,567 132,069 Fund balance: Reserved - - - Unreserved: Designated reported in General Fund 2,271,000 - - Designated reported in Special Revenue Funds - - _ Designated reported in Capital Project Funds - 794,248 820,496 Undesignated reported in General Fund 345,370 - - Undesignated reported in Capital Project Funds - - _ Total fiord balance 2,616,370 794,248 820,496 Total liabilities and fund balance $2,977,724 $838,815 $952,565 Fund balance reported above Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources, and therefore, are not reported in the fiords. Other long -term assets are not available to pay for current- period expenditures and, therefore, are deferred in the funds. Long -term liabilities, are not due and payable in the current period and therefore are not reported in the finds: Bonds payable Compensated absences payable Accrued interest payable Net assets of governmental activities The accompanying notes are an integral part of these financial statements. 28 Statement 3 525 G.O. 710 Renewal Improvement and Bonds of 1998 Replacement 734 Water Other Debt Service 572 City Hall Capital Project Tower Governmental Fund Improvements Fund Rehabilitation Funds Total Governmental Finds 2008 2007 $ - $5,833,925 $3,483,590 $142,631 $4,081,886 $17,854,672 $11,304,644 - 70,025 75,412 2,522 86,861 319,045 372,254 - - - - - 34,186 8,983 - - - - - 41,883 43,147 - - - - - - 6,427 - - - - - 65,000 225,000 - - - - - 71,337 82,095 - - - - 23,355 13,708 - - - - - 136,478 153,907 $0 $5,903,950 $3,559,002 $145,153 $4,168,747 $18,545,956 $12,210,165 $ - $63,475 $ - $ - $6,015 $382,438 $158,729 - - - - - 7,787 8,732 - - - - - 7,207 2,390 _ 6,791 1,471 - - - - 50,000 50,000 20,114 65,000 - 65,000 225,000 _ _ _ _ _ 203,257 236,002 0 63,475 0 65,000 56,015 722,480 652,438 _ _ _ _ 127,247 127,247 460,263 - - - - - 2,271,000 2,476,000 - - - - 102,181 102,181 100,960 - 5,840,475 3,559,002 80,153 3,883,304 14,977,678 8,695,697 _ _ _ _ _ 345,370 39,620 - - - - - - (214,813) 0 5,840,475 3,559,002 80,153 4,112,732 17,823,476 11,557,727 $0 $5,903,950 $3,559,002 $145,153 $4,168,747 $18,545,956 $12,210,165 $17,823,476 $11,557,727 12,676,399 12,549,071 311,569 236,002 (6,300,000) (750,000) (233,285) (225,873) (9,376) (2,708) $24,268,783 $23,364,219 The accompanying notes are an integral part of these financial statements. 29 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For The Year Ended December 31, 2008 Revenues: General property taxes Special assessments Licenses and permits Intergovernmental Charges for services Direct charges to developers Fines and forfeits Investment income Refunds and reimbursements Donations and contributions Miscellaneous Total revenues Expenditures: Current: General government Public safety Public works Parks and recreation Abatement of property taxes Capital outlay Debt service: Principal retirement Interest and other Bond issuance costs Construction costs Total expenditures Revenues over (under) expenditures Other financing sources (uses): Sale of capital assets Bonds issued Premium (discount) on bonds issued Transfers in Transfers out Total other financing sources (uses) Net change in fund balance Fund balance - January 1 Fund balance - December 31 401 Budgeted Projects and Equipment 500 Capital General Fund Revolving Revolving Fund 525 G.O. Improvement Bonds of 1998 Debt Service Fund $3,271,807 499 - 31,579 - 203,041 - - - 141,141 - - - 80,320 - - - 63,602 - - - 90,004 34,142 32,712 3,840 134,632 - - - - 6,100 - 3,985,046 40,242 64,291 3,840 1,075,256 - - - 1,285,050 - - - 466,189 152,489 13,619 - 142,856 - - _ 115,000 - - - 800 85,446 - - 21,289 - - - 46,566 539,900 - 296,730 (867,000) - (21,730) - (799,145) 539,900 (21,730) 296,730 100,750 (137,383) 28,942 (460,263) 2,515,620 931,631 791,554 460,263 $2,616,370 $794,248 $820,496 $0 The accompanying notes are an integral part of these financial statements. 30 Statement 4 572 City Hall Improvements 710 Renewal and Replacement Capital Project Fund 734 Water Other Tower Governmental Intra- Activity Rehabilitation Funds Eliminations 21,879 132,278 142,455 1,120 170,445 - - - 355 - - 4,485 17,087 132,278 142,455 5,605 209,766 0 Total Governmental Funds 2008 2007 $3,271,807 $2,687,730 32,078 42,342 203,041 155,820 141,141 188,594 102,199 192,545 - 244,895 63,602 66,189 606,996 532,827 134,987 105,832 6,100 65,375 21,572 17,689 4,583,523 4,299,838 - - - 360 - 1,075,616 1,002,763 - - - 7,415 - 1,292,465 1,193,451 138 - 95 - - 632,530 458,241 - - - 3,272 - 146,128 138,491 - - - - - 115,000 - - - - 75,461 - 161,707 411,101 - - - - - 750,000 125,000 - - 1,504 122,513 - 134,850 37,688 111,020 - - - - 111,020 - 244,169 - - 16,898 - 740,657 916,653 355,327 0 1,599 225,919 0 5,159,973 4,283,388 (223,049) 142,455 4,006 (16,153) 0 (576,450) 16,450 - - - - - 21,289 9,237 6,057,697 - - 242,303 - 6,300,000 - 5,827 - - - - 5,827 - - 173,520 290,960 443,250 (1,275,843) 515,083 432,280 - - - (387,113) 1,275,843 - (76,800) 6,063,524 173,520 290,960 298,440 0 6,842,199 364,717 5,840,475 315,975 294,966 282,287 0 6,265,749 381,167 - 3,243,027 (214,813) 3,830,445 - 11,557,727 11,176,560 $5,840,475 $3,559,002 $80,153 $4,112,732 $0 $17,823,476 $11,557,727 The accompanying notes are an integral part of these financial statements. 31 CITY OF OAK PARK HEIGHTS, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTALFUNDS For The Year Ended December 31, 2008 Amounts reported for governmental activities in the statement of activities are different because: Net changes in fund balances - total governmental funds (Statement 4) Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense: Depreciation Capital outlay Capital contribution Adjustment to gain on disposal of capital asset Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds: Change in delinquent taxes Change in deferred and delinquent special assessments The issuance of long -term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long -tern debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. The amount of this difference is: Principal payments on bonds payable Bonds issued Bond issuance costs Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Expenses reported in the statement of activities include the effects of the changes in these expense accruals as follows: Amortization of issuance costs Change in compensated absences payable Change in accrued interest payable Change in net assets of governmental activities (Statement 2) Statement 5 2(108 ?007 $6,265,749 $381,167 (702,019) (450,526) 912,576 1,328,172 (82,835) (685,069) (394) - (10,758) 43,264 (21,987) (31,018) 750,000 125,000 (6,300,000) - 111,020 (2,708) - (7,412) (18,424) (6,668) 433 $904,564 $692,999 The accompanying notes are an integral part of these financial statements. 32 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF NET ASSETS PROPRIETARY FUNDS December 31, 2008 Statement 6 Assets: Current assets: Cash and cash equivalents Accrued interest receivable Accounts receivable: Customers Certified to County Other Due from other governmental units Prepaid items Total current assets Noncurrent assets: Capital assets: Land Buildings and structures Machinery and equipment Distribution and collection system Total capital assets Less: Allowance for depreciation Net capital assets Total noncurrent assets Total assets Business -Type Activities Enterprise Funds 707 Storm 708 705 Water 706 Sewer Sewer Utility Sanitation Utility Fund Utility Fund Fund Utility Fund Totals Liabilities: Current liabilities: Accounts payable Salaries payable Due to other governments Compensated absences payable - current portion Total current liabilities Noncurrent liabilities: Compensated absences payable Total liabilities 2008 2007 $316,390 $379,170 $172,670 $ - $868,230 $1,040,675 8,702 10,075 4,027 - 22,804 42,066 88,268 141,103 18,216 - 247,587 266,996 12,590 19,768 3,729 - 36,087 35,981 - 654 - - 654 28,773 143 211 26 - 380 - 30,516 - 30,516 29,687 426,093 581,497 198,668 0 1,206,258 1,444,178 60,000 - - - 60,000 60,000 1,634,579 143,716 - - 1,778,295 1,706,702 257,875 6,490 - - 264,365 253,124 3,332,364 4,002,485 - - 7,334,849 7,334,850 5,284,818 4,152,691 0 0 9,437,509 9,354,676 (1,786,392) (1,423,321) - (3,209,713) (2,999,547) 3,498,426 2,729,370 0 0 6,227,796 6,355,129 3,498,426 2,729,370 0 0 6,227,796 6,355,129 3,924,519 3,310,867 198,668 0 7,434,054 7,799,307 6,883 4,081 426 11,390 52,343 685 685 - 1,370 590 3,515 - - - 3,515 9,840 437 273 44 - 754 1,100 11,520 5,039 470 0 17,029 63,873 13,932 8,705 1,387 24,024 24,742 25,452 13,744 1,857 0 41,053 88,615 Net assets: Invested in capital assets, net of related debt 3,498,426 2,729,370 - 6,227,796 6,355,129 Unrestricted 400,641 567,753 196,811 1,165,205 1,355,563 Total net assets $3,899,067 $3,297,123 $196,811 $0 $7,393,001 $7,710,692 The accompanying notes are an integral part of these financial statements. 33 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS For The Year Ended December 31, 2008 Business -Type Activities Enterprise Funds 707 Storm 708 - 705 Water 706 Sewer Sewer Utility Sanitation Utility Fund Utility Fund Fund Utility Fund Totals 2008 2007 Operating revenues: Customer billings Penalties Meter sales Charges for services Refunds and reimbursements Total operating revenues Operating expenses: Personal services Contractual services Recycling award MCES charges Materials and supplies Administrative and personnel charges Depreciation Total operating expenses Operating income (loss) Nonoperating revenues: Earnings on investments Impairment gain on lift station # 9 Total operating revenues Income before contributions and transfers Capital contributions Transfers: Transfers from other funds Transfers to other funds Total transfers and contributions Change in net assets Net assets - January 1, as previously reported Prior period adjustment Net assets - January 1, as restated Net assets - December 31 $462,321 $631,190 $73,089 6,663 12,206 1,168 4,067 - - 2,807 13,413 - 475,858 656,809 74,257 169,904 110,216 20,423 68,032 76,404 33,927 - 356,245 - 21,835 5,766 985 20,560 37,700 3,780 125,834 84,330 - 406,165 670,661 59,115 69,693 (13,852) 15,142 - 550 16,182 19,032 7,608 7,208,744 28,586 7,608 16,182 19,032 85,875 5,180 22,750 ($11) $1,166,589 $1,280,112 505 20,542 18,454 - 4,067 8,810 - 16,220 9,022 (46,566) (515,083) 2,456 494 1,207,418 1,318,854 (46,566) (432,248) - 300,543 292,761 - 178,363 305,537 540,970 - 550 176,361 356,245 322,126 7,208,744 28,586 15,939 - 62,040 63,200 - 210,164 182,236 0 1,135,941 1,182,349 494 71,477 136,505 $196,811 258 43,080 60,103 - 14,773 258 43,080 74,876 752 114,557 211,381 58,322 24,513 Statement 7 82,835 685,069 The accompanying notes are an integral part of these financial statements. 34 - - 76,800 (351,001) (115,216) (2,300) (46,566) (515,083) (432,280) (292,679) (90,703) (2,300) (46,566) (432,248) 329,589 (206,804) (85,523) 20,450 (45,814) (317,691) 540,970 4,105,871 3,382,646 176,361 45,814 7,710,692 7,208,744 - - (39,022) 4,105,871 3,382,646 176,361 45,814 7,710,692 7,169,722 $3,899,067 $3,297,123 $196,811 $0 $7,393,001 $7,710,692 The accompanying notes are an integral part of these financial statements. 