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HomeMy WebLinkAbout2010 Annual Financial Report CITY OF OAK PARK HEIGHTS, MINNESOTA ANNUAL FINANCIAL REPORT December 31, 2010 ó ̸·­ °¿¹» ·²¬»²¬·±²¿´´§ ´»º¬ ¾´¿²µ ó CITY OF OAK PARK HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. INTRODUCTORY SECTION Elected and Appointed Officials3 FINANCIAL SECTION Independent Auditor's Report7 Management's Discussion and Analysis9 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net AssetsStatement 123 Statement of ActivitiesStatement 224 Fund Financial Statements: Balance Sheet - Governmental FundsStatement 326 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental FundsStatement 428 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds Statement 530 Statement of Net Assets - Proprietary FundsStatement 631 Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary FundsStatement 732 Statement of Cash Flows - Proprietary FundsStatement 833 Statement of Fiduciary Net Assets - Agency FundsStatement 934 Notes to Financial Statements35 Required Supplementary Information: Budgetary Comparison Schedule - General FundStatement 1062 Schedule of Funding Progress - Retiree Health Plan67 Budgetary Comparison Schedule - Note to RSI68 Combining and Individual Fund Financial Statements: Combining Balance Sheet - Nonmajor Governmental FundsStatement 1172 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Governmental FundsStatement 1273 CITY OF OAK PARK HEIGHTS, MINNESOTA TABLE OF CONTENTS Page ReferenceNo. Subcombining Balance Sheet - Nonmajor Special Revenue FundsStatement 1374 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Special Revenue FundsStatement 1475 Subcombining Balance Sheet - Nonmajor Debt Service FundsStatement 1576 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Debt Service FundsStatement 1677 Subcombining Balance Sheet - Nonmajor Capital Project FundsStatement 1778 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Capital Project FundsStatement 1880 Agency Funds: Subcombining Balance SheetStatement 1982 Subcombining Statement of Changes in Assets and LiabilitiesStatement 2083 STATISTICAL SECTION (UNAUDITED) Financial Trends: Net Assets by Component - Last Seven Fiscal YearsTable 186 Changes in Net Assets - Last Seven Fiscal YearsTable 288 Fund Balances, Governmental Funds - Last Seven Fiscal YearsTable 392 Changes in Fund Balances, Governmental Funds - Last Seven Fiscal YearsTable 494 Revenue Capacity: Tax Capacity Value and Estimated Market Value of Taxable PropertyTable 596 Direct and Overlapping Property Tax Capacity RatesTable 697 Principal Property TaxpayersTable 798 Property Tax Levies and CollectionsTable 899 Debt Capacity: Ratios of Outstanding Debt by TypeTable 9100 Direct and Overlapping Governmental Activities DebtTable 10101 Legal Debt Margin InformationTable 11102 Pledged Revenue CoverageTable 12103 Demographic and Economic: Demographic and Economic StatisticsTable 13104 Principal EmployersTable 14105 Operating Information: Full-Time Equivalent City Government Employees By Function/ProgramTable 15106 Operating Indicators by Function/ProgramTable 16108 Capital Asset Statistics by Function/ProgramTable 17110 INTRODUCTORY SECTION ó ̸·­ °¿¹» ·²¬»²¬·±²¿´´§ ´»º¬ ¾´¿²µ ó CITY OF OAK PARK HEIGHTS, MINNESOTA ELECTED AND APPOINTED OFFICIALS December 31, 2010 Term Expires Mayor: David BeaudetDecember 31, 2012 Councilmembers: Les AbrahamsonDecember 31, 2014 Mary McComberDecember 31, 2012 Mike RunkDecember 31, 2012 Mark SwensonDecember 31, 2014 Administrator: Eric JohnsonAppointed Deputy Clerk/Finance Director: Betty CarusoAppointed ó ̸·­ °¿¹» ·²¬»²¬·±²¿´´§ ´»º¬ ¾´¿²µ ó FINANCIAL SECTION ó ̸·­ °¿¹» ·²¬»²¬·±²¿´´§ ´»º¬ ¾´¿²µ ó MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the City of Oak Park Heights, Minnesota (the City) we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2010. Financial Highlights The assets of the City exceeded its liabilities at the close of the most recent fiscal year by $33,982,896 (Net assets). Of this amount, $14,862,538 (unrestricted net assets) may be used to meet the government’s ongoing obligations to citizens and creditors in accordance with the City's fund designations and fiscal policies. The City’s total net assets increased by $960,064. As of the close of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $14,348,532, a decrease of $1,810,693. The decrease is mainly due to expenditures for construction of the new city hall. At the end of the current fiscal year the general fund balance was $2,973,797 of which $2,419,000 is designated. The General Fund balance increased by $253,785 as a result of positive budget variances in revenue and expenditures. The City transferred $206,850from the General Fund to the Budgeted Projects Fund for capital improvements for streets, parks, public safety, public works, and general government. The City also transferred $320,000 from the General Fund to the Street Reconstruction Fund, $78,000 from the General Fund to the Storm Sewer Renewal Replacement Fund and $122,000 from the General Fund to the G.O. Capital Improvement Bonds of 2009 Fund. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Management’s Discussion and Analysis Government-wide financial statements . The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. Thestatement of net assets presents information on all of the City’s assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. Thestatement of activities presents information showing how the City’s net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works and parks and recreation. The business-type activities of the City include water, sanitary sewer and storm sewer. The government-wide financial statements are statements 1 and 2 of this report. Fund Financial statements . A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into two categories: governmental funds and proprietary funds. Governmental funds . Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resource, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financial requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the City's near term financial decisions. Both the governmental fund balance sheet and Management’s Discussion and Analysis governmental fund statement of revenues, expenditures and change in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains six individual major governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balance for the following major funds: General Fund Budgeted Projects and Equipment Revolving Fund – Capital Project Fund Moelter Park – Capital Project Fund Street Reconstruction Fund – Capital Project Fund City Hall Improvements – Capital Project Fund Renewal and Replacement Fund – Capital Project Fund Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of subcombining statements elsewhere in this report. The City adopts an annual appropriated budget for its General Fund. A budgetary comparison schedule has been provided for this fund to demonstrate compliance with this budget – see Statement 10. The basic governmental fund financial statements are statements 3 through 5 of this report. Proprietary funds . The City maintains three enterprise funds as a part of its proprietary fund type. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water, sanitary sewer and storm sewer operations. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the following funds: Enterprise funds: Water Sanitary Sewer Storm Sewer The basic proprietary fund financial statements are statements 6 through 8 of this report. Management’s Discussion and Analysis Fiduciary Funds . Fiduciary funds are used to account for resources held for the benefit of parties outside the City. Fiduciary funds are not reflected by the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The basic fiduciary fund statements are Statements 9, 19 and 20. Notes to the financial statements . The notes provide additional information that is essential to a full understanding of the data provided in the government–wide and fund financial statements. The notes to the financial statements can be found following Statement 9. Other information. The combining statements referred to earlier in connection with non- major governmental funds are presented immediately following the required supplementary information on budgetary comparisons. Combining and individual fund statements and schedules are presented as Statements 11 through 18. Government-Wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $33,982,896 at the close of the most recent fiscal year. The largest portion of the City’s net assets ($18,272,496 or 53.7% percent) reflects its investment in capital assets (e.g. land, improvements, buildings and structures, machinery and equipment, and furniture and fixtures) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Management’s Discussion and Analysis City of Oak Park Heights’ Net Assets Governmental ActivitiesBusiness-Type ActivitiesTotals 201020092010200920102009 Assets: Current and other assets$15,516,265$17,683,418$1,257,019$1,242,248$16,773,284$18,925,666 Capital assets18,629,52816,058,9116,752,9686,925,82525,382,49622,984,736 Total assets$34,145,793$33,742,329$8,009,987$8,168,073$42,155,780$41,910,402 Liabilities: Long-term liabilities outstanding$7,063,434$7,300,223$29,126$26,518$7,092,560$7,326,741 Other liabilities1,019,2841,501,30761,04059,5221,080,3241,560,829 Total liabilities$8,082,718$8,801,530$90,166$86,040$8,172,884$8,887,570 Net assets: Invested in capital assets, net of related debt$11,519,528$8,698,911$6,752,968$6,925,825$18,272,496$18,834,596 Restricted847,8624,076,963 - - 847,862867,103 Unrestricted13,695,68512,164,9251,166,8531,156,20814,862,53813,321,133 Total net assets$26,063,075$24,940,799$7,919,821$8,082,033$33,982,896$33,022,832 A portion of the City’s net assets represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets may be used to meet the City’s ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business-type activities. Management’s Discussion and Analysis Governmental Activities Governmental activities increased the City’s net assets by $1,122,276 during 2010. Key elements of this increase are as follows: City of Oak Park Heights’ Changes in Net Assets Governmental ActivitiesBusiness-Type ActivitiesTotals 201020092010200920102009 Revenues: Program revenues: Charges for services$950,513$394,910$1,390,935$1,272,101$2,341,448$1,667,011 Operating grants and contributions145,04888,187 - - 145,04888,187 Capital grants and contributions76,970688,975 - - 76,970688,975 General revenues: General property taxes3,692,1273,537,829 - - 3,692,1273,537,829 Grants and contributions not restricted to specific programs104,987180,430 - - 104,987180,430 Gain on sale of capital assets - 12,165 - - - 12,165 Other revenue16,58814,186 - - 16,58814,186 Unrestricted investment earnings320,183456,93422,93426,174343,117483,108 Total revenues5,306,4165,373,6161,413,8691,298,2756,720,2856,671,891 Expenses: General government1,575,2971,356,038 - - 1,575,2971,356,038 Public safety1,407,1611,364,734 - - 1,407,1611,364,734 Public works980,630957,308 - - 980,630957,308 Parks and recreation201,716211,795 - - 201,716211,795 Interest on long-term debt280,548262,586 - - 280,548262,586 Water - - 466,218434,577466,218434,577 Sanitary sewer - - 740,184680,468740,184680,468 Storm sewer - - 108,46743,337108,46743,337 Total expenses 4,445,3524,152,4611,314,8691,158,3825,760,2215,310,843 Increase in net assets before transfers861,0641,221,15599,000139,893960,0641,361,048 Transfers261,212(549,139)(261,212)549,139 - - Change in net assets1,122,276672,016(162,212)689,032960,0641,361,048 Net assets - January 124,940,79924,268,7838,082,0337,393,00133,022,83231,661,784 Net assets - December 31$26,063,075$24,940,799$7,919,821$8,082,033$33,982,896$33,022,832 Management’s Discussion and Analysis Below are specific graphs which provide comparisons of the governmental activities revenues and expenditures: Governmental Activities -Revenues Unrestricted investment Grants and contributions not earnings Charges for services restricted to specific programs 6% Operating grants and 2% 18% contributions 3% Capital grants and contributions 1% General property taxes 70% Governmental Activities -Expenses Interest on long-term debt 6% Parks and recreation General government 5% 35% Public works 22% Public safety 32% Management’s Discussion and Analysis Business-Type Activities Business-type activities decreased net assets by $162,212 during 2010. Below are graphs showing the business-type activities revenue and expense comparisons: Business-Type Activities -Revenues Unrestricted investment earnings 2% Charges for services 98% Business-Type Activities -Expenses Storm sewer 8% Water 36% Sanitary sewer 56% Management’s Discussion and Analysis Financial Analysis of the Government's Funds Governmental Funds . The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $14,348,532. The General Fund increased by $253,785 in 2010. Revenues were over budget by $276,606 due to an increase in grant revenues received and in permit and development charges collected due to a large residential development. Expenditures were under budget by $170,386 due to reduced spending in almost every City department. The Budgeted Projects and Equipment Revolving increased by $56,179 due to transfers in from other funds exceeding current year expenditures. The Moelter Park Capital Project Fund was created in 2009 and increased by $14,226 due to investment income. The Street Reconstruction Capital Project Fund increased by $355,240 during 2010 due to transfers in from other funds and investment income. The City Hall Improvements Capital Project Fund was established in 2008 to account for the construction of the new City Hall. Financing is provided by $6.3 million of bonds issued in 2008 and an additional $1.2 million of bonds issued in 2009. The fund balance of this fund decreased $3,303,062 in 2010. The Renewal and Replacement Capital Project Fund increased by $278,477 during 2010. This fund receives an annual transfer from the proprietary funds in an amount equal to depreciation expense on contributed capital assets. The nonmajor special revenue funds decreased by $12,266 during 2010. The nonmajor debt service funds decreased by $4,819 during 2010. The nonmajor capital project funds increased by $551,547 during 2010. Management’s Discussion and Analysis Proprietary funds . The City’s proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Budgetary Highlights General Fund The General Fund budget was not amended during 2010. Capital Asset and Debt Administration Capital assets . The City’s investment in capital assets for its governmental and business- type activities as of