34 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2008 Business -Tvpe Activities Enterprise Funds Cash flows from operating activities: Receipts from customers and users Payment to suppliers Payment to employees Miscellaneous revenue Net cash flows from operating activities Cash flows from noncapital financing activities: Transfer to other funds Transfer from other funds Net cash flows from noncapital financing activities Cash flows from capital and related financing activities: Insurance proceeds Acquisition of capital assets Net cash flows from capital and related financing activities Cash flows from investing activities: Investment income Net increase (decrease) in cash and cash equivalents Cash and cash equivalents - January 1 Cash and cash equivalents - December 31 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation Disposal of capital asset Changes in assets and liabilities: Decrease (increase) in receivables Decrease (increase) in prepaid expenses Increase(decrease)in payables Total adjustments Net cash provided by operating activities Noncash investing, capital and financing activities: Contribution of capital asset Statement 8 707 Storm 708 705 Water 706 Sewer Sewer Utility Sanitation Utility Fund Utility Fund Fund Utility Fund Totals 2008 2007 $445,445 $672,766 $72,739 $31,087 $1,222,037 $1,200,578 (114,599) (492,648) (38,573) (15,384) (661,204) (707,825) (170,185) (110,153) (20,489) - (300,827) (293,031) 6,874 13,413 - - 20,287 20,288 167,535 83,378 13,677 15,703 280,293 220,010 (351,001) (115,216) (2,300) (46,566) (515,083) (432,280) 76,800 (351,001) (115,216) (2,300) (46,566) (515,083) (355,480) 28,771 - (39,776) 0 0 0 0 0 (11,005) 27,729 25,597 8,486 533 62,345 54,837 (155,737) (6,241) 19,863 (30,330) (172,445) (91,638) 472,127 385,411 152,807 30,330 1,040,675 1,132,313 $316,390 $379,170 $172,670 $0 $868,230 $1,040,675 $69,693 ($13,852) $15,142 $494 $71,477 $136,505 125,834 84,330 210,164 182,236 - 64 (23,539) 41,506 (1,518) 30,593 47,042 (97,988) (829) - - (829) (2,842) (4,453) (27,777) 53 (15,384) (47,561) 2,035 97,842 97,230 (1,465) 15,209 208,816 83,505 $167,535 $83,378 $13,677 $15,703 $280,293 $220,010 $58,322 $24,513 $ - $ - $82,835 $685,069 The accompanying notes are an integral part of these financial statements. 35 CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF FIDUCIARY NET ASSETS AGENCY FUNDS December 31, 2008 Statement 9 2008 2007 Assets: Cash and investments Due from developers Accounts receivable Total assets Liabilities: Escrow deposits payable Accounts payable Due to developers Total liabilities $115,834 $157,915 3,899 8,440 - 3,000 119,733 169,355 $16,500 $31,660 5,312 5,722 97,921 131,973 119,733 169,355 Net assets: Unrestricted $0 $0 The accompanying notes are an integral part of these financial statements. 36 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Note 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Oak Park Heights, Minnesota operates under the State of Minnesota Statutory Plan A form of government. The governing body consists of a five member City council elected by voters of the City. The financial statements of the City of Oak Park Heights, Minnesota have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of the significant accounting policies. A. FINANCIAL REPORTING ENTITY As required by generally accepted accounting principles, the financial statements of the reporting entity include those of the City (the primary government) and its component units, entities which the City is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the City's operations and so data from these units are combined with data of the primary govern vent. BLENDED COMPONENT UNITS The HRA of the City of Oak Park Heights, Minnesota is a separate legal entity which is authorized to expend monies generated by the City's tax increment district. The City council also serves as HRA board members. Separate financial statements are not prepared for the HRA. The EDA of the City of Oak Park Heights, Minnesota is a separate legal entity. The EDA board members are substantially the same as the City council in that four of the five board members are council members and the fifth board member is the City finance director. Separate financial statements are not prepared by the EDA. B. GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS The government -wide financial statements (i.e., the statement of net assets and the statement of changes in net assets) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interf nd activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or business -type activity is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or business -type activity. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or business -type activity and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or business -type activity. Taxes and other items not included among program revenues are reported instead as general revenues. 37 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. MEASUREMENT FOCUS, BASIS OF ACCOUNTING, AND FINANCIAL STATEMENT PRESENTATION The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. The City's only fiduciary funds are agency funds. Agency funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. The City reports the following major governmental funds: The General Fund is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The G. 0. Improvement Bonds of 1998 Debt Service Fund - $1,990,000 bond issue to fund water, sewer, storm sewer improvements in the Fern Center and construction of Phase III of 58`" Street. Bonds are to be paid over 15 years. The Water Tower Rehabilitation Capital Project Fund — is used to account for costs of repairs to the City's water tower. 38 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 The Budgeted Projects and Equipment Revolving Capital Project Fund — is used to account for monies set aside for various capital improvements. The City Hall Improvement Capital Project Fund — is used to account for the costs related to the construction of the new City hall. The Capital Revolving Capital Project Fund accounts for use of residual debt service fund monies. The Renewal and Replacement Capital Project Fund is used to account for assets depreciated from the utility fund and water and sanitary sewer departments. Funds are used to renew or replace water and sanitary sewer system assets. The government reports the following major proprietary funds The Water Utility Fund accounts for assets, liabilities, revenues and expenditures for water utility operations. The Sewer Utility Fund accounts for assets, liabilities, revenues and expenditures for sewer utility operations. The Storm Sewer Utility Fund accounts for assets, liabilities, revenues and expenditures for storm sewer utility operations. The Sanitation Fund accounts for assets, liabilities, revenues and expenditures for garbage and recycling operations. Additionally, the government reports the following fluid type: Agency Funds account for the assets of various developers held by the City as an agent. Private- sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government -wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private - sector guidance for their business -type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private - sector guidance. As a general rule the effect of interfund activity has been eliminated from the government -wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. dej CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for an allowable use, it is the City's policy to use restricted resources first, then unrestricted resources as they are needed. U � 1 ,' Budgets are adopted on a basis consistent with generally accepted accounting principles. Annual appropriated budgets are adopted for the General Fund, but not for Special Revenue Funds. Budgeted expenditure appropriations lapse at year end. Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the appropriation, is not employed by the City because it is at present not considered necessary to assure effective budgetary control or to facilitate effective cash management. E. LEGAL COMPLIANCE m BUDGETS The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1. The City Administrator submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. 2. Public hearings are conducted to obtain taxpayer comments. 3. The budget is legally enacted through passage of a resolution on a departmental basis and can be expended by each department based upon detailed budget estimates for individual expenditure accounts. 4. The department heads are authorized to transfer appropriations under $500 within any department budget. Additional interdepartmental or interfund appropriations and deletions 40 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 are or may be authorized by the City Council with fund (contingency) reserves or additional revenues. 5. Formal budgetary integration is employed as a management control device during the year for the General Fund. 6. Legal debt obligation indentures determine the appropriation level and debt service tax levies for the Debt Service Funds. Supplementary budgets are adopted for the Proprietary Funds to determine and calculate user charges. These debt service and budget amounts represent general obligation bond indenture provisions and net income for operation and capital maintenance and are not reflected in the financial statements. 7. A capital improvement program is reviewed annually by the City Council for the Capital Project Funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. 8. Expenditures may not legally exceed budgeted appropriations at the total fund level. Monitoring of budgets is maintained at the expenditure category level (i.e., personal services; material and supplies; contractual services; capital outlay) within each department. All amounts over budget have been approved by the City council through the disbursement approval process. 9. The City Council may authorize transfer of budgeted amounts between City funds. Fe CASH AND INVESTMENTS Cash and investment balances from all funds are pooled and invested to the extent available in authorized investments. Earnings from investments are allocated to individual finds on the basis of the fund's equity in the cash and investment pool. Investments are stated at fair value, based upon quoted market prices. Investment income is accrued at the balance sheet date. For purposes of the statement of cash flows the Enterprise Funds consider all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. All of the cash and investments allocated to the Enterprise Funds have original maturities of 90 days or less. Therefore the entire balance in the fund is considered cash equivalents. G. RECEIVABLES AND PAYABLES Property taxes and special assessments (see notes 1H and 1) have been reported net of estimated uncollectible accounts. Because utility bills are considered liens on property, no estimated uncollectible amounts are established. Uncollectible amounts are not material for other receivables and have not been reported. EM CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 He PROPERTY TAX REVENUE RECOGNITION The City Council annually adopts a tax levy and certifies it to the County in December (levy /assessment date) of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners) on May 15 and October 15 of each calendar year. Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 7 and December 2 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. Government -Wide Financial Statements The City recognizes property tax revenue in the period for which the taxes were levied. Uncollectible property taxes are not material and have not been reported. Governmental Fund Financial Statements The City recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. In practice, current and delinquent taxes and State credits received by the City in July, December and January are recognized as revenue for the current year. Taxes collected by the County by December 31 (remitted to the City the following January) and taxes and credits not received at year end are classified as delinquent and due from County taxes receivable. The portion of delinquent taxes not collected by the City in January is frilly offset by deferred revenue because they are not available to finance current expenditures. Special assessments are levied against benefited properties for the cost or a portion of the cost of special assessment improvement projects in accordance with State Statutes. These assessments are collectible by the City over a term of years usually consistent with the term of the related bond issue. Collection of annual installments (including interest) is handled by the County Auditor in the same manner as property taxes. Property owners are allowed to (and often do) prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent, the property is subject to tax forfeit sale. Proceeds of sales from tax forfeit properties are allocated first to the County's costs of administering all tax forfeit properties. Generally, the City will collect the fill amount of its special assessments not adjusted by City Council or court action. Pursuant to State Statutes, a property shall be subject to a tax forfeit sale after three years Lidless it is homesteaded, agricultural or seasonal recreational land in which event the property is subject to such sale after five years. 42 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Government -Wide Financial Statements The City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. Governmental Fund Financial Statements Revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. All remaining delinquent and deferred assessments receivable in governmental funds are offset by deferred revenues. J. INVENTORIES The original cost of materials and supplies has been recorded as expenditures at the time of purchase. The City does not maintain material amounts of inventories of goods and supplies. K. PREPAID ITEMS Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government -wide and fund financial statements. L. CAPITAL. ASSETS Capital assets, which include property, plant, equipment and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. Capital assets are defined by the government as assets with an initial, individual cost of more than $5,000 (amount not rounded) and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. In the case of the initial capitalization of general infrastructure assets (i.e., those reported by governmental activities) the government chose to include all such items regardless of their acquisition date. These assets are reported at historical cost. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business -type activities is included as part of the capitalized value of the assets constructed. For the year ended December 31, 2008, no interest was capitalized in connection with construction in progress. 43 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Property, plant and equipment of the primary government, as well as the component units, are depreciated using the straight line method over the following estimated useful lives: Buildings and structures 50 years Machinery and equipment 3 — 20 years Distribution and collection systems 50 years Streets 25 years Storm sewers 50 years Pathways 20 years It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. All vacation pay and accumulated sick leave benefits that is vested as accrued when incurred in the government -wide and proprietary fund financial statements. A liability for these amounts is reported in governmental fiends only if they have matured, for example, as a result of employee resignations and retirements. In accordance with the provisions of Statement of Government Accounting Standards No. 16, Accounting for Compensated Absences, no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. In the government -wide financial statements and proprietary fund types in the fund financial statements, long -term debt and other long -term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are immaterial and are expensed in the year of bond issuance. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. In the fund financial statements, governmental funds report reservations of fund balance for amounts not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources. 44 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 P. INTERFUND TRANSACTIONS Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures /expenses initially made from it that are properly applicable to another fund, are recorded as expenditures /expenses in the reimbursing fund and as reductions of expenditures /expenses in the fund that is reimbursed. Interfund loans are reported as an interfund loan receivable or payable which offsets the movement of cash between funds. All other interfund transactions are reported as transfers. Q. USE OF ESTIMATES The preparation of financial statements in accordance with generally accepted accounting principles (GAAP) requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. Note 2 DEPOSITS AND INVESTMENTS A. DEPOSITS In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council, all of which are members of the Federal Reserve System. Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City Treasurer or in a financial institution other than that furnishing the collateral. Authorized collateral includes the following: a) United States government treasury bills, treasury notes, treasury bonds; b) Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; c) General obligation securities of any state or local government with taxing powers which is rated "A" or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated "AA" or better by a national bond rating service; d) Unrated general obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity: e) Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied by written evidence that the bank's public debt: is rated "AA" or better by Moody's IN CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Investors Service, Inc. or Standard & Poor's Corporation; and f) Time deposits that are fully insured by any Federal agency. At December 31, 2008 the carrying amount of the City's deposits with financial institutions was $11,930,767, all of which were collateralized. B. INVESTMENTS Minnesota Statutes authorize the City to invest in the following: a) Direct obligations or obligations guaranteed by the United States or its agencies, its instrumentalities or organizations created by an act of congress, excluding mortgage - backed securities defined as high risk. b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a) above, general obligation tax - exempt securities, or repurchase or reverse repurchase agreements. c) Obligations of the State of Minnesota or any of its municipalities as follows: 1) any security which is a general obligation of any state or local government with taxing powers which is rated "A" or better by a national bond rating service; 2) any security which is a revenue obligation of any state or local government with taxing powers which is rated "AA" or better by a national bond rating service; and 3) a general obligation of the Minnesota housing finance agency which is a moral obligation of the State of Minnesota and is rated "A" or better by a national bond rating agency. d) Bankers acceptance of United States banks eligible for purchase by the Federal Reserve System. e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. f) Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; certain Minnesota securities broker- dealers; or, a bank qualified as a depositor. g) General obligation temporary bonds of the same governmental entity issued under section 429.091, subdivision 7; 469.178, subdivision 5; or 475.6 1, subdivision 6. 46 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 As of December 31, 2008 the City had the following investments and maturities: Investment Type Federal National Mortgage Assn. Notes Federal Home Loan Mortgage Corp. Notes Federal Home Loan Bank Notes (2) Broker - dealer money market accounts External investment pool - 4M Fund Total ( ' ) These notes have call dates that occur in less than one year (2) These notes all have call dates that occur in less than one year. Following is a reconciliation of the City's cash and investment balances as of December 31, 2008: Government -wide statement of net assets: Cash and investments $18,722,902 Fiduciary funds statement of net assets 115,834 $18,838,736 C. INVESTMENT RISKS The City's investment policy is to follow Minnesota State Statutes as described above which reduces the City's exposure to credit, custodial credit, and interest rate risks. Specific risk information for the City is as follows: Interest rate risk — The City's investment policy requires the City to diversify its investment portfolio to eliminate the risk of loss resulting from over concentration of assets in a specific maturity. The policy also states the City's investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements which might be reasonably anticipated. Credit risk — The City's external investment pool investment is with the 4M fund which is regulated by Minnesota Statutes and the Board of Directors of the League of Minnesota Cities. The 4M fund is an unrated 2a7 -like pool and the fair value of the position in the pool is the same as the value of pool shares. Uyl Investment Maturities (in Years) Fair Less Value Than 1 1 -5 6 -10 $6,025,242 $6,025,242 $ - $ - 197,999 - 197,999 - 200,000 - 200,000 - 96,585 96,585 - - 388,043 388,043 - - $6,907,869 $6,509,870 $397,999 $0 Total investments $6,907,869 Deposits 11,930,767 Petty cash 100 Total cash and investments $18,838,736 Following is a reconciliation of the City's cash and investment balances as of December 31, 2008: Government -wide statement of net assets: Cash and investments $18,722,902 Fiduciary funds statement of net assets 115,834 $18,838,736 C. INVESTMENT RISKS The City's investment policy is to follow Minnesota State Statutes as described above which reduces the City's exposure to credit, custodial credit, and interest rate risks. Specific risk information for the City is as follows: Interest rate risk — The City's investment policy requires the City to diversify its investment portfolio to eliminate the risk of loss resulting from over concentration of assets in a specific maturity. The policy also states the City's investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements which might be reasonably anticipated. Credit risk — The City's external investment pool investment is with the 4M fund which is regulated by Minnesota Statutes and the Board of Directors of the League of Minnesota Cities. The 4M fund is an unrated 2a7 -like pool and the fair value of the position in the pool is the same as the value of pool shares. Uyl CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Concentration of credit risk — The City places no limit on the amount the City may invest in any one issuer. More than 5% of the City's investments are with the Federal National Mortgage Association. This investment is 31 % of the City's total cash and investments. Custodial credit risk — For investments in securities, custodial credit risk is the risk that in the event of a failure of the counterparty, the City will not be able to recover the value of its investment securities that are in the possession of an outside party. As of December 31, 2008, $388,043 of the City's investments was invested in the 4M Fund. Investments in the 4M Fund are not evidenced by securities that exist in physical or book entry form, and therefore are not subject to custodial credit risk disclosures. The City's $6,423,241 investments in Federal Agency securities, are held by the broker - dealer, of which $897,999 is insured through SIPC. Mote 3 RECEIVABLES Significant receivable balances not expected to be collected within one year of December 31, 2008 are as follows: Major Funds Capital Revolving General Fund Total Delinquent property taxes $54,740 $ - $54,740 Deferred special assessments - 109,933 109,933 Total $54,740 $109,933 $164,673 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: Unavailable Unearned Delinquent property taxes receivable (General Fund) Special assessments receivable (Capital Revolving Fund) Total deferred /unearned revenue for governmental funds $71,337 131,920 $203,257 $0 48 CITE' OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Note 4 CAPITAL. ASSETS Capital asset activity for the year ended December 31, 2008 was as follows: Governmental activities: Capital assets, not being depreciated: Land Construction in progress Total capital assets, not being depreciated Capital assets, being depreciated: Buildings and structures Other improvements Machinery and equipment Furniture and fixtures Infrastructure Total capital assets, being depreciated Less accumulated depreciation for: Buildings and structures Other improvements Machinery and equipment Furniture and fixtures Infrastructure Total accumulated depreciation Total capital assets being depreciated - net Governmental activities capital assets - net Beginning Ending Balance Increases Decreases Balance $2,188,931 $ - $ - $2,188,931 176,443 771,198 (223,882) 723,759 2,365,374 771,198 (223,882) 2,912,690 1,584,031 - 1,584,031 886,154 - 886,154 492,597 88,824 (69,440) 511,981 269,306 9,558 278,864 12,188,151 184,043 12,372,194 15,420,239 282,425 (69,440) 15,633,224 447,535 209,838 - 657,373 149,686 12,250 - 161,936 278,037 65,705 (69,046) 274,696 125,610 21,302 146,912 4,235,674 392,924 4,628,598 5,236,542 702,019 (69,046) 5,869,515 10,183,697 (419,594) (394) 9,763,709 $12,549,071 $351,604 ($224,276) $12,676,399 49 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Business -type activities: Capital assets, not being depreciated: Land Total capital assets, not being depreciated Capital assets, being depreciated: Buildings and structures Machinery and equipment Distribution and collection systems Total capital assets, being depreciated Less accumulated depreciation: Buildings and structures Machinery and equipment Distribution and collection systems Less accumulated depreciation Total capital assets being depreciated - net Business -type activities capital assets - net Beginning Ending Balance Increases Decreases Balance $60,000 $ - $ - $60,000 60,000 0 0 60,000 1,706,702 71,593 - 1,778,295 253,124 11,241 - 264,365 7,334,849 - - 7,334,849 9,294,675 82,834 0 9,377,509 552,554 49,497 - 602,051 133,930 12,577 - 146,507 2,313,065 148,090 - 2,461,155 2,999,549 210,164 0 3,209,713 6,295,126 (127,330) 0 6,167,796 $6,355,126 ($127,330) $0 $6,227,796 Depreciation expense was charged to functions /programs of the primary government as follows: Governmental activities: General government Public safety Public works Recreation Total depreciation expense - governmental activities Business -type activities: Water Sewer Total depreciation expense - business -type activities $215,688 57,331 368,216 60,784 $702,019 $125,834 84,330 $210,164 50 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Note 5 LONG -TERM DEBT The City issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. The reporting entity's long -term debt is segregated between the amounts to be repaid from governmental activities and amounts to be repaid from business -type activities. As of December 31, 2008, the long -term debt of the financial reporting entity consisted of the following: Governmental Activities: Improvement bonds: G.O. Capital Improvement Bonds, Series 2008A Compensated absences payable Total governmental activities Business -Type Activities: Compensated absences payable Total City indebtedness Final Authorized Issue Maturity Interest And Outstanding Date Date Rate Issued 12/31/08 06/15/08 12/15/28 2.5-4.4 $6,300,000 $6,300,000 233,285 6,533,285 24,778 $6,558,063 51 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Annual debt service requirements to maturity are as follows: Year G.O. Improvement Bonds Ending Governmental Activities December 31, Principal Interest 2009 $135,000 $245,025 2010 150,000 241,650 2011 155,000 237,525 2012 170,000 233,030 2013 185,000 227,845 2014 200,000 222,018 2015 215,000 215,418 2016 230,000 208,000 2017 250,000 199,720 2018 270,000 190,470 2019 290,000 180,345 2020 315,000 169,325 2021 340,000 156,725 2022 370,000 143,125 2023 405,000 128,325 2024 440,000 111,922 2025 485,000 93,882 2026 525,000 73,512 2027 560,000 51,200 2028 610,000 26,840 Total $6,300,000 $3,355,902 It is not practicable to determine the specific year for payment of accrued compensated absences. 52 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Change in Long -Term Liabilities Long -term liability activity for the year ended December 31, 2008, was as follows: For the governmental activities, compensated absences are generally liquidated by the General Fund. All long -term bonded indebtedness outstanding at December 31, 2008 is backed by the full faith and credit of the City, including improvement bond issues. Delinquent assessments receivable at December 31, 2008 were $5,691. Revenues Pledged Balance Revenue Pledged Remaining Balance Due Within Percent of 01/01/08 Additions Reductions 12/31/08 One Year Governmental Activities: Total Tenn of Principal and Interest Revenue Bonded debt: Proceeds Type Debt Service Pledge and Interest Improvement bonds $750,000 $6,300,000 $750,000 $6,300,000 $135,000 Compensated absences 225,873 79,916 72,504 233,285 7,092 Total governmental activities $975,873 $6,379,916 $822,504 $6,533,285 $142,092 Business -Type Activities: Compensated absences $25,842 $11,550 $12,614 $24,778 $754 Total business -type activities $25,842 $11,550 $12,614 $24,778 $754 For the governmental activities, compensated absences are generally liquidated by the General Fund. All long -term bonded indebtedness outstanding at December 31, 2008 is backed by the full faith and credit of the City, including improvement bond issues. Delinquent assessments receivable at December 31, 2008 were $5,691. Revenues Pledged Note 6 PENSION PLANS A. PERA DEFINED BENEFIT PLAN PLAN DESCRIPTION All full -time and certain part -time employees of the City are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF) and the .Public Employees Police and Fire Fund (PEPFF) which are cost - sharing, multiple - employer retirement plans. These plans are established and administered in accordance with Minnesota Statute, Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members roust participate in the Coordinated Plan. All police officers, firefighters and peace officers who qualify for membership by statute are covered by the PEPFF. 53 Revenue Pledged Remaining Current Year Percent of Principal Pledged Use of Total Tenn of Principal and Interest Revenue Bond Issue Proceeds Type Debt Service Pledge and Interest Paid Received 2008A Capital Improvements Property taxes 100% 2009 - 2028 1 $9,655,902 $122,513 $ Note 6 PENSION PLANS A. PERA DEFINED BENEFIT PLAN PLAN DESCRIPTION All full -time and certain part -time employees of the City are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF) and the .Public Employees Police and Fire Fund (PEPFF) which are cost - sharing, multiple - employer retirement plans. These plans are established and administered in accordance with Minnesota Statute, Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members roust participate in the Coordinated Plan. All police officers, firefighters and peace officers who qualify for membership by statute are covered by the PEPFF. 53 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERA's Coordinated and Basic Plan members. The retiring member receives the higher of a step -rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2 percent of average salary for each of the first 10 years of service and 2.7 percent for each remaining year. The annuity accrual rate for a Coordinated Plan member is 1.2 percent of average salary for each of the first 10 years and 1.7 percent for each remaining year. Under Method 2, the annuity accrual rate is 2.7 percent of average salary for Basic Plan members and 1.7 percent for Coordinated Plan members for each year of service. For PEPFF members, the annuity accrual rate is 3.0 percent for each year of service. The annuity accrual rate is 1.9 percent for each year of service for PECF members. For all PEPFF members, PECF members, and PERF members hired prior to July 1, 1989 whose annuity is calculated using Method 1, a full annuity is available when age plus years of service equal 90. Normal retirement age is 55 for PEPFF and .PECF members and 65 for Basic and Coordinated members hired prior to July 1, 1989. Normal retirment age is the age for unreduced Social Security benefits capped at 66 for Coordinated members hired on or after July 1, 1989. A reduced retirement annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement. A single -life annuity is a lifetime annuity that ceases upon the death of the retiree —no survivor annuity is payable. There are also various types of joint and survivor annuity options available which will be payable over joint lives. Members may also leave their contributions in the fiord upon termination of public service in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service, but before retirement benefits begin. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for PE.R.F and PEPFF. That report may be obtained on the internet at www.mnpera.org by writing to PERA, 60 Empire Drive #200, St. Paul, Minnesota, 55103 -2088 or by calling (651)296 -7460 or 1- 800 - 652 -9026. FUNDING POLICY Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. PERF Basic Plan members and Coordinated Plan members were required to contribute 9.10% and 6.0 %, respectively, of their annual 54 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 covered salary in 2008. PEPFF members were required to contribute 8.6% of their annual covered salary in 2008. That rate will increase to 9.4% in 2009. The City is required to contribute the following percentages of annual covered payroll: 11.78% for Basic Plan PERF members, 6.5% for Coordinated Plan PERF members, and 12.9% for PEPFF members. Employer contribution rates for the Coordinated Plan and PEPFF will increase to 6.75% and 14.1% respectively, effective January 1, 2009. The City's contributions to the Public Employees Retirement Fund for the years ending December 31, 2008, 2007 and 2006 were $45,539, $41,234 and $38,951, respectively. The City's contributions to the Public Employees Police and Fire Fund for the years ending December 31, 2008, 2007 and 2006 were $91,155, $77,521 and $70,569, respectively. The City's contributions were equal to the contractually required contributions for each year as set by state statute. B. DEFINED CONTRIBUTION PLAN The City administrator does not participate in PERA, but is covered by a defined contribution plan administered by the ICMA Retirement Corporation. The Plan is a tax qualified plan under Section 457 of the Internal Revenue Code and all contributions by or on behalf of the employee are tax deferred until time of withdrawal. The City is required to contribute 10% of the annual base salary. Plan provisions and contribution requirements are established and may be amended by the City council. Employer contributions were $10,107 for the year ended December 31, 2008. Note 7 INTERFUND TRANSFERS During 2008, the City made routine interfund transfers to accumulate resources to be used for improvements or to close funds. 55 Transfer In Major Business - Major Funds Type Fund G.O. Budgeted Improvement Renewal and Projects and Nonmajor Bonds of 1998 Replacement Water Tower Equipment Governmental Water Utility General Fetid Fund Fund Rehabilitation Revolving Funds Fund Total Transfer out: Governmental Activities: General Fund S - S - S - S - S470,000 5397,000 S - S867,000 Capital Revolving Fund - 21,730 - - - - - 21,730 NonmajorGovernmentalFunds - 275,000 - 112,113 - - - 387,113 Business -Type Activities: Water Utility Fund - - 92,104 178,847 33,800 46,250 - 351,001 Sewer Utility Fund - - 81,416 - 33,800 - - 115,216 Storm Sewer Utility Fund - - - - 2,300 - - 2,300 Sanitation Utility Fund 46,566 - - - - 46,566 Total transfers S46,566 5296,730 5173,520 5290,960 5539,900 S443,250 SO 51,790,926 During 2008, the City made routine interfund transfers to accumulate resources to be used for improvements or to close funds. 55 CITY OF OAK PARK HEIGHTS, MINNESO'T'A NOTES TO FINANCIAL STATEMENTS December 31, 2008 Note 8 CONTINGENCIES A. LITIGATION The City attorney has indicated there are no existing or pending lawsuits, claims or other actions in which the City is a defendant. IMm 01011] 01 CAR W.10 l/�l Y D7 ITil►i17.`7 The City receives financial assistance from federal and state governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with the terms and conditions specified in the grant agreements and are subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the applicable fund. However, in the opinion of management, any such disallowed claims will not have a material effect on any of the financial statements of the individual fund types included herein or on the overall financial position of the City at December 31, 2008. IU ' Us ►a X" BITUTWOVI The City is exposed to various risks of loss related to torts; theft of., damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. Workers compensation coverage is provided through a pooled self-insurance program through the League of Minnesota Cities Insurance Trust (LMCIT). The City pays an annual premium to LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through Workers Compensation Reinsurance Association (WCRA) as required by law. For workers compensation, the City is not subject to a deductible. The City's workers compensation coverage is retrospectively rated. With this type of coverage, final premiums are determined after loss experience is known. The amount of premium adjustment, if any, is considered immaterial and not recorded until received or paid. Property and casualty insurance coverage is provided through a pooled self- insurance program through the LMCIT. The City pays an annual premium to the LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through commercial companies for claims in excess various amounts. The City retains risk for deductible portions. These deductibles are considered immaterial to the financial statements. Employee health and disability insurance is provided through commercial insurance. The City does not have a deductible or yearly maximum on this insurance. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. 56 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Note 10 DESIGNATIONS AND RESERVATIONS OF FUND EQUITY At December 31, 2008 the City had designated and reserved portions of its various fund equities through legal restriction and City Council authorization. Major fund equity appropriations at December 31, 2008 are shown on the various balance sheets as segregations of the fund equity. A summary of such reservations and designations is as follows: December 31, 2008 Governmental Funds: Major Funds: General Fund: Designated for cash flow Designated for contingent employee benefit Designated for general contingency City Hall Improvement Fund: Designated for capital improvements Renewal and Replacement Fund: Designated for capital improvements Water Tower Rehabilitation Fund: Designated for capital improvements Capital Revolving Find: Designated for capital improvements Budgeted Projects and Equipment Revolving Fund: Designated for capital improvements Nonmajor Funds: Designated for special revenue programs Designated for debt service Designated for capital improvements Totals $1,541,000 188,000 542,000 5,840,475 3,559,002 80,153 820,496 794,248 102,181 127,247 3,883,304 $17,478,106 57 CITY OF OAK PART{ HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2008 Note 11 MAJOR TAXPAYER The City has one major taxpayer, Xcel Energy. The total tax capacity value for this taxpayer represented approximately 22% of the City's total tax capacity value for taxes payable in 2008. Note 12 CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Rental Housing or Industrial Revenue Bonds to provide financial assistance to private - sector entities for the acquisition and construction of rental housing, office space or a clinic deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private - sector entity served by the bond issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2008, there were six series of Industrial Revenue Bonds outstanding. The principal amount payable at December 31, 2008 could not be determined; however, their original issue amounts totaled $54,985,000. Note 13 OPERATING LEASES The City leases space in and above its water tower. The space is used for antennas and other equipment necessary to provide radio communications. Lease terms are as follows: 2008 Lease Location Lessee Amount Annual Lease Adjustment Factor* Expiration Renewal Date Options 9/20/2009 3 5 -year terms 58th and Norrell Sprint PCS $26,364 Greater of CPI or 5% *Amounts for future lease receipts are unavailable because they are based on the Consumer Price Index 58 FA 101 IN 59 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 1 of 5 For The Year Ended December 31, 2008 With Comparative Actual Amounts For The Year Ended December 31, 2007 Z Variance with Final Budget - 2008 Actual Positive 2007 Actual Budgeted Amounts Amounts (Negative) Amounts Original Final Revenues: Property taxes $3,286,230 $3,286,230 $3,251,500 ($34,730) $2,666,871 Payment in lieu of taxes 20,000 20,000 20,307 307 20,859 Total property taxes 3,306,230 3,306,230 3,271,807 (34,423) 2,687,730 Special assessments - - 499 499 - Intergovernmental: Federal: Safe and sober 8,000 8,000 9,138 1,138 4,978 Operation nightcap - - 944 944 840 Underage compliance checks 960 960 - (960) 960 State: Market value homestead credit 81,250 81,250 40,625 (40,625) 81,066 Police aid 62,000 62,000 64,008 2,008 70,143 PERA rate increase aid 2,040 2,040 2,040 - 2,040 Local government aid 28,056 28,056 14,028 (14,028) 27,984 Other: Public health grant 10,000 10,000 10,000 - - Gravel tax allocation - - 358 358 583 Total intergovermnental 192,306 192,306 141,141 (51,165) 188,594 Licenses and permits 184,290 184,290 203,041 18,751 155,820 Charges for services: General government 10,700 10,700 18,280 7,580 69,357 Administrative - Enterprise Fund 62,040 62,040 62,040 - 63,200 Total charges for services 72,740 72,740 80,320 7,580 132,557 Fines and forfeits 70,500 70,500 63,602 (6,898) 66,189 Investment income 81,000 81,000 90,004 9,004 93,957 Refunds and reimbursements 79,000 79,000 134,632 55,632 91,047 Donations and contributions - - - - 600 Total revenues 3,986,066 3,986,066 3,985,046 (1,020) 3,416,494 Expenditures: General government: Mayor and city council: Current: Personal services 50,910 50,910 55,623 (4,713) 48,513 Materials and supplies 800 800 460 340 350 Other services and charges 47,800 47,800 26,496 21,304 24,521 Total mayor and city council 99,510 99,510 82,579 16,931 73,384 City administration: Current: Personal services 179,200 179,200 178,649 551 158,822 Materials and supplies 3,800 3,800 1,626 2,174 2,346 Other services and charges 51,490 51,490 54,752 (3,262) 44,642 Total City administration 234,490 23 235,027 (537) 205,810 Z CITY OF OAK PARK HEIGHTS, MINNESOTA Expenditures: (continued) General government: (continued) Legal: Current: Personal services General management and building: Current: Materials and supplies Other services and charges Total general management and building Elections: Current: Personal services Materials and supplies Other services and charges Total elections Finance: Current: Personal services Materials and supplies Other services and charges Total finance Computer system: Current: Materials and supplies Other services and charges Total computer system Audit: Current: Personal services Insurance: Current: Other services and charges Assessing: Current: Personal services Planning and zoning: Current: Personal services Materials and supplies Other services and charges Total planning and zoning Variance with Final Budget - 2008 Actual Positive 2007 Actual Budgeted Amounts Amounts (Negative) Amounts Original Final $30,000 $30,000 $17,070 $12,930 $26,093 8,800 8,800 8,028 772 9,319 81,900 81,900 72,331 9,569 68,508 90,700 90,700 80,359 10,341 77,827 9,500 9,500 6,406 3,094 2,683 1,500 1,500 669 831 266 940 940 1,005 (65) 622 11,940 11,940 8,080 3,860 3,571 193,150 193,150 191,004 2,146 178,612 4,350 4,350 3,783 567 2,193 30,535 30,535 29,866 669 25,624 228,035 228,035 224,653 3,382 206,429 2,000 2,000 1,534 466 2,507 21,000 21,000 15,998 5,002 13,119 23,000 23,000 17,532 5,468 15,626 21,450 21,450 16,419 5,031 22,238 332,710 332,710 335,214 (2,504) 309,540 22,000 22,000 20,503 1,497 19,032 30,000 30,000 22,280 7,720 22,143 150 150 22 128 131 1,500 1,500 1,175 325 1,225 31,650 31,650 23,477 8,173 23,499 61 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 3 of 5 For The Year Ended December 31, 2008 With Comparative Actual Amounts For The Year Ended December 31, 2007 62 Variance with Final Budget - 2008 Actual Positive 2007 Actual Budgeted Amounts Amounts (Negative) Amounts Original Final Expenditures: (continued) General government: (continued) Engineering: Current: Other services and charges $16,800 $16,800 $11,008 $5,792 $19,192 General contingency: Current: Other services and charges 10,000 10,000 3,335 6,665 - Total general government 1,152,285 1,152,285 1,075,256 77,029 1,002,241 Public safety: Police department: Current: Personal services 875,750 875,750 830,599 45,151 761,882 Materials and supplies 