December 31, 2010, amounts to $25,382,496 (net of accumulated depreciation). This investment in capital assets includes land, buildings and structures, infrastructure, machinery and equipment and furniture and fixtures. City of Oak Park Heights’ Capital Assets (Net of Depreciation ) BeginningEnding BalanceIncreasesDecreasesBalance Governmental activities: Capital assets, not being depreciated: Land$2,238,930$ - $ - $2,238,930 Construction in progress4,356,7733,242,312(7,516,034)83,051 Total capital assets, not being depreciated6,595,7033,242,312(7,516,034)2,321,981 Capital assets, being depreciated: Buildings and structures1,584,0316,841,817(915,156)7,510,692 Other improvements886,154531,809(15,799)1,402,164 Machinery and equipment531,916 - (19,995)511,921 Furniture and fixtures342,69745,683(94,142)294,238 Infrastructure12,643,088168,858 - 12,811,946 Total capital assets, being depreciated15,987,8867,588,167(1,045,092)22,530,961 Less accumulated depreciation for: Buildings and structures867,229210,288(915,156)162,361 Other improvements174,18512,224(10,996)175,413 Machinery and equipment281,56069,121(19,995)330,686 Furniture and fixtures170,96626,642(88,074)109,534 Infrastructure5,030,738414,682 - 5,445,420 Total accumulated depreciation6,524,678732,957(1,034,221)6,223,414 Total capital assets being depreciated - net9,463,2086,855,210(10,871)16,307,547 Governmental activities capital assets - net$16,058,911$10,097,522($7,526,905)$18,629,528 Management’s Discussion and Analysis BeginningEnding BalanceIncreasesDecreasesBalance Business-type activities: Capital assets, not being depreciated: Land$921,283$16,636$ - $937,919 Total capital assets, not being depreciated921,28316,6360937,919 Capital assets, being depreciated: Buildings and structures1,814,878 - (199,464)1,615,414 Machinery and equipment282,400125,661(533)407,528 Distribution and collection systems7,334,849 - (23,420)7,311,429 Total capital assets, being depreciated9,432,127125,661(223,417)9,334,371 Less accumulated depreciation: Buildings and structures657,29456,957(113,336)600,915 Machinery and equipment161,04514,606(533)175,118 Distribution and collection systems2,609,246147,818(13,775)2,743,289 Less accumulated depreciation3,427,585219,381(127,644)3,519,322 Total capital assets being depreciated - net6,004,542(93,720)(95,773)5,815,049 Business-type activities capital assets - net$6,925,825($77,084)($95,773)$6,752,968 Additional information on the City’s capital assets can be found in Note 4. Long-term debt . At the end of the current fiscal year, the City had total long-term debt outstanding of $7,110,000, a decrease of $250,000 from 2009. Additional long-term debt in the amount of $250,704 for compensated absences was also outstanding at the end of 2010. City of Oak Park Heights’ Outstanding Debt General obligation improvement bonds and compensated absences: Governmental ActivitiesBusiness-Type ActivitiesTotals 201020092010200920102009 General Obligation Bonds$7,110,000$7,360,000$ - $ - $7,110,000$7,360,000 Compensated absences219,967239,43530,73727,250250,704266,685 Total$7,329,967$7,599,435$30,737$27,250$7,360,704$7,626,685 State statutes limit the amount of general obligation debt a Minnesota city may issue to 3% of total estimated market value. The current debt limitation for the City is $20,482,263. The Management’s Discussion and Analysis City’s 2008A and 2009A Capital Improvement Bonds are counted within the statutory limitation. Additional information on the City’s long-term debt can be found in Note 5. Requests for information. This financial report is designed to provide a general overview of the City’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director of Finance, 14168 Oak Park Boulevard, Oak Park Heights, Minnesota 55082-2007. BASIC FINANCIAL STATEMENTS ó ̸·­ °¿¹» ·²¬»²¬·±²¿´´§ ´»º¬ ¾´¿²µ ó CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 1 STATEMENT OF NET ASSETS December 31, 2010 Primary Government GovernmentalBusiness-TypeTotals Assets:ActivitiesActivities20102009 Cash and investments$14,732,532$836,650$15,569,182$17,758,360 Accrued interest 142,30310,193152,496285,198 Accounts receivable - net20,317375,471395,788336,014 Due from other governmental units84,22676584,99145,460 Prepaid items - 33,94033,94081,609 Taxes receivable: Delinquent132,814 - 132,814138,496 Due from County33,854 - 33,85447,451 Special assessments receivable74,038 - 74,03896,645 Land held for resale168,518 - 168,518 - Unamortized bond issuance costs127,663 - 127,663136,433 Capital assets (net of accumulated depreciation): Land2,238,930937,9193,176,8493,160,213 Building and structures7,348,3311,014,4998,362,8301,874,386 Other improvements1,226,751 - 1,226,751711,969 Machinery and equipment181,235232,410413,645371,711 Furniture and fixtures184,704 - 184,704171,731 Infrastructure7,366,5264,568,14011,934,66612,337,953 Construction in progress83,051 - 83,0514,356,773 Total assets34,145,7938,009,98742,155,78041,910,402 Liabilities: Accounts payable277,45342,185319,638325,854 Salaries payable5,5742,3387,9128,549 Contracts payable318,084 - 318,084814,452 Due to other governmental units2,4976,2108,7077,291 Due to developers61,092 - 61,09250,000 Accrued interest payable11,111 - 11,11111,333 Compensated absences payable: Due within one year11,5331,61113,14449,944 Due in more than one year208,43429,126237,560216,741 Other post employment benefits76,9408,69685,63643,406 Bonds payable: Due within one year255,000 - 255,000250,000 Due in more than one year6,855,000 - 6,855,0007,110,000 Total liabilities8,082,71890,1668,172,8848,887,570 Net assets: Invested in capital assets, net of related debt11,519,5286,752,96818,272,49618,834,596 Restricted for: Debt service235,862 - 235,862255,103 Park improvements612,000 - 612,000612,000 Unrestricted13,695,6851,166,85314,862,53813,321,133 Total net assets$26,063,075$7,919,821$33,982,896$33,022,832 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2010 Charges For Functions/ProgramsExpensesServices Primary government: Governmental activities: General government$1,575,297$161,070 Public safety1,407,161371,838 Public works980,630176,165 Parks and recreation201,716241,440 Interest on long-term debt280,548 - Total governmental activities4,445,352950,513 Business-type activities: Water466,218565,859 Sanitary sewer740,184749,378 Storm sewer108,46775,698 Total business-type activities1,314,8691,390,935 Total primary government$5,760,221$2,341,448 The accompanying notes are an integral part of these financial statements. Statement 2 Net (Expense) Revenue and Program RevenuesChanges in Net Assets OperatingCapitalPrimary Government Grants andGrants andGovernmentalBusiness-TypeTotals ContributionsContributionsActivitiesActivities20102009 $42,335$ - ($1,371,892)$ - ($1,371,892)($1,271,971) 77,943 -(957,380) -(957,380)(1,000,388) 24,77042,270(737,425) -(737,425)(845,649) -34,70074,424 -74,424400,205 - -(280,548) -(280,548)(262,586) 145,04876,970(3,272,821)0(3,272,821)(2,980,389) - - -99,64199,641112,029 - - -9,1949,194(29,446) - - -(32,769)(32,769)31,136 00076,06676,066113,719 $145,048$76,970(3,272,821)76,066(3,196,755)(2,866,670) General revenues: General property taxes3,692,127 - 3,692,1273,537,829 Grants and contributions not restricted to specific programs104,987 -104,987180,430 Unrestricted investment earnings320,18322,934343,117483,108 Gain on sale of capital assets - - -12,165 Other16,588 -16,58814,186 Transfers261,212(261,212) - - Total general revenues and transfers4,395,097(238,278)4,156,8194,227,718 Change in net assets1,122,276(162,212)960,0641,361,048 Net assets - January 124,940,7998,082,03333,022,83231,661,784 Net assets - December 31$26,063,075$7,919,821$33,982,896$33,022,832 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS December 31, 2010 401 Budgeted Projects and Equipment General FundRevolving Assets Cash and investments$3,006,856$1,084,008 Accrued interest receivable22,52010,018 Accounts receivable - net20,317 - Due from other governmental units84,226 - Prepaid items - - Taxes receivable: Delinquent121,911 - Due from county30,581 - Special assessments receivable - - Land held for resale - - Total assets$3,286,411$1,094,026 Liabilities and Fund Balances Liabilities: Accounts payable$171,565$105,888 Salaries payable5,574 - Contracts payable - - Due to other governmental units2,47225 Due to developers11,092 - Deferred revenue121,911 - Total liabilities312,614105,913 Fund balance: Reserved - - Unreserved: Designated reported in General Fund2,419,000 - Designated reported in Special Revenue Funds - - Designated reported in Capital Project Funds -988,113 Undesignated reported in General Fund554,797 - Total fund balance2,973,797988,113 Total liabilities and fund balance$3,286,411$1,094,026 Fund balance reported above Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources, and therefore, are not reported in the funds. Other long-term assets are not available to pay for current-period expenditures and, therefore, are deferred in the funds. Long-term liabilities, are not due and payable in the current period and therefore are not reported in the funds: Bonds payable Compensated absences payable Other post employment benefits Accrued interest payable Net assets of governmental activities The accompanying notes are an integral part of these financial statements. Statement 3 710 Renewal and ReplacementOther 407 Moelter 565 Street 572 City Hall Capital Project Governmental ParkReconstructionImprovementsFundFundsTotal Governmental Funds 20102009 $620,799$1,764,479$493,507$4,082,813$3,680,070$14,732,532$16,896,149 6,32315,72314,44539,70733,567142,303269,624 - - - - - 20,3177,509 - - - - - 84,22642,011 - - - - - - 49,100 - - - - 10,903132,814138,496 - - - - 3,27333,85447,451 - - - - 74,03874,03896,645 - - - - 168,518168,518 - $627,122$1,780,202$507,952$4,122,520$3,970,369$15,388,602$17,546,985 $ - $ - $ - $ - $ - $277,453$281,217 - - - - - 5,5747,236 - - 318,084 - - 318,084814,452 - - - - - 2,497334 - - - - 50,00061,09250,000 - - - - 253,459375,370234,521 00318,0840303,4591,040,0701,387,760 - - - - 97,29697,296102,115 - - - - - 2,419,0002,496,635 - - - - 88,47188,471100,737 627,1221,780,202189,8684,122,5203,481,14311,188,96813,236,361 - - - - - 554,797223,377 627,1221,780,202189,8684,122,5203,666,91014,348,53216,159,225 $627,122$1,780,202$507,952$4,122,520$3,970,369$15,388,602$17,546,985 $14,348,532$16,159,225 18,629,52816,058,911 503,033370,954 (7,110,000)(7,360,000) (219,967)(239,435) (76,940)(37,523) (11,111)(11,333) $26,063,075$24,940,799 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For The Year Ended December 31, 2010 401 Budgeted Projects and Equipment407 Moelter General FundRevolvingPark Revenues: General property taxes$3,305,004$ - $ - Special assessments - - - Licenses and permits197,181 - - Intergovernmental279,411 - - Charges for services143,806 - - Fines and forfeits58,365 - - Investment income50,67522,54014,226 Refunds and reimbursements124,705917 - Donations and contributions -2,184 - Total revenues4,159,14725,64114,226 Expenditures: Current: General government1,239,05914,750 - Public safety1,307,7831,939 - Public works487,607100,328 - Parks and recreation108,02917,385 - Capital outlay36,459122,510 - Debt service: Principal retirement - - - Interest and other - - - Bond issuance costs - - - Construction costs - - - Total expenditures3,178,937 256,912 0 Revenues over (under) expenditures980,210 (231,271)14,226 Other financing sources (uses): Sale of capital assets425 - - Bonds issued - - - Transfers in - 287,450 - Transfers out(726,850) - - Total other financing sources (uses)(726,425)287,450 0 Net change in fund balance253,78556,17914,226 Fund balance - January 12,720,012931,934612,896 Fund balance - December 31$2,973,797$988,113$627,122 The accompanying notes are an integral part of these financial statements. Statement 4 710 Renewal and Replacement Other 565 Street 572 City Hall Capital Project GovernmentalIntra-Activity ReconstructionImprovementsFundFundsEliminations Total Governmental Funds 20102009 $ - $ - $ - $392,805$ - $3,697,809$3,470,670 - - - 28,583 - 28,58343,810 - - - - - 197,181100,074 -3,140 - - - 282,551276,772 - - - 417,605 - 561,411107,392 - - - 15,396 - 73,76174,588 35,37732,50289,34175,522 - 320,183456,934 -8,170 - 531 - 134,323137,422 - - - - - 2,184612,525 35,377 43,812 89,341 930,442 0 5,297,986 5,280,187 - 107,331 - 9,241 - 1,370,3811,117,822 - - - 2,613 - 1,312,3351,277,600 137 - - 4,825 - 592,897586,872 - - - - - 125,414139,188 - 45,683 - 185,154 - 389,8061,053,745 - - - 250,000 - 250,000135,000 - - - 272,000 - 272,000255,213 - - - - - - 33,537 - 3,193,860 - - - 3,193,8603,903,908 137 3,346,874 0 723,833 0 7,506,693 8,502,885 35,240 (3,303,062)89,341 206,609 0 (2,208,707)(3,222,698) - - - - - 42512,200 - - - - - - 1,195,000 320,000 - 189,136477,853(876,850)397,589351,247 - - - (150,000)876,850 - - 320,000 0 189,136 327,853 0 398,014 1,558,447 355,240 (3,303,062)278,477 534,462 0 (1,810,693)(1,664,251) 1,424,9623,492,9303,844,0433,132,448 - 16,159,22517,823,476 $1,780,202$189,868$4,122,520$3,666,910$0$14,348,532$16,159,225 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 5 RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS For The Year Ended December 31, 2010 20102009 Amounts reported for governmental activities in the statement of activities are different because: Net changes in fund balances - total governmental funds (Statement 4)($1,810,693)($1,664,251) Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense: Depreciation(732,957)(724,967) Capital outlay3,583,6664,957,653 Other various transactions relating to capital assets: Capital contributions to business-type activities(136,377)(900,386) Transfer of asset from business-type activities35,674 - Received donation of land -50,000 Loss on disposal of capital asset(10,871)(36) Other -248 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds: Change in delinquent taxes(5,682)67,159 Change in deferred and delinquent special assessments(21,987)(35,895) The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. The amount of this difference is: Principal payments on bonds payable250,000135,000 Bonds issued - (1,195,000) Bond issuance costs -33,537 Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Expenses reported in the statement of activities include the effects of the changes in these expense accruals as follows: Amortization of issuance costs(8,770)(5,416) Change in compensated absences payable19,468(6,150) Change in other post employment benefits(39,417)(37,523) Change in accrued interest payable222(1,957) Change in net assets of governmental activities (Statement 2)$1,122,276$672,016 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 6 STATEMENT OF NET ASSETS PROPRIETARY FUNDS December 31, 2010 Business-Type Activities Enterprise Funds 707 Storm 705 Water 706 Sewer Sewer Utility Utility FundUtility FundFund Totals 20102009 Assets: Current assets: Cash and cash equivalents$336,333$339,939$160,378$836,650$862,211 Accrued interest receivable4,0914,2191,88310,19315,574 Accounts receivable: Customers124,625182,80320,824328,252285,278 Certified to County12,59727,6736,94947,21943,227 Due from other governmental units261412927653,449 Prepaid items - 33,940 - 33,94032,509 Total current assets477,907 588,986 190,126 1,257,019 1,242,248 Noncurrent assets: Capital assets: Land937,919 - - 937,919921,283 Buildings and structures1,571,43143,983 - 1,615,4141,814,878 Machinery and equipment399,7557,773 - 407,528282,400 Distribution and collection system3,308,9444,002,485 - 7,311,4297,334,849 Total capital assets6,218,049 4,054,241 0 10,272,290 10,353,410 Less: Allowance for depreciation(1,981,773)(1,537,549) - (3,519,322)(3,427,585) Net capital assets4,236,2762,516,69206,752,9686,925,825 Total noncurrent assets4,236,2762,516,69206,752,9686,925,825 Total assets4,714,1833,105,678190,1268,009,9878,168,073 Liabilities: Current liabilities: Accounts payable10,00831,19098742,18544,637 Salaries payable1,493845 - 2,3381,313 Due to other governmental units4,1312,079 - 6,2106,957 Compensated absences payable - current portion938582911,611732 Total current liabilities16,570 34,696 1,078 52,344 53,639 Noncurrent liabilities: Compensated absences payable - noncurrent portio n16,95110,5241,65129,12626,518 Other post employment benefits4,8473,1976528,6965,883 Noncurrent liabilities21,79813,7212,30337,82232,401 Total liabilities38,36848,4173,38190,16686,040 Net assets: Invested in capital assets4,236,2762,516,692 - 6,752,9686,925,825 Unrestricted439,539540,569186,7451,166,8531,156,208 Total net assets$4,675,815$3,057,261$186,745$7,919,821$8,082,033 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 7 STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS For The Year Ended December 31, 2010 Business-Type Activities Enterprise Funds 707 Storm 705 Water 706 Sewer Sewer Utility Utility FundUtility FundFund Totals 20102009 Operating revenues: Customer billings$553,459$737,920$74,430$1,365,809$1,254,394 Penalties5,5399,7881,12816,45515,183 Meter sales5,022 - - 5,0221,121 Charges for services1,1821,6701402,992805 Refunds and reimbursements657 - - 657598 Total operating revenues565,859 749,378 75,698 1,390,935 1,272,101 Operating expenses: Personal services166,364108,60018,986293,950315,583 Contractual services78,75465,40849,042193,204173,383 MCES charges - 390,106 - 390,106366,192 Materials and supplies12,8506,61689520,36120,952 Administrative and personnel charges21,20041,3503,87066,42064,400 Depreciation134,34185,040 - 219,381217,872 Total operating expenses413,509 697,120 72,793 1,183,422 1,158,382 Operating income152,350 52,258 2,905 207,513 113,719 Nonoperating revenues (expenses): Earnings on investments9,2059,4934,23622,93426,174 Other - - (35,674)(35,674) - (Loss) on disposal of capital assets(52,709)(43,064) - (95,773) - Total nonoperating revenues (expenses)(43,504)(33,571)(31,438)(108,513)26,174 Income (loss) before contributions and transfers108,84618,687(28,533)99,000139,893 Capital contributions136,377 - - 136,377900,386 Transfers: Transfers to other funds(255,962)(133,327)(8,300)(397,589)(351,247) Total transfers and contributions(119,585)(133,327)(8,300)(261,212)549,139 Change in net assets(10,739)(114,640)(36,833)(162,212)689,032 Net assets - January 14,686,5543,171,901223,5788,082,0337,393,001 Net assets - December 31$4,675,815$3,057,261$186,745$7,919,821$8,082,033 CapitalTransfers ContributionsNet Amounts reported above$136,377($397,589) Amounts reported for business-type activities in the statement of activities are different because: Transfer in of capital assets from governmental activities(136,377)136,377 Amounts reported on the statement of activities$0($261,212) The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 8 STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2010 Business-Type Activities Enterprise Funds 707 Storm 705 Water 706 Sewer Sewer Utility Utility FundUtility FundFund Totals 20102009 Cash flows from operating activities: Receipts from customers and users$553,569$719,679$73,405$1,346,653$1,224,855 Payment to suppliers(114,846)(504,028)(55,847)(674,721)(591,565) Payment to employees(161,978)(106,087)(18,560)(286,625)(305,951) Net cash flows provided by (used in) operating activities276,745109,564(1,002)385,307327,339 Cash flows from noncapital financing activities: Transfer to other funds(255,962)(133,327)27,374(361,915)(351,247) Cash flows from capital and related financing activities: Acquisition of capital assets(5,664)(256)(35,674)(41,594)(15,515) Cash flows from investing activities: Investment income10,96511,9145,43628,31533,404 Net increase (decrease) in cash and cash equivalents26,084(12,105)(3,866)10,113(6,019) Cash and cash equivalents - January 1310,249352,044199,918862,211868,230 Cash and cash equivalents - December 31$336,333 $339,939 $196,052 $872,324 $862,211 Reconciliation of operating income to net cash provided by operating activities: Operating income$152,350$52,258$2,905$207,513$113,719 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation134,34185,040 - 219,381217,872 Changes in assets and liabilities: Decrease (increase) in receivables(12,290)(29,699)(2,293)(44,282)(47,246) Decrease (increase) in prepaid expenses - (1,431) - (1,431)(1,993) Increase (decrease) in payables2,3443,396(1,614)4,12644,987 Total adjustments124,395 57,306 (3,907)177,794 213,620 Net cash provided by (used in) operating activities$276,745$109,564($1,002)$385,307$327,339 Noncash investing, capital and financing activities: Contribution of capital assets$136,377$0$0$136,377$900,386 Transfer of capital assets to governmental activities$0$0($35,674)($35,674)$0 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 9 STATEMENT OF FIDUCIARY NET ASSETS AGENCY FUNDS December 31, 2010 20102009 Assets: Cash and investments$185,338$172,408 Due from developers15,7356,859 Total assets201,073179,267 Liabilities: Escrow deposits payable$96,500$101,500 Accounts payable6,5513,635 Due to developers98,02274,132 Total liabilities201,073179,267 Net assets: Unrestricted$0$0 The accompanying notes are an integral part of these financial statements. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Note 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Oak Park Heights, Minnesota operates under the State of Minnesota Statutory Plan A form of government. The governing body consists of a five member City council elected by voters of the City. The financial statements of the City of Oak Park Heights, Minnesota have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of the significant accounting policies. A.FINANCIAL REPORTING ENTITY As required by generally accepted accounting principles, the financial statements of the reporting entity include those of the City (the primary government) and its component units, entities which the City is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the City's operations and so data from these units are combined with data of the primary government. BLENDED COMPONENT UNITS The HRA of the City of Oak Park Heights, Minnesota is a separate legal entity which is authorized to expend monies generated by the City's tax increment district. The City council also serves as HRA board members. Separate financial statements are not prepared for the HRA. The EDA of the City of Oak Park Heights, Minnesota is a separate legal entity. The EDA board members are substantially the same as the City council in that four of the five board members are council members and the fifth board member is the City finance director. Separate financial statements are not prepared by the EDA. B.GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide financial statements (i.e., the statement of net assets and the statement of changes in net assets) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or business-type activity is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or business-type activity. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or business-type activity and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or business-type activity. Taxes and other items not included among program revenues are reported instead as general revenues. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C.MEASUREMENT FOCUS, BASIS OF ACCOUNTING, AND FINANCIAL STATEMENT PRESENTATION The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. The City’s only fiduciary funds are agency funds. Agency funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: TheGeneral Fund is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. TheBudgeted Projects and Equipment Revolving Capital Project Fund is used to account for monies set aside for various capital improvements. TheMoelter Park Capital Project Fund is used to account for funds received for improvements and/or continued maintenance of park amenities on or adjacent to the Moelter site, including trails, park shelters, parking lots and other related park amenities, as stated in City resolution number 09-12-49. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 TheStreet Reconstruction Capital Project Fund accounts for the accumulation of funds to be used for future street reconstruction projects. TheCity Hall Improvements Capital Project Fund is used to account for the costs related to the construction of the new City hall. TheRenewal and Replacement Capital Project Fund is used to account for assets depreciated from the utility fund and water and sanitary sewer departments. Funds are used to renew or replace water and sanitary sewer system assets. The City reports the following major proprietary funds: The Water Utility Fund accounts for assets, liabilities, revenues and expenditures for water utility operations. The Sewer Utility Fund accounts for assets, liabilities, revenues and expenditures for sewer utility operations. The Storm Sewer Utility Fund accounts for assets, liabilities, revenues and expenditures for storm sewer utility operations. Additionally, the City reports the following fund type: Agency Funds account for the assets of various developers held by the City as an agent. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The City has elected not to follow subsequent private-sector guidance. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 the enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for an allowable use, it is the City’s policy to use restricted resources first, then unrestricted resources as they are needed. D.BUDGETS Budgets are adopted on a basis consistent with generally accepted accounting principles. Annual appropriated budgets are adopted for the General Fund, but not for Special Revenue Funds. Budgeted expenditure appropriations lapse at year end. Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the appropriation, is not employed by the City because it is at present not considered necessary to assure effective budgetary control or to facilitate effective cash management. E.LEGAL COMPLIANCE - BUDGETS The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1. The City Administrator submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. 2. Public hearings are conducted to obtain taxpayer comments. 3. The budget is legally enacted through passage of a resolution on a departmental basis and can be expended by each department based upon detailed budget estimates for individual expenditure accounts. 4. The department heads are authorized to transfer appropriations under $500 within any department budget. Additional interdepartmental or interfund appropriations and deletions are or may be authorized by the City Council with fund (contingency) reserves or additional revenues. 5. Formal budgetary integration is employed as a management control device during the year for the General Fund. 6. Legal debt obligation indentures determine the appropriation level and debt service tax levies for the Debt Service Funds. Supplementary budgets are adopted for the Proprietary Funds to determine and calculate user charges. These debt service and budget amounts represent CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 general obligation bond indenture provisions and net income for operation and capital maintenance and are not reflected in the financial statements. 7. A capital improvement program is reviewed annually by the City Council for the Capital Project Funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. 8. Expenditures may not legally exceed budgeted appropriations at the total fund level. Monitoring of budgets is maintained at the expenditure category level (i.e., personal services; material and supplies; contractual services; capital outlay) within each department. All amounts over budget have been approved by the City council through the disbursement approval process. 9. The City Council may authorize transfer of budgeted amounts between City funds. F.CASH AND INVESTMENTS Cash and investment balances from all funds are pooled and invested to the extent available in authorized investments. Earnings from investments are allocated to individual funds on the basis of the fund's equity in the cash and investment pool. Investments are stated at fair value, based upon quoted market prices, except for investments in 2a7-like external investment pools, which are stated at amortized cost and approximate fair value. Investment income is accrued at the balance sheet date. For purposes of the statement of cash flows the Enterprise Funds consider all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. All of the cash and investments allocated to the Enterprise Funds have original maturities of 90 days or less. Therefore the entire balance in the fund is considered cash equivalents. G.RECEIVABLES AND PAYABLES Property taxes and special assessments (see notes 1H and I) have been reported net of estimated uncollectible accounts. Because utility bills are considered liens on property, no estimated uncollectible amounts are established. Uncollectible amounts are not material for other receivables and have not been reported. H.PROPERTY TAX REVENUE RECOGNITION The City Council annually adopts a tax levy and certifies it to the County in December (levy/assessment date) of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners) on May 15 and October 15 of each calendar year. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 7 and December 2 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. Government-Wide Financial Statements The City recognizes property tax revenue in the period for which the taxes were levied. Uncollectible property taxes are not material and have not been reported. Governmental Fund Financial Statements The City recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. In practice, current and delinquent taxes and State credits received by the City in July, December and January are recognized as revenue for the current year. Taxes collected by the County by December 31 (remitted to the City the following January) and taxes and credits not received at year end are classified as delinquent and due from County taxes receivable. The portion of delinquent taxes not collected by the City in January is fully offset by deferred revenue because they are not available to finance current expenditures. I.SPECIAL ASSESSMENT REVENUE RECOGNITION Special assessments are levied against benefited properties for the cost or a portion of the cost of special assessment improvement projects in accordance with State Statutes. These assessments are collectible by the City over a term of years usually consistent with the term of the related bond issue. Collection of annual installments (including interest) is handled by the County Auditor in the same manner as property taxes. Property owners are allowed to (and often do) prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent, the property is subject to tax forfeit sale. Proceeds of sales from tax forfeit properties are allocated first to the County’s costs of administering all tax forfeit properties. Generally, the City will collect the full amount of its special assessments not adjusted by City Council or court action. Pursuant to State Statutes, a property shall be subject to a tax forfeit sale after three years unless it is homesteaded, agricultural or seasonal recreational land in which event the property is subject to such sale after five years. Government-Wide Financial Statements The City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. Governmental Fund Financial Statements Revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. All remaining delinquent and deferred assessments receivable in governmental funds are offset by deferred revenues. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 J.INVENTORIES The original cost of materials and supplies has been recorded as expenditures at the time of purchase. The City does not maintain material amounts of inventories of goods and supplies. K.PREPAID ITEMS Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Prepaid items are reported using the consumption method and recorded as expenditure/expense at time of consumption. L.CAPITAL ASSETS Capital assets, which include property, plant, equipment and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of more than $5,000 (amount not rounded) and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. In the case of the initial capitalization of general infrastructure assets (i.e., those reported by governmental activities) the City chose to include all such items regardless of their acquisition date. These assets are reported at historical cost. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed.For the year ended December 31, 2010, no interest was capitalized in connection with construction in progress. Property, plant and equipment of the primary government, as well as the component units, are depreciated using the straight line method over the following estimated useful lives: Buildings and structures 50 years Machinery and equipment 3 – 20 years Distribution and collection systems 50 years Streets 25 years Storm sewers 50 years Pathways 20 years CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 M.COMPENSATED ABSENCES It is the City’s policy to permit employees to accumulate earned but unused vacation and sick pay benefits. All vacation pay and accumulated vested sick leave benefits that is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. In accordance with the provisions of Statement of Government Accounting Standards No. 16, Accounting for Compensated Absences, no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. N.LONG-TERM OBLIGATIONS In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are immaterial and are expensed in the year of bond issuance. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. O.FUND EQUITY In the fund financial statements, governmental funds report reservations of fund balance for amounts not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources. P.INTERFUND TRANSACTIONS Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. Interfund loans are reported as an interfund loan receivable or payable which offsets the movement of cash between funds. All other interfund transactions are reported as transfers. Q.RECLASSIFICATIONS Certain amounts presented in the prior year data have been reclassified in order to be consistent with the current year’s presentation. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 R.USE OF ESTIMATES The preparation of financial statements in accordance with generally accepted accounting principles (GAAP) requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. Note 2 DEPOSITS AND INVESTMENTS A. DEPOSITS In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council, all of which are members of the Federal Reserve System. Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City Treasurer or in a financial institution other than that furnishing the collateral. Authorized collateral includes the following: a)United States government treasury bills, treasury notes, treasury bonds; b)Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; c)General obligation securities of any state or local government with taxing powers which is rated “A” or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated “AA” or better by a national bond rating service; d)Unrated general obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity: e)Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied by written evidence that the bank’s public debt is rated “AA” or better by Moody’s Investors Service, Inc. or Standard & Poor’s Corporation; and f)Time deposits that are fully insured by any Federal agency. At December 31, 2010 the carrying amount of the City’s deposits with financial institutions was $10,292,479. Custodial credit risk is the risk that in the event of a bank failure, the Custodial credit risk – Deposits. City’s deposits may not be returned to it. State statutes require that insurance, surety bonds or collateral protect all City deposits. The market value of collateral pledged must equal 110% of deposits not covered by insurance or bonds. As of December 31, 2010, the bank balance of the City’s deposits was CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 $10,442,283. Of this amount, $9,863,662 was insured by the Federal Deposit Insurance Corporation (FDIC) or covered by perfected pledged collateral held in the City’s name. The remaining $578,621 of deposits were covered by pledged collateral, but the collateral pledged was not an allowable form of collateral as stated in Minnesota Statute 118A.03, subdivision 2. B. INVESTMENTS Minnesota Statutes authorize the City to invest in the following: a) Direct obligations or obligations guaranteed by the United States or its agencies, its instrumentalities or organizations created by an act of congress, excluding mortgage-backed securities defined as high risk. b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a) above, general obligation tax-exempt securities, or repurchase or reverse repurchase agreements. c) Obligations of the State of Minnesota or any of its municipalities as follows: 1)any security which is a general obligation of any state or local government with taxing powers which is rated “A” or better by a national bond rating service; 2)any security which is a revenue obligation of any state or local government with taxing powers which is rated “AA” or better by a national bond rating service; and 3)a general obligation of the Minnesota housing finance agency which is a moral obligation of the State of Minnesota and is rated “A” or better by a national bond rating agency. d) Bankers’ acceptance of United States banks eligible for purchase by the Federal Reserve System. e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. f) Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; certain Minnesota securities broker-dealers; or, a bank qualified as a depositor. g) General obligation temporary bonds of the same governmental entity issued under section 429.091, subdivision 7; 469.178, subdivision 5; or 475.61, subdivision 6. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 As of December 31, 2010 the City had the following investments and maturities: Investment Maturities (in Years) FairLess Investment TypeRatingValueThan 11-56-10 Federal National Mortgage Assn. NotesAaa$551,840$ - $ - $551,840 Federal Home Loan Mortgage Corp. NotesAaa1,098,249 - 598,249500,000 Brokered certificates of depositNR2,779,608975,6081,708,00096,000 External investment pool - 4M FundNR1,032,2441,032,244 - - Total$5,461,941$2,007,852$2,306,249$1,147,840 NR - Not RatedTotal investments$5,461,941 Deposits10,292,479 Petty cash100 Total cash and investments$15,754,520 The Minnesota Municipal Money Market Fund (4M Fund) is regulated by Minnesota Statutes and the Board of Directors of the League of Minnesota Cities and is an external investment pool not registered with the Securities Exchange Commission (SEC) that follows the same regulatory rules of the SEC under rule 2a7. The fair value of the position in the pool is the same as the value of the pool shares. Following is a reconciliation of the City’s cash and investment balances as of December 31, 2010: Government-wide statement of net assets: Cash and investments$15,569,182 Fiduciary funds statement of net assets185,338 Total cash and investments$15,754,520 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 C. INVESTMENT RISKS – For investments in securities, custodial credit risk is the risk that in Custodial credit risk – investments the event of failure of the counterparty to a transaction, the City will not be able to recover the value of its investment securities that are in the possession of an outside party. Investments in investment pools and money markets are not evidenced by securities that exist in physical or book entry form, and therefore are not subject to custodial credit risk disclosures. The City’s investment policy does not address custodial risk. However, investments in securities are held by the City’s broker-dealer of which $1,095,608 is insured through SIPC. Each broker-dealer has provided additional protection by providing additional insurance. This insurance is subject to aggregate limits applied to all of the broker-dealer’s accounts. – Interest rate risk is the risk that changes in interest rates of debt investments could Interest rate risk adversely affect the fair value of an investment. The City’s investment policy requires the City to diversify its investment portfolio to eliminate the risk of loss resulting from over concentration of assets in a specific maturity. The policy also states the City’s investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements which might be reasonably anticipated. – Credit risk is the risk that an issuer or other counterparty to an investment will be unable Credit Risk to fulfill its obligation to the holder of the investment. Minnesota Statutes limit the City’s investments to direct obligations or obligations under the Federal Investment Company Act of 1940 that receive the highest credit rating, are rated in one of the two highest rating categories by a statistical rating agency, and all of the investments have a final maturity of thirteen months or less; shares of a Minnesota joint powers investment trust whose investments are restricted to securities described in 118.04; general obligations of any state or local government with taxing powers which is rated “A” or better; revenue obligations of any state or local government with taxing powers which is rated “AA” or better; general obligations of the Minnesota Housing Finance Agency rated “A” or better; bankers’ acceptances of United States banks eligible for purchase by the Federal Reserve System; commercial paper issued by United States corporations or their Canadian subsidiaries, rated of the highest quality category by at least two nationally recognized rating agencies, and maturing in 270 days or less; guaranteed investment contracts guaranteed by a United States commercial bank, domestic branch of a foreign bank or a United States insurance company, and with the credit quality in the one of the top two highest categories; repurchase or reverse purchase agreements and securities lending agreements with financial institutions qualified as a “depository” by the government entity, with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000, that are a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York, or certain Minnesota securities brokers-dealers. The City’s investment policy does not place further restrictions on investment options. – Concentration of credit risk is the risk of loss that may be attributed to the Concentration of credit risk magnitude of a government’s investment in a single issuer. The City places no limit on the amount the City may invest in any one issuer. The City does not have exposure to a single issuer that equals or exceeds 5% of the overall portfolio and, therefore, there is no concentration of credit risk. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Note 3 RECEIVABLES Significant receivable balances not expected to be collected within one year of December 31, 2010 are as follows: Other Governmental GeneralFundsTotal Delinquent property taxes$55,738$4,985$60,723 Deferred special assessments - 55,52955,529 Total$55,738$60,514$116,252 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: UnavailableUnearned Delinquent property taxes receivable (General Fund)$121,911$ - Delinquent property taxes receivable (Nonmajor Fund)10,903 - Special assessments receivable (Nonmajor Fund)74,038 - Land held for resale (Nonmajor Fund)168,518 - Total deferred/unearned revenue for governmental funds$375,370$0 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Note 4 CAPITAL ASSETS Capital asset activity for the year ended December 31, 2010 was as follows: BeginningEnding BalanceIncreasesDecreasesBalance Governmental activities: Capital assets, not being depreciated: Land$2,238,930$ - $ - $2,238,930 Construction in progress4,356,7733,242,312(7,516,034)83,051 Total capital assets, not being depreciated6,595,7033,242,312(7,516,034)2,321,981 Capital assets, being depreciated: Buildings and structures1,584,0316,841,817(915,156)7,510,692 Other improvements886,154531,809(15,799)1,402,164 Machinery and equipment531,916 - (19,995)511,921 Furniture and fixtures342,69745,683(94,142)294,238 Infrastructure12,643,088168,858 - 12,811,946 Total capital assets, being depreciated15,987,8867,588,167(1,045,092)22,530,961 Less accumulated depreciation for: Buildings and structures867,229210,288(915,156)162,361 Other improvements174,18512,224(10,996)175,413 Machinery and equipment281,56069,121(19,995)330,686 Furniture and fixtures170,96626,642(88,074)109,534 Infrastructure5,030,738414,682 - 5,445,420 Total accumulated depreciation6,524,678732,957(1,034,221)6,223,414 Total capital assets being depreciated - net9,463,2086,855,210(10,871)16,307,547 Governmental activities capital assets - net$16,058,911$10,097,522($7,526,905)$18,629,528 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 BeginningEnding BalanceIncreasesDecreasesBalance Business-type activities: Capital assets, not being depreciated: Land$921,283$16,636$ - $937,919 Total capital assets, not being depreciated921,28316,6360937,919 Capital assets, being depreciated: Buildings and structures1,814,878 - (199,464)1,615,414 Machinery and equipment282,400125,661(533)407,528 Distribution and collection systems7,334,849 - (23,420)7,311,429 Total capital assets, being depreciated9,432,127125,661(223,417)9,334,371 Less accumulated depreciation: Buildings and structures657,29456,957(113,336)600,915 Machinery and equipment161,04514,606(533)175,118 Distribution and collection systems2,609,246147,818(13,775)2,743,289 Less accumulated depreciation3,427,585219,381(127,644)3,519,322 Total capital assets being depreciated - net6,004,542(93,720)(95,773)5,815,049 Business-type activities capital assets - net$6,925,825($77,084)($95,773)$6,752,968 Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government$221,060 Public safety49,433 Public works387,122 Recreation75,342 Total depreciation expense - governmental activities$732,957 Business-type activities: Water$134,341 Sewer85,040 Total depreciation expense - business-type activities$219,381 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Note 5 LONG-TERM DEBT The City issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. The reporting entity’s long-term debt is segregated between the amounts to be repaid from governmental activities and amounts to be repaid from business-type activities. As of December 31, 2010, the long-term debt of the financial reporting entity consisted of the following: FinalAuthorized Issue Maturity Interest AndOutstanding DateDateRateIssued12/31/10 Governmental activities: Improvement bonds: G.O. Capital Improvement Bonds, Series 2008A06/15/0812/15/282.5 - 4.4$6,300,000$6,015,000 G.O. Capital Improvement Bonds, Series 2009A09/15/0912/15/191.2 - 3.551,195,0001,095,000 Compensated absences payable219,967 Total governmental activities7,329,967 Business-type activities: Compensated absences payable30,737 Total City indebtedness$7,360,704 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Annual debt service requirements to maturity are as follows: YearGovernmental Activities Ending2008A G.O. Cap Imp Bonds2009A G.O. Cap Imp BondsTotal December 31,PrincipalInterestPrincipalInterestPrincipalInterest 2011$155,000$237,525$100,000$29,150$255,000$266,675 2012170,000233,030105,00027,650275,000260,680 2013185,000227,845110,00025,760295,000253,605 2014200,000222,018115,00023,560315,000245,578 2015215,000215,418120,00020,858335,000236,276 2016230,000208,000125,00017,678355,000225,678 2017250,000199,720130,00014,115380,000213,835 2018270,000190,470140,00010,084410,000200,554 2019290,000180,345150,0005,325440,000185,670 2020315,000169,325 - - 315,000169,325 2021340,000156,725 - - 340,000156,725 2022370,000143,125 - - 370,000143,125 2023405,000128,325 - - 405,000128,325 2024440,000111,922 - - 440,000111,922 2025485,00093,882 - - 485,00093,882 2026525,00073,512 - - 525,00073,512 2027560,00051,200 - - 560,00051,200 2028610,00026,840 - - 610,00026,840 Total$6,015,000$2,869,227$1,095,000$174,180$7,110,000$3,043,407 It is not practicable to determine the specific year for payment of accrued compensated absences. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Change in Long-Term Liabilities Long-term liability activity for the year ended December 31, 2010, was as follows: FinalAuthorized Issue Maturity Interest AndOutstanding DateDateRateIssued12/31/10 Governmental activities: Improvement bonds: G.O. Capital Improvement Bonds, Series 2008A06/15/0812/15/282.5 - 4.4$6,300,000$6,015,000 G.O. Capital Improvement Bonds, Series 2009A09/15/0912/15/191.2 - 3.551,195,0001,095,000 Compensated absences payable219,967 Total governmental activities7,329,967 Business-type activities: Compensated absences payable30,737 Total City indebtedness$7,360,704 For governmental activities, compensated absences are generally liquidated by the General Fund. All long- term bonded indebtedness outstanding at December 31, 2010 is backed by the full faith and credit of the City, including improvement bond issues. Delinquent taxes receivable at December 31, 2010 were $132,814. Revenues Pledged Revenue PledgedCurrent Year Percent ofRemainingPrincipalPledged Use ofTotalTerm ofPrincipaland InterestRevenue Bond IssueProceedsTypeDebt ServicePledgeand InterestPaidReceived 2008ACity hall constructionProperty taxes100%2009 - 2028$8,884,227$391,650$392,805 2009ACity hall constructionProperty taxes100%2010 - 2019$1,269,180$130,350$122,000 Note 6 PENSION PLANS A. PERA DEFINED BENEFIT PLAN PLAN DESCRIPTION All full-time and certain part-time employees of the City are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the General Employees Retirement Fund (GERF) and the Public Employees Police and Fire Fund (PEPFF) which are cost-sharing, multiple-employer retirement plans. These plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 GERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers, firefighters and peace officers who qualify for membership by statute are covered by the PEPFF. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by state statute, and vest after three years of credited service. The defined retirement benefits are based on a member’s highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for GERF and PEPFF. That report may be obtained on the internet at , by writing to PERA at 60 Empire Drive #200, St. Paul, Minnesota, 55103-2088 or by www.mnpera.org calling (651) 296-7460 or 1-800-652-9026. FUNDING POLICY Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. GERF Basic Plan members and Coordinated Plan members were required to contribute 9.10% and 6.0%, respectively, of their annual covered salary in 2010. PEPFF members were required to contribute 9.4% of their annual covered salary in 2010. The City was required to contribute the following percentages of annual covered payroll in 2010: 11.78% for Basic Plan GERF members, 7.0% for Coordinated Plan GERF members, and 14.1% for PEPFF members. Employer contribution rates for the Coordinated Plan will increase to 7.25% and rates for the PEPFF will increase to 14.4% effective January 1, 2011 The City’s contributions to the General Employees Retirement Fund for the years ending December 31, 2010, 2009 and 2008 were $50,534, $47,320 and $45,539, respectively. The City’s contributions to the Public Employees Police and Fire Fund for the years ending December 31, 2010, 2009 and 2008 were $99,847, $94,756 and $91,155, respectively. The City’s contributions were equal to the contractually required contributions for each year as set by state statute. B. DEFINED CONTRIBUTION PLAN The City administrator does not participate in PERA, but is covered by a defined contribution plan administered by the ICMA Retirement Corporation. The Plan is a tax qualified plan under Section 457 of the Internal Revenue Code and all contributions by or on behalf of the employee are tax deferred until time of withdrawal. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 The City is required to contribute 10% of the annual base salary. Plan provisions and contribution requirements are established and may be amended by the City council. Employer contributions were $10,723 for the year ended December 31, 2010. Note 7 OTHER POST-EMPLOYMENT BENEFITS In 2009, the City prospectively implemented the requirement of a new accounting pronouncement, GASB Statement No. 45, Accounting and Financial Reporting by Employers for Postemployment Benefits Other than Pensions. A.PLAN DESCRIPTION In addition to providing the pension benefits described in Note 6, the City provides post-employment health care benefits (as defined in paragraph B) for retired employees through a single-employer defined benefit plan. The City of Oak Park Heights, Minnesota OPEB plan is administered by the City. The authority to provide these benefits is established in Minnesota Statutes Sections 471.61 Subd. 2a, and 299A.465. The benefits, benefit levels, employee contributions and employer contributions are governed by the City and can be amended by the City through its personnel manual and collective bargaining agreements with employee groups. The Plan is not accounted for as a trust fund, an irrevocable trust has not been established to account for the Plan. The Plan does not issue a separate report. B. BENEFITS PROVIDED Retirees The City is required by State Statute to allow retirees to continue participation in the City’s group health insurance plan if the individual terminates service with the City through service retirement or disability retirement. Eligibility for benefits is the earlier of age 55 and 3 years of service or age 65. All health care coverage is provided through the City’s group health insurance plans. The retiree is required to pay 100% of their premium cost for the City-sponsored group health insurance plan in which they participate. The premium is a blended rate determined on the entire active and retiree population. Since the projected claims costs for retirees exceed the blended premium paid by retirees, the retirees are receiving an implicit rate subsidy (benefit). The coverage levels are the same as those afforded to active employees. Upon a retiree reaching age 65 years of age, Medicare becomes the primary insurer and the City’s plan becomes secondary. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 C. PARTICIPANTS As of the actuarial valuation dated February 2009, participants consisted of: Retirees and beneficiaries currently purchasing health insurance through the City3 Active employees21 Total24 Participating employers1 D. FUNDING POLICY The additional cost of using a blended rate for actives and retirees is currently funded on a pay-as-you- go basis. The City Council may change the funding policy at any time. E. ANNUAL OPEB COSTS AND NET OPEB OBLIGATION The City’s annual other post employment benefit (OPEB) cost is calculated based on the annual required contribution (ARC) of the employer, an amount actuarially determined in accordance with the parameters of GASB Statement No. 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed 30 years. The net OPEB obligation as of December 31, 2010, was calculated as follows: Annual required contribution (ARC)$60,075 Interest on net OPEB obligation1,736 Adjustment to ARC(2,510) Annual OPEB cost59,301 Contributions made during the year(17,071) Increase in net OPEB obligation42,230 Net OPEB obligation - beginning of year43,406 Net OPEB obligation - end of year$85,636 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 The net OPEB obligation is allocated as follows: Governmental activities$76,940 Business-type activities8,696 $85,636 For governmental activities, the net OPEB obligation is generally liquidated by the General Fund. The City’s annual OPEB cost, the percentage of annual OPEB cost contributed to the plan and the net OPEB obligation for 2009 and 2010 was as follows: Percentage of Fiscal YearAnnual OPEBEmployer Annual OPEB CostNet OPEB EndedCostContributionsContributedObligation December 31, 2009$60,075$16,66927.7%$43,406 December 31, 2010$59,301$17,07128.8%$85,636 F. FUNDED STATUS AND FUNDING PROGRESS The City currently has no assets that have been irrevocably deposited in a trust for future health benefits; therefore, the actuarial value of assets is zero. The funded status of the plan was as follows: Unfunded ActuarialActuarialUAAL as a ActuarialActuarialAccruedAccruedFundedCoveredPercentage of ValuationValue of AssetsLiability (AAL)*Liability (UAAL)RatioPayrollCovered Payroll Date(a)(b)(b-a)(a/b)(c) ( (b-a) / c) January 1, 2009$0$452,765$452,7650.0%$1,600,00028.3% *Using the Projected Unit Credit Actuarial cost method. Note, the first OPEB actuarial valuation was conducted as of January 1, 2009. There is no data available prior to the first valuation. G. ACTUARIAL METHODS AND ASSUMPTIONS Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality and the health care cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions (ARC) of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented as required supplementary CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 information following the notes to financial statements, presents multi-year trend information that shows whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liabilities for benefits. Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effect of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. In the January 1, 2009 actuarial valuation, the Projected Unit Credit Actuarial cost method was used. The actuarial assumptions included a 4.0% investment rate of return (net of administrative expenses) and an initial annual health care cost trend rate of 10% reduced by 0.5% each year to arrive at an ultimate health care cost trend rate of 5.0%. The actuarial value of assets was $0. The Plan’s unfunded actuarial accrued liability is being amortized using the level percentage of projected payroll method over 30 years on a closed basis. The remaining amortization period at December 31, 2010, was 28 years. Note 8 INTERFUND TRANSFERS Transfers In Major Funds Budgeted Renewal and Projects and Nonmajor Street Replacement Equipment Governmental Total ReconstructionFund RevolvingFunds Transfers out: Governmental activities: General Fund$320,000$ - $206,850$200,000$726,850 Nonmajor Governmental Funds - - - 150,000150,000 Business-type activities: Water Utility Fund - 91,95936,150127,853255,962 Sewer Utility Fund - 97,17736,150 - 133,327 Storm Sewer Utility Fund - - 8,300 - 8,300 Total transfers$320,000$189,136$287,450$477,853$1,274,439 During 2010, the City made routine interfund transfers to accumulate resources to be used for improvements. Also, the Storm Sewer Utility Fund made an additional transfer of capital assets to governmental activities in the amount of $35,674 which is not reflected in the schedule above. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Note 9 CONTINGENCIES AND COMMITMENTS A.LITIGATION In 2009, the City was named in a lawsuit commenced by the County of Washington in dispute over utility billings for the years 2005 and 2006. The claim has been tendered to the City’s insurance carrier, who has accepted defense of the claim. B.FEDERAL AND STATE FUNDS The City receives financial assistance from federal and state governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with the terms and conditions specified in the grant agreements and are subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the applicable fund. However, in the opinion of management, any such disallowed claims will not have a material effect on any of the financial statements of the individual fund types included herein or on the overall financial position of the City at December 31, 2010. C.COMMITTED CONTRACTS At December 31, 2010, the City had commitments of $31,522 for uncompleted construction contracts relating to the new City hall. Note 10 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. Workers compensation coverage is provided through a pooled self-insurance program through the League of Minnesota Cities Insurance Trust (LMCIT). The City pays an annual premium to LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through Workers Compensation Reinsurance Association (WCRA) as required by law. For workers compensation, the City is not subject to a deductible. The City’s workers compensation coverage is retrospectively rated. With this type of coverage, final premiums are determined after loss experience is known. The amount of premium adjustment, if any, is considered immaterial and not recorded until received or paid. Property and casualty insurance coverage is provided through a pooled self-insurance program through the LMCIT. The City pays an annual premium to the LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through commercial companies for claims in excess various amounts. The City retains risk for deductible portions. These deductibles are considered immaterial to the financial statements. Employee health and disability insurance is provided through commercial insurance. The City does not have a deductible or yearly maximum on this insurance. CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. Note 11 DESIGNATIONS AND RESERVATIONS OF FUND BALANCES At December 31, 2010 the City had designated and reserved portions of its various fund balances through legal restriction and City Council authorization. Major fund balance appropriations at December 31, 2010 are shown on the various balance sheets as segregations of the fund balance. A summary of such reservations and designations is as follows: December 31, 2010 Governmental Funds: Major Funds: General Fund: Designated for cash flow$1,593,000 Designated for contingent employee benefit172,000 Designated for general contingency554,000 Designated for ensuing year's budget100,000 City Hall Improvement Fund: Designated for capital improvements189,868 Renewal and Replacement Fund: Designated for capital improvements4,122,520 Moelter Park Fund: Designated for park improvements627,122 Street Reconstruction Fund: Designated for capital improvements1,780,202 Budgeted Projects and Equipment Revolving Fund: Designated for capital improvements988,113 Nonmajor Funds: Designated for special revenue programs88,471 Reserved for debt service97,296 Designated for capital improvements3,481,143 Totals$13,793,735 CITY OF OAK PARK HEIGHTS, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2010 Note 12 MAJOR TAXPAYER The City has one major taxpayer, Xcel Energy. The total tax capacity value for this taxpayer represented approximately 34% of the City's total tax capacity value for taxes payable in 2010. Note 13 CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Rental Housing or Industrial Revenue Bonds to provide financial assistance to private-sector entities for the acquisition and construction of rental housing, office space or a clinic deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private-sector entity served by the bond issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2010, there were three series of Industrial Revenue Bonds outstanding. The principal amount payable at December 31, 2010 was $92,088,243. Note 14 OPERATING LEASES The City leases space in and above its water tower. The space is used for antennas and other equipment necessary to provide radio communications. Lease terms are as follows: 2010 LeaseAnnual LeaseExpirationRenewal LocationLesseeAmountAdjustment Factor*DateOptions 58th and NorrellSprint PCS$29,067Greater of CPI or 5%9/20/20142 5-year terms *Amounts for future lease receipts are unavailable because they are based on the Consumer Price Index. REQUIRED SUPPLEMENTARY INFORMATION CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 10 REQUIRED SUPPLEMENTARY INFORMATION Page 1 of 5 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2010 With Comparative Actual Amounts For The Year Ended December 31, 2009 Variance with Final Budget - 2010 Actual Positive2009 Actual Amounts(Negative)Amounts Budgeted Amounts OriginalFinal Revenues: Property taxes$3,291,704$3,291,704$3,279,190($12,514)$3,174,197 Abatement of property taxes - - (10,026)(10,026)(59,807) Payment in lieu of taxes20,50020,50035,84015,34019,988 Total property taxes3,312,2043,312,2043,305,004(7,200)3,134,378 Intergovernmental: Federal: Energy efficiency and conservation block grant - - 73,89573,895 - Other public safety grants11,00011,00014,0303,03020,335 State: Utility valuation transition aid102,947102,947102,947 - 178,390 Police aid70,00070,00058,930(11,070)69,392 PERA rate increase aid2,0402,0402,040 - 2,040 Other public safety grants - - 2,7992,799 - Other public works grants - - 13,45813,458 - Other: Poison ivy grant - - - - 962 Recycling grant - - 11,31211,312 - Total intergovernmental185,987185,987279,41193,424271,119 Licenses and permits81,65081,650197,181115,531100,074 Charges for services: General government10,08010,08077,38667,3069,890 Administrative - Enterprise Fund66,42066,42066,420 - 64,400 Total charges for services76,50076,500143,80667,30674,290 Fines and forfeits67,70067,70058,365(9,335)70,102 Investment income58,50058,50050,675(7,825)55,439 Refunds and reimbursements100,000100,000124,70524,705117,441 Donations and contributions - - - - 500 Total revenues3,882,5413,882,5414,159,147276,6063,823,343 Expenditures: General government: Mayor and city council: Current: Personal services59,22059,22057,9241,29658,576 Materials and supplies800800304496135 Other services and charges33,11033,11020,02113,08921,043 Total mayor and city council93,13093,13078,24914,88179,754 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 10 REQUIRED SUPPLEMENTARY INFORMATION Page 2 of 5 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2010 With Comparative Actual Amounts For The Year Ended December 31, 2009 Variance with Final Budget - 2010 Actual Positive2009 Actual Amounts(Negative)Amounts Budgeted Amounts OriginalFinal Expenditures: (continued) General government: (continued) City administration: Current: Personal services$194,470$194,470$192,846$1,624$184,829 Materials and supplies2,8502,8501,3241,5261,912 Other services and charges51,81551,81548,9542,86156,705 Total City administration249,135249,135243,1246,011243,446 Legal: Current: Personal services29,70029,70016,33313,36718,448 General management and building: Current: Materials and supplies8,6008,6007,8657356,864 Other services and charges94,38594,38580,77513,61064,201 Total general management and building102,985102,98588,64014,34571,065 Elections: Current: Personal services3,5003,5005,503(2,003) - Materials and supplies350350399(49) - Other services and charges940940988(48)943 Total elections4,7904,7906,890(2,100)943 Finance: Current: Personal services254,100254,100268,244(14,144)200,572 Materials and supplies3,3003,3002,4248762,187 Other services and charges42,95542,95540,1602,79531,864 Total finance300,355300,355310,828(10,473)234,623 Computer system: Current: Materials and supplies1,9001,9001,5833172,762 Other services and charges21,00021,00021,946(946)14,778 Total computer system22,90022,90023,529(629)17,540 Audit: Current: Personal services21,25021,25022,009(759)19,730 Insurance: Current: Other services and charges376,860376,860339,36237,498326,470 Assessing: Current: Personal services21,90021,90020,6261,27421,169 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 10 REQUIRED SUPPLEMENTARY INFORMATION Page 3 of 5 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2010 With Comparative Actual Amounts For The Year Ended December 31, 2009 Variance with Final Budget - 2010 Actual Positive2009 Actual Amounts(Negative)Amounts Budgeted Amounts OriginalFinal Expenditures: (continued) General government: (continued) Planning and zoning: Current: Personal services$34,000$34,000$67,184($33,184)$42,027 Materials and supplies14014010733 - Other services and charges1,5001,5001,430701,100 Total planning and zoning35,64035,64068,721(33,081)43,127 Engineering: Current: Other services and charges26,73026,73014,35912,37125,308 General contingency: Current: Other services and charges9,9009,9006,3893,5117,134 Total general government1,295,2751,295,2751,239,05956,2161,108,757 Public safety: Police department: Current: Personal services861,410861,410812,34049,070791,420 Materials and supplies61,47561,47544,39717,07844,621 Other services and charges182,565182,565166,65715,908155,794 Capital outlay - - - - 7,500 Total police department1,105,4501,105,4501,023,39482,056999,335 Building inspections: Current: Personal services107,000107,000103,7503,250102,222 Materials and supplies2,8002,8009711,8291,715 Other services and charges22,17522,17516,9385,23717,742 Total building inspections131,975131,975121,65910,316121,679 Fire protection: Current: Materials and supplies2,0002,0002,000 - - Other services and charges148,600148,600158,826(10,226)147,472 Total fire protection150,600150,600160,826(10,226)147,472 Civil defense: Current: Other services and charges5,0505,0506924,3581,524 Animal control: Current: Materials and supplies150150529864 Other services and charges1,4851,4851,1603251,461 Total animal control1,6351,6351,2124231,525 Total public safety1,394,7101,394,7101,307,78386,9271,271,535 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 10 REQUIRED SUPPLEMENTARY INFORMATION Page 4 of 5 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2010 With Comparative Actual Amounts For The Year Ended December 31, 2009 Variance with Final Budget - 2010 Actual Positive2009 Actual Amounts(Negative)Amounts Budgeted Amounts OriginalFinal Expenditures: (continued) Public works: Street maintenance: Current: Personal services$18,750$18,750$17,366$1,384$19,976 Materials and supplies10,69010,6908,0792,6116,298 Other services and charges28,84028,84016,23212,60817,462 Total street maintenance58,28058,28041,67716,60343,736 Snow removal: Current: Materials and supplies1,0001,000232768773 Other services and charges121,750121,750146,407(24,657)105,382 Total snow removal122,750122,750146,639(23,889)106,155 Sanitation: Current: Other services and charges191,050191,050190,627423187,204 Street lighting: Current: Other services and charges68,00068,00061,4896,51163,725 Arborist: Current: Personal services14,85014,85016,512(1,662)15,108 Materials and supplies9999 - 99 - Other services and charges252252131121138 Total arborist15,20115,20116,643(1,442)15,246 Tree removal and planting: Current: Other services and charges45,75045,75030,53215,21819,774 Total public works501,031501,031487,60713,424435,840 Parks and recreation: Parks, playgrounds and rinks: Current: Personal services64,12564,12549,23414,89158,139 Materials and supplies16,30016,30011,1125,18817,746 Other services and charges77,88277,88247,68330,19947,284 Capital outlay - - 36,459(36,459) - Total parks and recreation158,307158,307144,48813,819123,169 Total expenditures3,349,3233,349,3233,178,937170,3862,939,301 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 10 REQUIRED SUPPLEMENTARY INFORMATION Page 5 of 5 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2010 With Comparative Actual Amounts For The Year Ended December 31, 2009 Variance with Final Budget - 2010 Actual Positive2009 Actual Amounts(Negative)Amounts Budgeted Amounts OriginalFinal Revenues over expenditures $533,218$533,218$980,210$446,992$884,042 Other financing sources (uses): Sale of property - - 42542512,200 Transfers out(726,850)(726,850)(726,850) - (792,600) Total other financing sources (uses)(726,850)(726,850)(726,425)425(780,400) Net change in fund balance($193,632)($193,632)253,785$447,417103,642 Fund balance - January 12,720,0122,616,370 Fund balance - December 31$2,973,797$2,720,012 CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF FUNDING PROGRESS - RETIREE HEALTH PLAN For The Year Ended December 31, 2010 UnfundedUAAL As A ActuarialActuarialActuarialPercentage of ActuarialValue ofAccruedLiabilityFundedCoveredCovered ValuationAssetsLiability (AAL)*(UAAL)RatioPayrollPayroll Date(a)(b)(b-a)(a/b)(c)( (b-a) / c) January 1, 2009$0$452,765$452,7650.0%$1,600,00028.3% *Using the Projected Unit Credit Actuarial cost method. The City implemented GASB Statement No. 45 for the fiscal year ended December 31, 2009. Information for prior years is not available. CITY OF OAK PARK HEIGHTS, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE NOTE TO RSI December 31, 2010 Note A BUDGETS The General Fund budget is legally adopted on a basis consistent with accounting principles generally accepted in the United States of America. The legal level of budgetary control is at the department level for the General Fund. COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS ó ̸·­ °¿¹» ·²¬»²¬·±²¿´´§ ´»º¬ ¾´¿²µ ó NONMAJOR GOVERNMENTAL FUNDS CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 11 COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS December 31, 2010 With Comparative Totals For December 31, 2009 Totals Nonmajor SpecialDebtCapitalGovernmental Funds AssetsRevenueServiceProject20102009 Cash and investments$87,502$92,967$3,499,601$3,680,070$3,123,412 Accrued interest receivable9691,05631,54233,56759,197 Taxes receivable: Delinquent - 10,903 - 10,90316,555 Due from county - 3,273 - 3,2735,422 Special assessments receivable: Deferred - - 74,03874,03896,645 Accounts receivable - net - - - - 812 Land held for resale168,518 - - 168,518 - Total assets$256,989$108,199$3,605,181$3,970,369$3,302,043 Liabilities and Fund Balance Liabilities: Accounts payable$ - $ - $ - $ - $7,015 Due to developers - - 50,00050,00050,000 Deferred revenue168,51810,90374,038253,459112,580 Total liabilities168,51810,903124,038303,459169,595 Fund balance: Reserved - 97,296 - 97,296102,115 Unreserved: Designated88,471 - 3,481,1433,569,6143,030,333 Total fund balance88,47197,2963,481,1433,666,9103,132,448 Total liabilities and fund balance$256,989$108,199$3,605,181$3,970,369$3,302,043 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 12 COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS For The Year Ended December 31, 2010 With Comparative Totals For The Year Ended December 31, 2009 Totals Special DebtCapitalNonmajor Governmental Funds RevenueServiceProject20102009 Revenues: General property taxes$ - $392,805$ - $392,805$336,292 Charges for services - - 417,605417,60533,102 Fines and forfeits15,396 - - 15,3964,486 Special assessments - - 28,58328,58343,810 Investment income2,1792,37670,96775,522103,274 Refunds and reimbursements531 - - 53119,981 Total revenues18,106 395,181 517,155 930,442 540,945 Expenditures: Current: General government9,241 - - 9,241480 Public safety2,613 - - 2,6138,398 Public works - - 4,8254,82535,795 Capital outlay168,518 - 16,636185,154897,800 Debt service: Principal - 250,000 - 250,000135,000 Interest - 272,000 - 272,000255,213 Total expenditures180,372 522,000 21,461 723,833 1,332,686 Revenues over (under) expenditures(162,266)(126,819)495,694 206,609 (791,741) Other financing sources (uses): Bonds issued - - - - 21,582 Transfers in150,000122,000205,853477,853207,461 Transfers out - - (150,000)(150,000)(394) Total other financing sources (uses)150,000 122,000 55,853 327,853 228,649 Net change in fund balance(12,266)(4,819)551,547 534,462 (563,092) Fund balance - January 1100,737102,1152,929,5963,132,4483,695,540 Fund balance - December 31$88,471$97,296$3,481,143$3,666,910$3,132,448 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 13 SUBCOMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31, 2010 With Comparative Totals For December 31, 2009 202 Forefeiture 204 Economic Totals Nonmajor Special Revenue and SeizureDevelopment Funds Assets20102009 Cash and investments$53,535$33,967$87,502$98,615 Accrued interest receivable4864839691,575 Accounts receivable - - - 812 Land held for resale - 168,518168,518 - Total assets$54,021$202,968$256,989$101,002 Liabilities and Fund Balance Liabilities: Accounts payable$ - $ - $ - $265 Deferred revenue - 168,518168,518 - Total liabilities0168,518168,518265 Fund balance: Unreserved: Designated for special revenue programs54,02134,45088,471100,737 Total liabilities and fund balance$54,021$202,968$256,989$101,002 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 14 SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR SPECIAL REVENUE FUNDS For The Year Ended December 31, 2010 With Comparative Totals For The Year Ended December 31, 2009 202 Forefeiture 204 Economic Totals Nonmajor Special Revenue and SeizureDevelopment Funds 20102009 Revenues: Investment income$1,093$1,086$2,179$2,647 Refunds and reimbursements531 - 531301 Confiscated property15,396 - 15,3964,486 Totalrevenues17,020 1,086 18,106 7,434 Expenditures: General government: Current: Contractual services -9,2419,241480 Public safety: Current: Materials and supplies2,463 - 2,4636,076 Contractual services150 - 1502,322 Capital outlay - 168,518168,518 - Total expenditures2,613 177,759 180,372 8,878 Revenues over (under) expenditures14,407 (176,673)(162,266)(1,444) Other financing sources (uses): Transfers in - 150,000150,000 - Net change in fund balance14,407(26,673)(12,266)(1,444) Fund balance - January 139,61461,123100,737102,181 Fund balance - December 31$54,021$34,450$88,471$100,737 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 15 SUBCOMBINING BALANCE SHEET NONMAJOR DEBT SERVICE FUNDS December 31, 2010 With Comparative Totals For December 31, 2009 526 G.O. Capital 527 G.O. Capital ImprovementImprovement Bonds of 2008Bonds of 2009 Total Nonmajor Debt Service Funds 20102009 Assets Cash and investments$85,566$7,401$92,967$94,655 Accrued interest receivable7363201,0562,038 Taxes receivable: Delinquent10,903 - 10,90316,555 Due from county3,273 - 3,2735,422 Total assets$100,478$7,721 $108,199 $118,670 Liabilities and Fund Balance Liabilities: Deferred revenue$10,903$0$10,903$16,555 Fund balance: Reserved for debt service89,5757,72197,296102,115 Total liabilities and fund balance$100,478$7,721 $108,199 $118,670 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 16 SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR DEBT SERVICE FUNDS For The Year Ended December 31, 2010 With Comparative Totals For The Year Ended December 31, 2009 3 526 G.O. 527 G.O. CapitalCapital ImprovementImprovement Total Nonmajor Debt Service Bonds of 2008Bonds of 2009 Funds 20102009 Revenues: General property taxes$392,805$ - $392,805$336,292 Investment income1,6567202,3764,607 Total revenues394,461720395,181340,899 Expenditures: Debt service: Principal150,000100,000250,000135,000 Interest241,65030,350272,000252,613 Total expenditures391,650130,350522,000387,613 Revenues over (under) expenditures2,811 (129,630)(126,819)(46,714) Other financing sources: Transfers in - 122,000122,000 - Bonds issued - - - 21,582 Total other financing sources0122,000122,00021,582 Net change in fund balance2,811(7,630)(4,819)(25,132) Fund balance - January 186,76415,351102,115127,247 Fund balance - December 31$89,575 $7,721 $97,296 $102,115 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECT FUNDS December 31, 2010 With Comparative Totals For December 31, 2009 732 Novak 712 Storm Sewer Avenue Street and 405 Park 500 Capital Renewal / Utility DevelopmentRevolving FundReplacement FundImprovements Assets Cash and investments$747,930$291,163$238,076$50,000 Accrued interest receivable6,0773,6181,877 - Special assessments receivable: Deferred -74,038 - - Total assets$754,007 $368,819 $239,953 $50,000 Liabilities and Fund Balance Liabilities: Accounts payable$ - $ - $ - $ - Due to developers - - -50,000 Deferred revenue -74,038 - - Total liabilities074,038050,000 Fund balance: Unreserved: Designated for capital improvement754,007294,781239,953 - Total fund balance754,007294,781239,9530 Total liabilities and fund balance $754,007 $368,819 $239,953 $50,000 Statement 17 734 Water 771 Sanitary 773 AAE - Tower735 Well 736 Sewer Sewer772 Water Storm Sewer Totals Nonmajor Capital RehabilitationRehabilitationRehabilitationConnectionConnectionConnection Project Funds 20102009 $337,981$78,023$42,415$393,877$410,703$909,433$3,499,601$2,930,142 2,3987034323,8603,3929,18531,54255,584 - - - - - - 74,03896,645 $340,379 $78,726 $42,847 $397,737 $414,095 $918,618 $3,605,181 $3,082,371 $ - $ - $ - $ - $ - $ - $ - $6,750 - - - - - - 50,00050,000 - - - - - - 74,03896,025 0 0 0 0 0 0 124,038 152,775 340,37978,72642,847397,737414,095918,6183,481,1432,929,596 340,379 78,726 42,847 397,737 414,095 918,618 3,481,143 2,929,596 $340,379 $78,726 $42,847 $397,737 $414,095 $918,618 $3,605,181 $3,082,371 CITY OF OAK PARK HEIGHTS, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2010 With Comparative Totals For The Year Ended December 31, 2009 732 Novak 712 Storm Sewer Avenue Street and 405 Park 500 Capital Renewal / Utility DevelopmentRevolving FundReplacement FundImprovements Revenues: Charges for services: Connections charges$ - $ - $ - $ - Rents - - - - Park dedication fee241,440 - - - Special assessments -28,583 - - Investment income13,6738,1394,223 - Refunds and reimbursements - - - - Total revenues255,11336,7224,2230 Expenditures: Public works: Current: Contractual services -4,825 - - Capital outlay -16,636 - - Debt service - interest - - - - Total expenditures021,46100 Revenues over (under) expenditures255,11315,2614,2230 Other financing sources (uses): Transfers in - -78,000 - Transfers out -(150,000) - - Total other financing sources (uses)0(150,000)78,0000 Net change in fund balance255,113(134,739)82,2230 Fund balance - January 1498,894429,520157,730 - Fund balance - December 31$754,007$294,781$239,953$0 Statement 18 734 Water 771 Sanitary 773 AAE - Tower735 Well 736 Sewer Sewer772 Water Storm Sewer Totals Nonmajor Capital Project RehabilitationRehabilitationRehabilitationConnectionConnectionConnection Funds 20102009 $ - $ - $ - $22,105$114,866$10,127$147,098$5,419 29,067 - - - - - 29,06727,683 - - - - - - 241,440 - - - - - - - 28,58343,810 5,3951,5829728,6847,63320,66670,96796,020 - - - - - - - 19,680 34,4621,58297230,789122,49930,793517,155192,612 - - - - - - 4,82535,795 - - - - - - 16,636897,800 - - - - - - - 2,600 00000021,461936,195 34,4621,58297230,789122,49930,793495,694(743,583) 118,8479,006 - - - - 205,853207,461 - - - - - - (150,000)(394) 118,8479,006000055,853207,067 153,30910,58897230,789122,49930,793551,547(536,516) 187,07068,13841,875366,948291,596887,8252,929,5963,466,112 $340,379 $78,726 $42,847 $397,737 $414,095 $918,618 $3,481,143 $2,929,596 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 19 SUBCOMBINING BALANCE SHEET AGENCY FUNDS December 31, 2010 With Comparative Totals For December 31, 2009 902 Developer 903 Developer Deposit FundEscrow FundTotals - Agency Funds 20102009 Assets Cash and investments$88,838$96,500$185,338$172,408 Due from developers15,735 - 15,7356,859 Total assets$104,573 $96,500 $201,073 $179,267 Liabilities Escrow deposits payable$ - $96,500$96,500$101,500 Accounts payable6,551 - 6,5513,635 Due to developers98,022 - 98,02274,132 Total liabilities$104,573 $96,500 $201,073 $179,267 CITY OF OAK PARK HEIGHTS, MINNESOTA Statement 20 SUBCOMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES AGENCY FUNDS For The Year Ended December 31, 2010 BalanceBalance January 1,December 31, 2010AdditionsDeletions2010 902 Developer Deposit Fund Assets: Cash and investments$70,908$35,703$17,773$88,838 Due from developers6,85915,7356,85915,735 Total assets$77,767$51,438$24,632$104,573 Liabilities: Accounts payable$3,635$6,551$3,635$6,551 Due to developers74,13244,88720,99798,022 Total liabilities$77,767$51,438$24,632$104,573 903 Developer Escrow Fund Assets: Cash and investments$101,500$5,600$10,600$96,500 Liabilities: Escrow deposits payable$101,500$5,600$10,600$96,500 Total Agency: Assets: Cash and investments$172,408$41,303$28,373$185,338 Due from developers6,85915,7356,85915,735 Total assets$179,267$57,038$35,232$201,073 Liabilities: Escrow deposits payable$101,500$5,600$10,600$96,500 Accounts payable3,6356,5513,6356,551 Due to developers74,13244,88720,99798,022 Total liabilities$179,267$57,038$35,232$201,073 ó ̸·­ °¿¹» ·²¬»²¬·±²¿´´§ ´»º¬ ¾´¿²µ ó STATISTICAL SECTION (UNAUDITED) CITY OF OAK PARK HEIGHTS, MINNESOTA NET ASSETS BY COMPONENT (1) Last Seven Fiscal Years (Accrual Basis of Accounting) 20042005 Governmental activities: Invested in capital assets, net of related debt$10,059,989$9,928,521 Restricted1,192,681856,611 Unrestricted7,326,0308,213,513 Total governmental activities net assets$18,578,700$18,998,645 Business-type activities: Invested in capital assets, net of related debt$5,646,237$5,985,350 Unrestricted834,8271,108,069 Total business-type activities net assets$6,481,064$7,093,419 Primary government: Invested in capital assets, net of related debt$15,706,226$15,913,871 Restricted1,192,681856,611 Unrestricted8,160,8579,321,582 Total primary government net assets$25,059,764$26,092,064 (1) The City implemented GASB Statement No. 34 for the fiscal year ended December 31, 2004. Therefore, information for years prior to 2004 is not available. Table 1 20062007200820092010 $11,481,494$11,799,071$12,328,032$11,908,771$11,519,528 899,708614,170235,559867,103847,862 10,290,01810,950,97811,705,19212,164,92513,695,685 $22,671,220$23,364,219$24,268,783$24,940,799$26,063,075 $5,826,582$6,355,129$6,227,796$6,925,825$6,752,968 1,382,1631,355,5641,165,2051,156,2081,166,853 $7,208,745$7,710,693$7,393,001$8,082,033$7,919,821 $17,308,076$18,154,200$18,555,828$18,834,596$18,272,496 899,708614,170235,559867,103847,862 11,672,18112,306,54212,870,39713,321,13314,862,538 $29,879,965$31,074,912$31,661,784$33,022,832$33,982,896 CITY OF OAK PARK HEIGHTS, MINNESOTA CHANGES IN NET ASSETS (1) Last Seven Fiscal Years (Accrual Basis of Accounting) 20042005 Expenses Governmental activities: General government$832,609$882,800 Public safety1,155,2431,210,179 Public works602,111511,137 Parks and recreation123,737138,378 Interest on long-term debt67,36555,695 Total governmental activities expenses2,781,0652,798,189 Business-type activities: Water323,527373,996 Sanitary sewer517,595560,876 Storm sewer41,08234,150 Sanitation167,258164,572 Total business-type activities expenses1,049,4621,133,594 Total primary government expenses$3,830,527$3,931,783 Program revenues Governmental activities: Charges for services: Licenses and permits$304,594$365,512 Inspections - City of Bayport50,33784,719 Administrative - Enterprise Fund90,86094,140 Direct charges to developers315,535139,191 Connection charges -18,326 Park fees -22,952 Refunds and reimbursements91,784106,569 Other activities95,523144,559 Operating grants and contributions68,35888,229 Capital grants and contributions212,63562,686 Total governmental activities program revenues1,229,6261,126,883 Business-type activities: Charges for services: Water388,198423,876 Sanitary sewer577,253705,456 Storm sewer96,90973,546 Sanitation70,87896,859 Capital grants and contributions58,706 - Total business-type activities program revenues1,191,9441,299,737 Total primary government program revenues$2,421,570$2,426,620 Table 2 Page 1 of 2 20062007200820092010 $987,597$1,046,676$1,477,836$1,356,038$1,575,297 1,226,0421,234,7691,347,1641,364,7341,407,161 755,989796,025796,532957,308980,630 152,899184,008224,426211,795201,716 43,96537,255138,399262,586280,548 3,166,4923,298,7333,984,3574,152,4614,445,352 398,766387,766405,965434,577466,218 661,367606,458670,661680,468740,184 65,14934,27759,11543,337108,467 147,565153,848 - - - 1,272,8471,182,3491,135,7411,158,3821,314,869 $4,439,339$4,481,082$5,120,098$5,310,843$5,760,221 $306,266$155,820$203,041$100,074$197,181 - - - - - 64,46563,20062,04064,40066,420 938,298244,895 - - - 780,14134,595 -5,419147,098 1,004,240 - - -241,440 155,080105,832153,267112,856117,735 116,793151,00284,905112,161180,639 74,105142,87990,54888,187145,048 165,39711,32410,091688,97576,970 3,604,785909,547603,8921,172,0721,172,531 502,407482,100475,658546,606565,859 767,207679,821656,809651,022749,378 74,17373,94274,25774,47375,698 97,26697,764494 - - - - - - - 1,441,0531,333,6271,207,2181,272,1011,390,935 $5,045,838$2,243,174$1,811,110$2,444,173$2,563,466 CITY OF OAK PARK HEIGHTS, MINNESOTA CHANGES IN NET ASSETS (1) Last Seven Fiscal Years (Accrual Basis of Accounting) 20042005 Net (expense) revenue: Governmental activities($1,551,439)($1,671,306) Business-type