52,900 52,900 43,123 9,777 43,002 Other services and charges 154,850 154,850 152,448 2,402 135,091 Total police department 1,083,500 1,083,500 1,026,170 57,330 939,975 Building inspections: Current: Personal services 101,200 101,200 99,969 1,231 97,604 Materials and supplies 3,550 3,550 2,247 1,303 3,061 Other services and charges 22,600 22,600 19,171 3,429 16,156 Total building inspections 127,350 127,350 121,387 5,963 116,821 Fire protection: Current: Materials and supplies 2,000 2,000 - 2,000 2,000 Other services and charges 137,555 137,555 134,995 2,560 125,539 Total fire protection 139,555 139,555 134,995 4,560 127,539 Civil defense: Current: Other services and charges 5,100 5,100 1,303 3,797 980 Animal control: Current: Materials and supplies 150 150 182 (32) 50 Other services and charges 1,500 1,500 1,013 487 990 Total animal control 1,650 1,650 1,195 455 1,040 Total public safety 1,357,155 1,357,155 1,285,050 72,105 1,186,355 62 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 4 of 5 For The Year Ended December 31, 2008 With Comparative Actual Amounts For The Year Ended December 31, 2007 63 Variance with Final Budget - 2008 Actual Positive 2007 Actual Budgeted Amounts Amounts (Negative) Amounts Original Final Expenditures: (continued) Public works: Street maintenance: Current: Personal services $21,410 $21,410 $18,758 $2,652 $17,945 Materials and supplies 13,625 13,625 10,690 2,935 4,230 Other services and charges 26,210 26,210 23,941 2,269 26,885 Total street maintenance 61,245 61,245 53,389 7,856 49,060 Snow removal: Current: Materials and supplies 500 500 568 (68) 1,004 Other services and charges 97,000 97,000 130,729 (33,729) 105,613 Total snow removal 97,500 97,500 131,297 (33,797) 106,617 Sanitation: Current: Materials and supplies 100 100 1,649 (1,549) - Other services and charges 162,200 162,200 174,566 (12,366) - Total sanitation 162,300 162,300 176,215 (13,915) 0 Street lighting: Current: Other services and charges 60,800 60,800 59,653 1,147 14,749 Arborist: Current: Personal services 18,000 18,000 15,945 2,055 11,341 Materials and supplies 100 100 138 (38) - Other services and charges 255 255 129 126 230 Total arborist 18,355 18,355 16,212 2,143 11,571 Tree removal and planting: Current: Other services and charges 29,000 29,000 29,423 (423) 10,793 Total public works 429,200 429,200 466,189 (36,989) 192,790 Parks and recreation: Parks, playgrounds and rinks: Current: Personal services 75,175 75,175 62,285 12,890 57,737 Materials and supplies 15,535 15,535 6,939 8,596 15,707 Other services and charges 88,722 88,722 73,632 15,090 63,983 Capital outlay 800 800 800 - - Total parks and recreation 180,232 180,232 143,656 36,576 137,427 63 CITY OF OAK PARK HEIGHTS, MINNESOTA Expenditures: (continued) Other: Abatement of property taxes Total expenditures Revenues over expenditures Other financing sources (uses): Sale of property Transfers in Transfers out Total other financing sources (uses) Net change in fund balances Fund balance - January 1 Fund balance - December 31 Original Final $ - $ - $115,000 ($115,000) $ - 3,118,872 3,118,872 3,085,151 33,721 2,518,813 867,194 867,194 899,895 32,701 897,681 - - 21,289 21,289 9,237 - - 46,566 46,566 - (867,000) (867,000) (867,000) - (693,800) (867,000) (867,000) (799,145) 67,855 (684,563) $1 $194 100,750 $100,556 213,118 2,515,620 $2,616,370 2,302,502 $2,515,620 64 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE NOTE TO RSI December 31, 2008 Note A BUDGETS The General Fund budget is legally adopted on a basis consistent with accounting principles generally accepted in the United States of America. The legal level of budgetary control is at the department level for the General Fund. 65 - This gage intentionally left blank - 66 67 This page intentionally left blank - 68 ra. Assets Cash and investments Interest receivable Accounts receivable - net Due from developers Total assets Liabilities and Fund Balance Liabilities: Accounts payable Contracts payable Due to developers Total liabilities Fund balance: Reserved Unreserved: Designated Total fund balance Total liabilities and fund balance $6,015 $ - $ - $6,015 $844 - - - - 2,390 - - 50,000 50,000 20,114 6,015 0 50,000 56,015 23,348 127,247 - 127,247 - 102,181 - 3,883,304 3,985,485 Totals 102,181 127,247 3,883,304 4,112,732 Nonmaj or Special Debt Capital Governmental Funds Revenue Service Project 2008 2007 $105,818 $124,740 $3,851,328 $4,081,886 $3,714,338 2,378 2,507 81,976 86,861 127,311 - - - - 5,717 - - - - 6,427 $108,196 $127,247 $3,933,304 $4,168,747 $3,853,793 $6,015 $ - $ - $6,015 $844 - - - - 2,390 - - 50,000 50,000 20,114 6,015 0 50,000 56,015 23,348 127,247 - 127,247 - 102,181 - 3,883,304 3,985,485 3,830,445 102,181 127,247 3,883,304 4,112,732 3,830,445 $ 108,196 $ 127,247 $3,933,304 $4,168,747 $3,853,793 70 Totals Revenues: Charges for services Direct charges to developers Investment income Refunds and reimbursements Miscellaneous Total revenues Expenditures: Current: General government Public safety Parks and recreation Public works Capital outlay Debt service: Interest Construction costs Total expenditures Revenues over (under) expenditures Other financing sources (uses): Bonds issued Transfers in Transfers out Total other financing sources (uses) Net change in fund balance Special Debt Capital Nonmajor Governmental Funds Revenue Service Project 2008 2007 $21,879 $21,879 $59,988 - - - - 244,895 4,491 7,457 158,497 170,445 181,899 355 - - 355 6,185 17,087 - - 17,087 17,689 21,933 7,457 180,376 209,766 510,656 360 - - 360 522 7,415 - - 7,415 7,096 - - 3,272 3,272 - - - - - 1,064 12,937 - 62,524 75,461 303,974 - 122,513 - 122,513 - - - 16,898 16,898 488,302 20,712 122,513 82,694 225,919 800,958 1,221 (115,056) 97,682 (16,153) (290,302) - 242,303 - 242,303 - - - 443,250 443,250 545,244 - - (387,113) (387,113) (99,234) 0 242,303 56,137 298,440 446,010 1,221 127,247 153,819 282,287 155,708 Fund balance - January 1 100,960 - 3,729,485 3,830,445 3,674,737 Fund balance - December 31 $102,181 $127,247 $3,883,304 $4,112,732 $3,830,445 Assets 202 Forefeiture and Seizure Cash and investments $47,162 $58,656 $105,818 $92,611 Accrued interest receivable 1,036 1,342 2,378 3,193 Accounts receivable - - - 5,717 Total assets $48,198 $59,998 $108,196 $101,521 Liabilities and Fund Balance Liabilities: Accounts payable Fund balance: Unreserved: Designated for special revenue programs Total liabilities and fund balance $6,015 204 Economic Development Totals Nonmajor Special Revenue Funds 20 2007 $6,015 $561 42,183 59,998 102,181 100,960 $48,198 $59,998 $108,196 $101,521 WO 202 Forefeiture and Seizure Revenues: Investment income Refunds and reimbursements Confiscated property Total revenues Expenditures: General government: Current: Contractual services Public safety: Current: Materials and supplies Contractual services Capital outlay Total expenditures Revenues over (under) expenditures 204 Economic Development Totals Nonmajor Special Revenue Funds 2008 2007 $1,957 $2,534 $4,491 $4,563 355 - 355 - 17,087 - 17,087 17,689 19,399 2,534 21,933 22,252 (953) 360 7,165 250 12,937 20,712 1,221 Fund balance - January 1 43,136 57,824 100,960 86,326 Fund balance - December 31 $42,183 $59,998 $102,181 $100,960 73 Assets Cash and investments Accrued interest receivable Total assets Liabilities and Fund Balance Liabilities Fund balance: Reserved for debt service Total liabilities and fund balance 526 G.O. Capital Improvement Bonds of 2008 Total Nonmajor Debt Service Fund 2008 2007 $124,740 $124,740 ($822) 2,507 2,507 822 $127,247 $127,247 $0 127,247 127,247 - $127,247 $127,247 $0 74 526 G.O. Capital Improvement Total Nonmajor Debt Service Bonds of 2008 Funds 2008 200 Revenues: Investment income Expenditures: Debt service: Interest and other Revenues over (under) expenditures $7,457 $7,457 $1,175 122,513 122,513 - (115,056) (115,056) 1,175 Other financing sources (uses): Bonds issued Transfers out Total other financing sources (uses) Net change in fiend balance Fund balance - January 1 Fund balance - December 31 242,303 242,303 - - - (48,490) 242,303 242,303 (48,490) 127,247 127,247 (47,315) - - 47,315 $127,247 $127,247 $0 75 Assets Cash and investments Interest receivable Due from developers Total assets 712 Storm Sewer Renewal / 405 Park 565 Street 406 Brekke Park 711 Water Tower Replacement Development Reconstruction Memorial Rental Fund $474,725 $1,293,506 $375 $ - $77,471 11,128 24,335 9 - 529 $485,853 $1,317,841 $384 $0 $78,000 Liabilities and Fund Balance Liabilities: Accounts payable Contracts payable Due to developers Total liabilities 0 0 0 0 0 Fund balance: Unreserved: Designated for capital improvement 485,853 1,317,841 384 Total fund balance 485,853 1,317,841 384 Total liabilities and fund balance $485,853 $1,317,841 $384 _ 78,000 0 78,000 $0 $78,000 76 Statement 17 $283 2,390 - - 50,000 - - 50,000 20,114 0 0 0 50,000 0 0 50,000 22,787 356,564 699,852 864,247 - 732 Novak 48,295 3,883,304 3,729,485 356,564 771 Sanitary 864,247 0 773 AAE - Avenue Street 3,883,304 3,729,485 Sewer 772 Water Storm Sewer and Utility 735 Well 736 Sewer Totals Nomnajor Capital Project Connection Connection Connection Improvements Rehabilitation Rehabilitation Funds 2008 2007 $348,013 $684,052 $844,610 $50,000 $31,788 $46,788 $3,851,328 $3,622,549 8,551 15,800 19,637 - 480 1,507 81,976 123,296 _ _ _ _ - - - 6,427 $356,564 $699,852 $864,247 $50,000 $32,268 $48,295 $3,933,304 $3,752,272 $283 2,390 - - 50,000 - - 50,000 20,114 0 0 0 50,000 0 0 50,000 22,787 356,564 699,852 864,247 - 32,268 48,295 3,883,304 3,729,485 356,564 699,852 864,247 0 32,268 48,295 3,883,304 3,729,485 $356,564 $699,852 $864,247 $50,000 $32,268 $48,295 $3,933,304 $3,752,272 77 712 Storm Sewer 406 Brekke Renewal / 405 Park 565 Street Park 711 Water Replacement Development Reconstruction Memorial Tower Rental Fund Revenues: Charges for services: Connections charges Rents Direct charges to developers Investment income Refunds and reimbursements Total revenues Expenditures: Parks and recreation: Current: Material and supplies Public works: Current: Contractual services Capital outlay Construction costs Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses) Net change in fund balance Fund balance - January 1 Fund balance - December 31 - - - 21,879 - 21,021 45,969 16 3,644 1,000 21,021 45,969 16 25,523 1,000 3,272 - - - - 16,898 - - - - 20,170 0 0 0 0 851 45,969 16 25,523 1,000 - 320,000 - - 77,000 - - - (112,113) - 0 320,000 0 (112,113) 77,000 851 365,969 16 (86,590) 78,000 485,002 951,872 368 86,590 - $485,853 $1,317,841 $384 $0 $78,000 78 Statement 18 3,272 - - _ _ 1,064 39,839 22,685 62,524 303,974 - - - - - 16,898 488,302 0 0 0 0 39,839 22,685 82,694 793,340 16,153 29,847 37,094 0 (38,932) (19,839) 97,682 (306,111) - - - 732 Novak - 443,250 545,244 (138,875) 771 Sanitary (88,000) 773 AAE - Avenue Street (387,113) (50,744) (138,875) (48,125) Sewer 772 Water Storm Sewer and Utility 735 Well 736 Sewer Totals Nonmajor Capital Project Connection Connection Connection Improvements Rehabilitation Rehabilitation Funds (50,906) 0 7,318 (19,839) 153,819 188,389 479,286 718,130 2008 2007 68,134 3,729,485 3,541,096 $ _ $ _ $ _ $ _ $ _ $34,595 $356,564 $699,852 $864,247 $0 $32,268 $48,295 $3,883,304 21,879 25,393 - - - - - - - 244,895 16,153 29,847 37,094 - 907 2,846 158,497 176,161 - - - - - - - 6,185 16,153 29,847 37,094 0 907 2,846 180,376 487,229 3,272 - - _ _ 1,064 39,839 22,685 62,524 303,974 - - - - - 16,898 488,302 0 0 0 0 39,839 22,685 82,694 793,340 16,153 29,847 37,094 0 (38,932) (19,839) 97,682 (306,111) - - - 46,250 - 443,250 545,244 (138,875) (48,125) (88,000) - - - (387,113) (50,744) (138,875) (48,125) (88,000) 0 46,250 0 56,137 494,500 (122,722) (18,278) (50,906) 0 7,318 (19,839) 153,819 188,389 479,286 718,130 915,153 24,950 68,134 3,729,485 3,541,096 $356,564 $699,852 $864,247 $0 $32,268 $48,295 $3,883,304 $3,729,485 79 80 902 Developer 903 Developer Deposit Fund Escrow Fund Totals - Agency Funds 2008 2007 Assets Cash and investments $99,334 $16,500 $115,834 $157,915 Due from developers 3,899 - 3,899 8,440 Accounts receivable - - - 3,000 Total assets $103,233 $16,500 $119,733 $169,355 Liabilities Escrow deposits payable $ - $16,500 $16,500 $31,660 Accounts payable 5,312 - 5,312 5,722 Due to developers 97,921 - 97,921 131,973 Total liabilities $103,233 $16,500 $119,733 $169,355 80 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES Statement 20 AGENCY FUNDS For The Year Ended December 31, 2008 903 Developer Escrow Fund Assets: Cash and investments $31,660 $16,500 $31,660 $16,500 Liabilities: Escrow deposits payable $31,660 $16,500 $31,660 $16,500 Total Aeene Assets: Cash and investments Balance $125,861 $167,942 Balance Due from developers January 1, 3,899 8,440 December 31, Accounts receivable 2008 Additions Deletions 2008 902 Developer Deposit Fund $169,355 $129,760 $179,382 $119,733 Assets: Cash and investments $126,255 $109,361 $136,282 $99,334 Due from developers 8,440 3,899 8,440 3,899 Accounts receivable 3,000 - 3,000 - Total assets $137,695 $113,260 $147,722 $103,233 Liabilities: Accounts payable $5,722 $5,312 $5,722 $5,312 Due to developers 131,973 97,921 131,973 97,921 Total liabilities $137,695 $103,233 $137,695 $103,233 903 Developer Escrow Fund Assets: Cash and investments $31,660 $16,500 $31,660 $16,500 Liabilities: Escrow deposits payable $31,660 $16,500 $31,660 $16,500 Total Aeene Assets: Cash and investments $157,915 $125,861 $167,942 $115,834 Due from developers 8,440 3,899 8,440 3,899 Accounts receivable 3,000 - 3,000 - Total assets $169,355 $129,760 $179,382 $119,733 Liabilities: Escrow deposits payable $31,660 $16,500 $31,660 $16,500 Accounts payable 5,722 5,312 5,722 5,312 Due to developers 131,973 97,921 131,973 97,921 Total liabilities $169,355 $119,733 $169,355 $119,733 81 - This page intentionally left blank - 82 83 - This page intentionally left blank - 84 CITY OF OAK PARK HEIGHTS, MINNESOTA NET ASSETS BY COMPONENT Last Five Fiscal Years (Accrual Basis of Accounting) Table 1 Governmental activities: Invested in capital assets, net of related debt Restricted Unrestricted Total governmental activities net assets Business -type activities: Invested in capital assets, net of related debt Unrestricted Total business -type activities net assets Primary government: Invested in capital assets, net of related debt Restricted Unrestricted Total primary government net assets 2004 2005 2006 2007 2008 $10,059,989 $9,928,521 $11,481,494 $11,799,071 $12,436,344 1,192,681 856,611 899,708 614,170 127,247 7,326,030 8,213,513 10,290,018 10,950,978 11,705,192 $18,578,700 $18,998,645 $22,671,220 $23,364,219 $24,268,783 $5,646,237 $5,985,350 $5,826,582 $6,355,129 $6,227,796 834,827 1,108,069 1,3 82,163 1,355,564 1,165,205 $6,481,064 $7,093,419 $7,208,745 $7,710,693 $7,393,001 $15,706,226 $15,913,871 $17,308,076 $18,154,200 $18,664,140 1,192,681 856,611 899,708 614,170 127,247 8,160,857 9,321,582 11,672,181 12,306,542 12,870,397 $25,059,764 $26,092,064 $29,879,965 $31,074,912 $31,661,784 «) The City implemented GASB Statement No. 34 for the fiscal year ended December 31, 2004. Therefore, information for years prior to 2004 is not available. 85 CITY OF OAK PARK HEIGHTS, MINNESOTA CHANGES IN NET ASSETS Last Five Fiscal Years (Accrual Basis of Accounting) Table 2 Page I of 2 Expenses Governmental activities: General government Public safety Public works Parks and recreation Interest on long -term debt Total governmental activities expenses Business -type activities: Water Sanitary sewer Sanitation Storm sewer Total business -type activities expenses Total primary government expenses Program revenues Governmental activities: Charges for services: Licenses and permits Inspections - City of Bayport Administrative - Enterprise Fund Direct charges to developers Connection charges Park fees Refunds and reimbursements Other activities Operating grants and contributions Capital grants and contributions Total governmental activities program revenues Business -type activities: Charges for services: Water Sanitary sewer Storm sewer Sanitation Capital grants and contributions Total business -type activities program revenues Total primary government program revenues 2004 2005 2006 2007 2008 $832,609 $882,800 $987,597 $1,046,676 $1,477,836 1,155,243 1,210,179 1,226,042 1,234,769 1,347,164 602,111 511,137 755,989 796,025 796,532 123,737 138,378 152,899 184,008 224,426 67,365 55,695 43,965 37,255 138,399 2,781,065 2,798,189 3,166,492 3,298,733 3,984,357 323,527 373,996 398,766 387,766 405,965 517,595 560,876 661,367 606,458 670,661 167,258 34,150 65,149 34,277 59,115 41,082 164,572 147,565 153,848 - 1,049,462 1,133,594 1,272, 847 1,182,349 1,135,741 $3,830,527 $3,931,783 $4,439,339 $4,481,082 $5,120,098 $304,594 $365,512 $306,266 $155,820 $203,041 50,337 84,719 - - - 90,860 94,140 64,465 63,200 62,040 315,535 139,191 938,298 244,895 - - 18,326 780,141 34,595 - - 22,952 1,004,240 - - 91,784 106,569 155,080 105,832 153,267 95,523 144,559 116,793 151,002 84,905 68,358 88,229 74,105 142,879 90,548 212,635 62,686 165,397 11,324 10,091 1,229,626 1,126,883 3,604,785 909,547 603,892 388,198 423,876 502,407 482,100 475,658 577,253 705,456 767,207 679,821 656,809 96,909 73,546 74,173 73,942 74,257 70,878 96,859 97,266 97,764 494 58,706 - - - - 1,191,944 1,299,737 1,441,053 1,333,627 1,207,218 $2,421,570 $2,426,620 $5,045,838 $2,243,174 $1,811,110 86 CITY OF OAK PARK HEIGHTS, MINNES ®TA CHANGES IN NET ASSETS Last Five Fiscal Years (Accrual Basis of Accounting) Table 2 Page 2 of 2 2004 2005 2006 2007 2008 Net (expense) revenue: Governmental activities Business -type activities Total primary government net (expense)revenue General revenues and other changes in net assets Governmental activities: General property taxes Unrestricted grants and contributions Investment earnings Gain on sale of property Miscellaneous Abatement of prior year property taxes Transfers Total governmental activities Business -type activities: Investment earnings Transfers Total business -type activities Total primary government Change in net assets: Governmental activities Business -type activities Total primary government ($1,551,439) ($1,671,306) $438,293 ($2,389,186) ($3,380,465) 142,482 166,143 168,206 151,278 71,477 (1,408,957) (1,505,163) 606,499 (2,237,908) (3,308,988) $1,979,288 $2,222,335 $2,417,014 $2,730,994 $3,261,049 3,060 2,040 29,838 111,090 56,693 199,737 258,614 425,160 532,827 606,996 - - 244,099 9,237 20,895 29,125 25,206 16,254 27,626 22,148 - - - - (115,000) 90,423 (416,944) 101,917 (329,589) 432,248 2,301,633 2,091,251 3,234,282 3,082,185 4,285,029 19,148 29,268 49,037 60,103 43,080 (90,423) 416,944 (101,917) 329,589 (432,248) (71,275) 446,212 (52,880) 389,692 (389,168) $2,230,358 $2,537,463 $3,181,40 $3,471,877 $3,895,861 $750,194 $419,945 $3,672,575 $692,999 $904,564 71,207 612,355 115,326 540,970 (317,691) $821,401 $1,032,300 $3,787,901 $1,233,969 $586,873 ( ' ) The City implemented GASB Statement No. 34 for the fiscal year ended December 31, 2004. Therefore, information for years prior to 2004 is not available. 87 CITY OF OAK PARK HEIGHTS, MINNESOTA FUND BALANCES, GOVERNMENTAL FUNDS Last Five Fiscal Years (Modified Accrual Basis of Accounting) Table 3 All other governmental funds: Reserved for debt service 2004 2005 2006 2007 2008 General Fund: Reserved 81,167 75,721 86,326 100,960 102,181 Unreserved: - - 47,315 - - Designated for cash flow 1,147,000 1,237,000 1,409,000 1,698,000 1,541,000 Designated for employee benefits 133,961 141,533 169,633 183,000 188,000 Designated for contingencies 419,000 439,000 493,000 595,000 542,000 Undesignated 147,647 286,210 230,869 39,620 345,370 Total general fund $1,847,608 $2,103,743 $2,302,502 $2,515,620 $2,616,370 All other governmental funds: Reserved for debt service $454,694 $214,783 $717,829 $460,263 $127,247 Unreserved, reported in: Special revenue funds 81,167 75,721 86,326 100,960 102,181 Debt service funds - - 47,315 - - Capital projects funds 5,381,734 6,107,908 8,022,588 8,480,884 14,977,678 Total all other governmental funds $5,917,595 $6,398,412 $8,874,058 $9,042,107 $15,207,106 ( ' ) The City implemented GASB Statement No. 34 for the fiscal year ended December 31, 2004. Therefore, information for years prior to 2004 is not available. rM CITY OF OAK PARK HEIGHTS, MINNESOTA CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS Last Five Fiscal Years Revenues: General property taxes Special assessments Intergovernmental Licenses and permits Charges for services Fines and forfeits Earnings on investments Direct charges to developers Refunds and reimbursements Other Total revenues 2004 2005 2006 Expenditures: Current: General government Public safety Public works Parks and recreation Abatement of property taxes Capital outlay Debt service: Principal retirement Interest Bond issuance costs Construction /acquisition costs Total expenditures Revenues over (under) expenditures Other financing sources (uses): Sale of capital assets Bonds issued Premium on bonds issued Transfers in Transfers out Total other financing sources (uses) Table 4 2007 2008 $1,969,207 $2,218,906 $2,423,246 $2,687,730 $3,271,807 305,758 225,516 553,450 42,342 32,078 70,362 101,519 102,818 188,594 141,141 304,594 365,512 306,266 155,820 203,041 150,126 294,846 1,886,776 192,545 102,199 78,274 69,850 84,730 66,189 63,602 199,737 258,614 425,160 532,827 606,996 374,241 139,191 938,298 244,895 - 109,958 125,405 155,080 105,832 134,987 20,327 10,117 136,514 83,064 27,672 3,582,584 3,809,476 7,012,338 4,299,838 4,583,523 793,871 851,437 941,875 1,002,763 1,075,616 1,119,533 1,172,803 1,180,441 1,193,451 1,292,465 296,997 208,848 423,010 458,241 632,530 88,180 99,980 107,071 138,491 146,928 - - - - 115,000 50,104 21,000 443,822 411,101 160,907 400,000 395,000 190,000 125,000 750,000 68,334 56,710 44,535 37,688 134,850 - - - - 111,020 622,218 358,344 1,353,195 916,653 740,657 3,439,237 3,164,122 4,683,949 4,283,388 5,159,973 143,347 645,354 2,328,389 16,450 (576,450) - - 244,099 9,237 21,289 - - - - 6,300,000 - - - - 5,827 178,923 180,098 190,417 432,280 515,083 (88,500) (88,500) (88,500) (76,800) - 90,423 91,598 346,016 364,717 6,842,199 Net change in fund balance $233,770 $736,952 $2,674,405 $381,167 $6,265,749 Debt service as a percentage of noncapital expenditur 16.9% 16.2% 8.1% 5.5% 21.3% Debt service as percentage of total expenditures 13.6% 14.3% 5.0% 3.8% 17.1% ( ' ) The City implemented GASB Statement No. 34 for the fiscal year ended December 31, 2004. Therefore, information for years prior to 2004 is not available. I CITY OF OAK PARK HEIGHTS, MINNESOTA TAX CAPACITY VALUE AND ESTIMATED MARKET VALUE OF TAXABLE PROPERTY Table 5 Last Ten Fiscal Years Fiscal Less: Year Commercial/ Total Fiscal Adjusted Total Estimated Tax Capacity Ended Residential Industrial Public All Tax Disparity Tax Capacity Direct Tax Market as a Percent December 3l, Property Property Utility Other Capacity Contribution Value Rate Value ofEMV 2000 $1,978,348 $1,976,203 $2,560,189 $176,864 $6,691,874 $784,872 $5,907,002 23.620 $295,318,900 113.29% 2001 2,381,346 2,360,184 2,486,826 141,694 7,383,123 918,384 6,464,739 23.692 324,531,100 114.21% 2002 2,126,118 1,554,221 1,399,706 83,395 5,163,440 611,097 4,552,343 41.741 349,905,800 113.42% 2003 2,390,918 2,058,269 1,430,734 94,622 5,974,543 657,651 5,316,892 35.799 406,640,800 112.37% 2004 2,603,244 2,303,461 1,417,841 121,381 6,445,927 798,048 5,647,879 34.382 447,871,200 114.13% 2005 2,907,926 2,526,858 1,378,249 105,907 6,918,940 954,578 5,964,362 36.488 485,026,700 116.00% 2006 3,269,468 2,687,650 1,415,909 112,921 7,485,948 1,037,753 6,448,195 38.377 539,357,100 116.09% 2007 3,318,052 3,331,910 1,733,703 88,073 8,471,738 1,115,215 7,356,523 35.731 579,089,800 115.16% 2008 3,429,104 3,679,188 3,060,144 82,329 10,250,765 1,508,660 8,742,105 36.343 673,570,600 117.26% 2009 3,483,726 3,952,523 3,568,957 93,832 11,099,038 2,177,678 8,921,360 38.732 718,753,400 124.41% Source: Continuing Disclosure Document 90 CITY OF OAK PARK HEIGHTS, MINNESOTA DIRECT AND OVERLAPPING PROPERTY TAX CAPACITY RATES Last Ten Fiscal Years Table 6 Source: Continuing Disclosure Document, Washington County website 91 City Overlapping Rates Fiscal Direct School Other Year Rate County District Districts Total 1999 22.895 30.016 54.022 15.549 122.482 2000 23.620 28.129 50.434 14.805 116.988 2001 23.692 26.016 50.373 17.267 117.348 2002 41.741 34.395 28.407 11.934 116.477 2003 35.799 33.303 26.566 12.067 107.735 2004 34.382 31.201 18.746 10.791 95.120 2005 36.488 28.599 19.393 9.358 93.838 2006 38.377 26.968 19.471 7.016 91.832 2007 35.731 25.673 19.004 3.563 83.971 2008 36.343 25.936 17.404 3.626 83.309 Source: Continuing Disclosure Document, Washington County website 91 CITY OF OAK PARK HEIGHTS, MINNESOTA PRINCIPAL PROPERTY TAXPAYERS Current Year and Nine Years Ago ►11: 1999 Rank Percentage Taxable of Total City Capacity Taxpayer Value Value Value Xcel Energy $3,300,504 SC Mall LLC 404,268 OPH Pat LLC & OPH Val LLC 318,740 OPPGF LLC 223,894 Menard Inc. 216,930 VSSA Boutwells Landing LLC 503,766 Wal -Mart Stores, Inc. 241,438 Lowe's Home Centers, Inc. 127,652 W.A.T.E. Enterprises Inc. 130,619 Raduenz Dealership 126,236 Total $5,594,047 Total All Property $10,250,765 Rank Percentage of Total City Taxable Capacity Capacity Value Value 32.20% $3,361,282 3.94% 314,916 3.11% - 2.18% 305,666 2.12% 219,072 4.91% 61,156 2.36% 147,896 1.25% - 1.27% - 1.23% - 54.57% $4,409,988 $6,354,756 Rank 1 2 Percentage of Total City Capacity Value 52.89% 4.96% 0.00% 4.81% 3.45% 0.96% 2.33% 0.00% 0.00% 0.00% 69.40% Source: Continuing Disclosure Document 2 3 4 5 6 7 8 9 10 Table 7 92 3 4 6 5 CITY OF OAK PARK HEIGHTS, MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Table 8 Fiscal Taxes Year Levied Ended For The December 31, Fiscal Year (1) 99.04% 1999 $1,409,400 2000 1,440,200 2001 1,588,435 2002 1,967,579 2003 1993 003 Collected Within The Fiscal Year of the Levy Collections in Subsequent 2004 Percentage Amount of Levy 2005 $1,394,993 98.98% 1,426,390 99.04% 1,566,938 98.65% 1,904,488 96.79% 1891046 94.88% Collections in Subsequent 2004 I 1,965,536 ) > 1,938,726 98.64% 2005 2,208,178 2,176,290 98.56% 2006 2,395,044 2,363,192 98.67% 2007 2,781,489 2,646,421 95.14% 2008 3,286,230 3,211,392 97.72% 1. The levy amount presented is after deduction for Market Value Homestead Credit. $13,195 13,315 18,162 16,740 23,685 24,181 28,366 28,937 21,177 Total Collections to Date $1,408,188 1,439,705 1,585,100 1,921,228 1,914,731 1,962,907 2,204,656 2,392,129 2,667,598 3,211,392 Percentage of Levy 99.91% 99.97% 99.79% 97.64% 96.07% 99.87% 99.84% 99.88% 95.91% 97.72% 93 CITY OF OAK PARK HEIGHTS, MINNESOTA RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Table 9 ., Governmental Activities General Percentage Fiscal Obligation Improvement of Tax Per Year Bonds Bonds Total Capacity Capita 1999 $835,000 $2,570,000 $3,405,000 53.58% 848 2000 715,000 2,300,000 3,015,000 45.05% 762 2001 615,000 2,040,000 2,655,000 35.96% 668 2002 510,000 1,760,000 2,270,000 43.96% 529 2003 375,000 1,485,000 1,860,000 31.13% 430 2004 225,000 1,23 5,000 1,460,000 22.65% 315 2005 65,000 1,000,000 1,065,000 15.39% 228 2006 - 875,000 875,000 11.69% 188 2007 - 750,000 750,000 9.61% 161 2008 6,300,000 - 6,300,000 64.78% 1,326 Notes: Details regarding the City's outstanding debt can be found in the notes to the financial statements. There is no business -type activity long -term debt. ., CITY OF OAK PARK HEIGHTS, MINNESOTA DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT December 31, 2008 Table 10 Estimated Debt Percentage Governmental Unit Outstanding Applicable Debt repaid with property taxes: Independent School District No. 834 $56,445,857 10.11% Washington County 127,480,000 3.02% NMISD No. 916 9,284,723 1.36% Metropolitan Council 7,902,521 0.27% Metro Transit 108,502,372 0.32% Subtotal - overlapping debt City direct debt Total direct and overlapping debt Sources: Continuing Disclosure Document Estimated Share of Overlapping Debt $5,706,676 3,849,896 126,272 21,337 347,208 10,051,389 6,300,000 100.00% 6,300,000 $16,351,389 95 CITY OF OAK PARK HEIGHTS, MINNESOTA LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years Table 11 Legal Debt Margin Calculation for Fiscal Year 2008 Market value $673,570,600 Debt limit (2% of market value) 13,471,412 Debt applicable to limit: Margin General obligation bonds 6,300,000 Less: Amount set aside for repayment 6,491,622 of general obligation debt 127,247 Total net debt applicable to limit 6,427,247 Legal debt margin $7,044,165 Legal Debt Margin Calculation for Fiscal Years 1998 Through 2007 Fiscal Debt Year Limit Net Debt Legal Applicable to Debt Limit Margin Amount of Debt Applicable to Debt Limit 1999 $5,489,092 ($6,193) $5,495,285 0.00% 2000 6,489,918 - 6,489,918 0.00% 2001 6,491,622 - 6,491,622 0.00% 2002 6,998,116 - 6,998,116 0.00% 2003 8,132,816 - 8,132,816 0.00% 2004 8,957,424 - 8,957,424 0.00% 2005 9,700,534 - 9,700,534 0.00% 2006 10,787,142 - 10,787,142 0.00% 2007 11,581,796 - 11,581,796 0.00% 96 CITY OF OAK PARK HEIGHTS, MINNESOTA PLEDGED REVENUE COVERAGE Table 12 Last Ten Fiscal Years 2007 35,180 125,000 37,688 0.216 2008 31,221 750,000 10,833 0.041 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. ( ' ) In addition to special assessment collections, the City's improvement bonds are also funded by transfers from the connection charge funds. 97 Improvement Bonds Special Fiscal Assessment Debt Service Year Collections Principal Interest Coverage 1999 $414,520 $1,520,000 $133,106 0.251 2000 332,190 270,000 109,403 0.876 2001 311,840 850,000 133,352 0.317 2002 247,618 280,000 79,343 0.689 2003 239,390 275,000 69,225 0.695 2004 197,940 250,000 60,012 0.638 2005 204,585 235,000 51,387 0.714 2006 156,905 190,000 44,535 0.669 2007 35,180 125,000 37,688 0.216 2008 31,221 750,000 10,833 0.041 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. ( ' ) In addition to special assessment collections, the City's improvement bonds are also funded by transfers from the connection charge funds. 97 CITY OF OAK PARK HEIGHTS, MINNESOTA DEMOGRAPHIC AND ECONOMIC STATISTICS Last Ten Fiscal Years Fiscal Unemployment Rate (2) Personal Income Year Population 1999 4,015 2000 3,957 2001 3,977 2002 4,291 2003 4,329 2004 4,633 2005 4,664 2006 4,676 2007 4,751 (1) (1) 2.60% 3.60% 4.10% 4.00% 3.40% 3.50% 6.30% 2008 (1) (1) Sources: Metropolitan Council (population), Continuing Disclosure Document (unemployment rate) ( ' ) Inforination Not Available (Z) Washington County rate Table 13 Per Capita Personal Income M CTi'Y OF OAK PARK HEIGHTS, MINNESOTA PRINCIPAL EMPLOYERS Current Year and Nine Years Ago Employer Andersen Corporation State of Minnesota Correctional Facility Wal -Mart Stores, Inc. ISD No. 834, Stillwater Kohl's Stillwater Ford Stillwater Motors Menard's Inc. Lowe's Kowalski's VSSA - Boutwell's Landing /McKean Square Herberger's Department Store Xcel Energy Dahl Tech, Inc. City of Oak Park Heights Schwantes Hearing & Air Conditioning Total Source: Continuing Disclosure Document Product Service Window Manufacturer Government Correctional Institution Retail Public education Retail Auto Dealership /Service Repair Auto Dealership /Service Repair Retail Lumber /Hardware Retail Retail /Grocery Senior Community Housing Retail Store Electric Utility Plastics Products City Government Sheet Metal Fabrication Table 14 •. 635 - 361 350 310 150 184 163 113 - 77 _ 127 - 113 - 84 - 215 - - 125 - 105 - 30 - 24 - 16 2,219 963 •. CITY OF OAK PARK HEIGHTS, MINNESOTA FULL -TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION /PROGRAM Last Ten Fiscal Years Function/Program General government: Administration Finance Building inspections Public safety Public works Total Source: City Finance Department Full -Time Equivalent Employees as of December 31, 1999 2000 2001 3 3 3 3 3 3 3 3 3 10 10 10 3 3 3 22 22 22 100 Table 15 Full -Time Equivalent Employees as of December 31, 2002 2003 2004 2005 2006 2007 2008 3 2 2 2 2 2 2 3 3 3 3 3 3 3 3 2 2 2 2 2 2 10 10 10 10 10 10 10 3 3 4 4 4 4 4 22 20 21 21 21 21 21 1® CITY OF OAK PARK HEIGHTS, MINNESOTA OPERATING INDICATORS BY FUNCTION /PROGRAM Last Ten Fiscal Years Sources: Various City departments. 102 Fiscal Year Function/Program 1999 2000 2001 Police: Physical arrests 245 221 256 Parking violations 114 162 218 Traffic violations 593 728 859 Fire: Fire and related calls 52 55 61 Medical calls 82 107 139 Building inspection: Permits issued: Residential 62 13 46 Commercial 35 6 73 Total permit valuation $13,439,362 $19,485,026 $5,799,263 Water: Connections 1,152 1,219 1,201 Average daily demand (thousands of gallons) 577,000 570,000 600,000 Sewer: Connections 1,205 1,281 1,288 Sources: Various City departments. 102 Table 16 Fiscal Year 2002 2003 2004 2005 2006 1,016 106 263 237 308 251 240 155 145 118 123 124 611 712 1,023 1,089 738 108 122 113 115 119 174 164 200 251 302 54 44 48 2 11 75 13 11 13 15 $11,651,369 $19,878,493 $18,043,522 $12,732,475 $36,975,066 1,198 1,212 1,259 1,277 1,289 576,000 645,000 611,000 614,000 676,000 1,281 1,273 1,235 1,251 1,264 2007 2008 207 224 92 135 613 1,016 106 98 270 292 19 4 8 2 $6,521,063 $18,707,532 1,304 1,315 681,452 654,172 1,274 1,283 103 CITY OF OAK PARK HEIGHTS, MINNESOTA CAPITAL ASSET STATISTICS BY FUNCTION /PROGRAM Last Nine Fiscal Years Sources: Various City departments. 1� Fiscal Year Function/Program 2000 2001 2002 Police: Stations 1 1 1 Squad cars 7 7 7 Fire stations Other public works: Miles of paved streets 22.0 22.0 22.0 Streetlights 265 265 265 Traffic signals 2 2 2 Parks and recreation: Parkland acreage 80 80 105 Number of parks 4 4 4 Water: Water mains (miles) 25.4 25.5 25.5 Fire hydrants 299 302 302 Storage capacity (thousands of gallons) 750 750 750 Wastewater: Sanitary sewers (miles) 21.9 21.9 21.9 Storm sewers (miles) 11.8 11.8 12.0 Sources: Various City departments. 1� Table 17 Fiscal Year 1 7 22.0 330 2 105 4 26.6 316 750 21.9 12.5 2004 1 7 22.0 392 2 105 4 26.6 316 750 23.3 12.5 2005 2006 2007 2008 1 1 1 1 6 6 6 6 22.0 22.0 22.0 22.0 392 392 396 396 2 2 2 2 105 105 104 108 4 5 5 5 26.6 26.6 26.8 26.8 316 316 316 316 750 750 750 750 23.3 23.3 24.9 24.9 12..5 12.5 12.6 12.6 105 - This page intentionally left blank - 106