activities142,482166,143 Total primary government net (expense) revenue(1,408,957)(1,505,163) General revenues and other changes in net assets Governmental activities: General property taxes1,979,2882,222,335 Unrestricted grants and contributions3,0602,040 Investment earnings199,737258,614 Gain on sale of property - - Miscellaneous29,12525,206 Transfers90,423(416,944) Total governmental activities2,301,6332,091,251 Business-type activities: Investment earnings19,14829,268 Transfers(90,423)416,944 Total business-type activities(71,275)446,212 Total primary government$2,230,358$2,537,463 Change in net assets: Governmental activities$750,194$419,945 Business-type activities71,207612,355 Total primary government$821,401$1,032,300 (1) The City implemented GASB Statement No. 34 for the fiscal year ended December 31, 2004. Therefore, information for years prior to 2004 is not available. Table 2 Page 2 of 2 20062007200820092010 $438,293($2,389,186)($3,380,465)($2,980,389)($3,272,821) 168,206151,27871,477113,71976,066 606,499(2,237,908)(3,308,988)(2,866,670)(3,196,755) 2,417,0142,730,9943,146,0493,537,8293,692,127 29,838111,09056,693180,430104,987 425,160532,827606,996456,934320,183 244,0999,23720,89512,165 - 16,25427,62622,14814,18616,588 101,917(329,589)432,248(549,139)261,212 3,234,2823,082,1854,285,0293,652,4054,395,097 49,03760,10343,08026,17422,934 (101,917)329,589(432,248)549,139(261,212) (52,880)389,692(389,168)575,313(238,278) $3,181,402$3,471,877$3,895,861$4,227,718$4,156,819 $3,672,575$692,999$904,564$672,016$1,122,276 115,326540,970(317,691)689,032(162,212) $3,787,901$1,233,969$586,873$1,361,048$960,064 CITY OF OAK PARK HEIGHTS, MINNESOTA FUND BALANCES, GOVERNMENTAL FUNDS (1) Last Seven Fiscal Years (Modified Accrual Basis of Accounting) 20042005 General Fund: Unreserved: Designated for cash flow$1,147,000$1,237,000 Designated for employee benefits133,961141,533 Designated for contingencies419,000439,000 Designated for ensuing year's budget - - Undesignated147,647286,210 Total general fund$1,847,608$2,103,743 All other governmental funds: Reserved for debt service$454,694$214,783 Unreserved, reported in: Special revenue funds81,16775,721 Debt service funds - - Capital projects funds5,381,7346,107,908 Total all other governmental funds$5,917,595$6,398,412 (1) The City implemented GASB Statement No. 34 for the fiscal year ended December 31, 2004. Therefore, information for years prior to 2004 is not available. Table 3 20062007200820092010 $1,409,000$1,698,000$1,541,000$1,558,000$1,593,000 169,633183,000188,000188,000172,000 493,000595,000542,000557,000554,000 - - -193,635100,000 230,86939,620345,370223,377554,797 $2,302,502$2,515,620$2,616,370$2,720,012$2,973,797 $717,829$460,263$127,247$102,115$97,296 86,326100,960102,181100,73788,471 47,315 - - - - 8,022,5888,480,88414,977,67813,236,36111,188,968 $8,874,058$9,042,107$15,207,106$13,439,213$11,374,735 CITY OF OAK PARK HEIGHTS, MINNESOTA CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS (1) Last Seven Fiscal Years 20042005 Revenues: General property taxes$1,969,207$2,218,906 Special assessments305,758225,516 Licenses and permits304,594365,512 Intergovernmental70,362101,519 Charges for services150,126294,846 Fines and forfeits78,27469,850 Investment income199,737258,614 Direct charges to developers374,241139,191 Refunds and reimbursements109,958125,405 Donations and contributions20,32710,117 Total revenues3,582,5843,809,476 Expenditures: Current: General government793,871851,437 Public safety1,119,5331,172,803 Public works296,997208,848 Parks and recreation88,18099,980 Capital outlay50,10421,000 Debt service: Principal retirement400,000395,000 Interest and other68,33456,710 Bond issuance costs - - Construction/acquisition costs622,218358,344 Total expenditures3,439,2373,164,122 Revenues over (under) expenditures143,347645,354 Other financing sources (uses): Sale of capital assets - - Bonds issued - - Premium on bonds issued - - Transfers in178,923180,098 Transfers out(88,500)(88,500) Total other financing sources (uses)90,42391,598 Net change in fund balance$233,770$736,952 Debt service as a percentage of noncapital expenditures16.9%16.2% Debt service as percentage of total expenditures 13.6%14.3% (1) The City implemented GASB Statement No. 34 for the fiscal year ended December 31, 2004. Therefore, information for years prior to 2004 is not available. Table 4 20062007200820092010 $2,423,246$2,687,730$3,156,807$3,470,670$3,697,809 553,45042,34232,07843,81028,583 306,266155,820203,041100,074197,181 102,818188,594141,141276,772282,551 1,886,776192,545102,199107,392561,411 84,73066,18963,60274,58873,761 425,160532,827606,996456,934320,183 938,298244,895 - - - 155,080105,832134,987137,422134,323 136,51483,06427,672612,5252,184 7,012,338 4,299,838 4,468,523 5,280,187 5,297,986 941,8751,002,7631,075,6161,117,8221,370,381 1,180,4411,193,4511,292,4651,277,6001,312,335 423,010458,241632,530586,872592,897 107,071138,491146,928139,188125,414 443,822411,101160,9071,053,745389,806 190,000125,000750,000135,000250,000 44,53537,688134,850255,213272,000 - -111,02033,537 - 1,353,195916,653740,6573,903,9083,193,860 4,683,949 4,283,388 5,044,973 8,502,885 7,506,693 2,328,389 16,450 (576,450)(3,222,698)(2,208,707) 244,0999,23721,28912,200425 - -6,300,0001,195,000 - - -5,827 - - 190,417432,2801,790,9261,144,241397,589 (88,500)(76,800)(1,275,843)(792,994) - 346,016 364,717 6,842,199 1,558,447 398,014 $2,674,405$381,167$6,265,749($1,664,251)($1,810,693) 8.1%5.5%21.9%11.1%13.3% 5.0%3.8%17.5%4.6%7.0% CITY OF OAK PARK HEIGHTS, MINNESOTA Table 5 TAX CAPACITY VALUE AND ESTIMATED MARKET VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years FiscalLess: YearCommercial/TotalFiscalAdjustedTotalEstimatedTax Capacity EndedResidentialIndustrialPublicAllTaxDisparityTax CapacityDirect TaxMarketas a Percent December 31,PropertyPropertyUtilityOtherCapacityContributionValueRateValueof EMV 2001$2,381,346$2,360,184$2,486,826$141,694$7,383,123$918,384$6,464,73923.692$324,531,100114.21% 20022,126,1181,554,2211,399,70683,3955,163,440611,0974,552,34341.741349,905,800113.42% 20032,390,9182,058,2691,430,73494,6225,974,543657,6515,316,89235.799406,640,800112.37% 20042,603,2442,303,4611,417,841121,3816,445,927798,0485,647,87934.382447,871,200114.13% 20052,907,9262,526,8581,378,249105,9076,918,940954,5785,964,36236.488485,026,700116.00% 20063,269,4682,687,6501,415,909112,9217,485,9481,037,7536,448,19538.377539,357,100116.09% 20073,318,0523,331,9101,733,70388,0738,471,7381,115,2157,356,52335.731579,089,800115.16% 20083,429,1043,679,1883,060,14482,32910,250,7651,508,6608,742,10536.343673,570,600117.26% 20093,483,7263,952,5233,568,95793,83211,099,0382,177,6788,921,36038.732718,753,400124.41% 20103,304,1103,869,5683,311,71687,48010,572,8742,492,1118,080,76343.845682,742,100130.84% Source: Continuing Disclosure Document CITY OF OAK PARK HEIGHTS, MINNESOTA Table 6 DIRECT AND OVERLAPPING PROPERTY TAX CAPACITY RATES Last Ten Fiscal Years CityOverlapping Rates FiscalDirectSchoolOther YearRateCountyDistrictDistrictsTotal 200123.69226.01650.37317.267117.348 200241.74134.39528.40711.934116.477 200335.79933.30326.56612.067107.735 200434.38231.20118.74610.79195.120 200536.48828.59919.3936.41290.892 200636.13626.96819.4055.74188.250 200735.73325.67319.0044.85685.266 200836.34325.93617.4044.88584.568 200938.73226.37117.7144.83287.649 201043.84527.77519.7345.10796.461 Source: Continuing Disclosure Document, Washington County website. CITY OF OAK PARK HEIGHTS, MINNESOTA Table 7 PRINCIPAL PROPERTY TAXPAYERS Current Year and Nine Years Ago 20102001 Percentage Percentage Taxableof Total CityTaxableof Total City CapacityCapacityCapacityCapacity TaxpayerValueRankValueValueRankValue Xcel Energy$3,553,044133.61%$2,706,275136.72% VSSA Boutwells Landing LLC531,17225.02%122,78361.67% OPH Pat LLC & OPH Val LLC321,42833.04% - - - Wal-Mart Stores, Inc.300,85642.85% - - - SC Mall LLC251,25052.38%323,26824.39% OPPGF LLC223,96062.12% - - - Menard Inc.217,84872.06%204,023 42.77% Lowe's Home Centers, Inc.198,81481.88% - - - W.A.T.E. Enterprises Inc.137,68091.30% - - - Raduenz Dealership 125,476101.19% - - - KTJ Limited Partnership Eleven - - - 310,783 34.22% Wal-Mart Real Estate Business - - - 139,532 51.89% Oak Ridge Place of Oak Park - - - 87,259 71.18% Stillwater West LLC - - - 68,414 80.93% Secure Mini Storage Limited - - - 66,041 90.90% Jacob Holdings of 60th Street - - - 62,012 100.84% Total$5,861,52855.44%$4,090,39055.50% Total All Property $10,572,874$7,370,050 Source: Continuing Disclosure Document CITY OF OAK PARK HEIGHTS, MINNESOTA Table 8 PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years FiscalTaxesCollected Within TheCollections YearLeviedFiscal Year of the LevyinTotal Collections to Date EndedFor ThePercentageSubsequentPercentage (1) Fiscal Year December 31,Amountof LevyYearsAmountof Levy 2001$1,588,435$1,566,93898.65%$18,162$1,585,10099.79% 20021,967,5791,904,48896.79%16,7401,921,22897.64% 20031,993,0031,891,04694.88%23,9111,914,95796.08% 20041,965,5361,938,72698.64%24,4381,963,16499.88% 20052,208,1782,176,29098.56%28,7222,205,01299.86% 20062,395,0442,363,19298.67%31,1572,394,34999.97% 20072,781,4892,646,42195.14%(29,572)2,616,84994.08% 20083,286,2303,211,39297.72%(23,914)3,187,47896.99% 20093,574,8553,447,96596.45%61,0873,509,05298.16% 20103,662,4553,584,02797.86% - 3,584,02797.86% (1) The levy amount presented is after deduction for Market Value Homestead Credit. Source: City Finance Department. CITY OF OAK PARK HEIGHTS, MINNESOTA Table 9 RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Governmental Activities GeneralPercentage FiscalObligationImprovementof TaxPer (a) Capita YearBondsBondsTotalCapacity 2001$615,000$2,040,000$2,655,00035.96%668 2002510,0001,760,0002,270,00043.96%529 2003375,0001,485,0001,860,00031.13%430 2004225,0001,235,0001,460,00022.65%315 200565,0001,000,0001,065,00015.39%228 2006 -875,000875,00011.69%188 2007 -750,000750,0008.85%161 20086,300,000 -6,300,00061.46%1,326 20097,360,000 -7,360,00066.31%1,549 20107,110,000 -7,110,00067.25%1,497 Notes: Details regarding the City's outstanding debt can be found in the notes to the financial statements. There is no business-type activity long-term debt. CITY OF OAK PARK HEIGHTS, MINNESOTA Table 10 DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT December 31, 2010 Estimated EstimatedShare of DebtPercentageOverlapping Governmental UnitOutstandingApplicableDebt Debt repaid with property taxes: Independent School District No. 834$71,755,00010.06%$7,218,553 Washington County120,760,0003.15%3,803,940 NMISD No. 9169,710,0001.47%142,737 Metro Transit140,356,6350.34%477,213 Subtotal - overlapping debt11,642,443 City direct debt7,110,000 100.00%7,110,000 Total direct and overlapping debt$18,752,443 Sources: Continuing Disclosure Document Notes: Except for the City direct debt, amounts are as of December 31, 2009 because 2010 information was not available. CITY OF OAK PARK HEIGHTS, MINNESOTA Table 11 LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years Legal Debt Margin Calculation for Fiscal Year 2010 Market value$682,742,100 Debt limit (3% of market value)20,482,263 Debt applicable to limit: General obligation bonds7,110,000 Less: Amount set aside for repayment of general obligation debt(97,296) Total net debt applicable to limit7,012,704 Legal debt margin$13,469,559 Legal Debt Margin Calculation for Fiscal Years 2001 Through 2010 Net DebtLegalAmount of Debt FiscalDebtApplicable toDebtApplicable to YearLimitLimitMarginDebt Limit 2001$6,491,622$ - $6,491,6220.00% 20026,998,116 - 6,998,1160.00% 20038,132,816 - 8,132,8160.00% 20048,957,424 - 8,957,4240.00% 20059,700,534 - 9,700,5340.00% 200610,787,142 - 10,787,1420.00% 200711,581,796 - 11,581,7960.00% 200820,207,1186,172,75314,034,36530.55% 200921,562,6027,257,88514,304,71733.66% 201020,482,2637,012,70413,469,55934.24% Note: In 2008, State Statutes increased the percentage used to calculate the debt limit from 2% to 3%. CITY OF OAK PARK HEIGHTS, MINNESOTA Table 12 PLEDGED REVENUE COVERAGE Last Ten Fiscal Years Improvement Bonds PropertySpecial FiscalTaxAssessmentDebt Service (1)(2) CollectionsCollections YearPrincipalInterestCoverage 2001$ -$311,840$850,000$133,3520.317 2002 -247,618280,00079,3430.689 2003 -239,390275,00069,2250.695 2004 -197,940250,00060,0120.638 2005 -204,585235,00051,3870.714 2006 -156,905190,00044,5350.669 2007 -35,180125,00037,6880.216 2008 -31,221750,00010,8330.041 2009336,292 -135,000252,6130.868 2010392,805 -250,000272,0000.753 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. (1) Capital Improvement Bonds were issued during 2008 and 2009 to finance construction of City Hall. The debt service payments, which began in 2009, are funded by property tax collections and transfers from the General Fund. (2) Debt service payments on Improvement Bonds of 1998 ended in 2008 when the bond was paid off. Special assessment collections, as well as transfers from the connection charge funds, were used to make the debt service payments. CITY OF OAK PARK HEIGHTS, MINNESOTA Table 13 DEMOGRAPHIC AND ECONOMIC STATISTICS Last Ten Fiscal Years Per Capita FiscalUnemploymentPersonalPersonal (2)(1)(1) RateIncomeIncome YearPopulation 20013,9572.30% 20024,2913.60% 20034,3294.10% 20044,6334.00% 20054,6643.40% Information Not Available 20064,6763.50% 20074,7514.10% 20084,7085.40% 20094,653(1) 20104,3396.60% Sources: Metropolitan Council (population), Continuing Disclosure Document (unemployment rate) (1) Information Not Available (2) Washington County rate. The 2010 rate is as of April 2010. CITY OF OAK PARK HEIGHTS, MINNESOTA Table 14 PRINCIPAL EMPLOYERS Current Year and Nine Years Ago 20102001 EmployerProduct ServiceEmployeesEmployees Andersen CorporationWindow Manufacturer550 - VSSA - Boutwell's Landing/McKean SquareSenior Community Housing454 - State of Minnesota Correctional FacilityGovernment Correctional Institution362350 Wal-Mart Stores, Inc.Retail355150 ISD No. 834, StillwaterPublic education184163 Menard's Inc.Retail Lumber/Hardware127 - Lowe'sRetail115 - Xcel EnergyElectric Utility107105 Kohl'sRetail95 - Stillwater MotorsAuto Dealership/Service Repair88 - Herberger's Department StoreRetail Store -125 City of Oak Park HeightsCity Government -75 Total2,437968 Source: Continuing Disclosure Document CITY OF OAK PARK HEIGHTS, MINNESOTA FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Full-Time Equivalent Employees as of December 31, Function/Program200120022003 General government: Administration332 Finance333 Building inspections332 Public safety101010 Public works333 Total222220 Source: City Finance Department Table 15 Full-Time Equivalent Employees as of December 31, 2004200520062007200820092010 2222222 3333333 2222222 10101010101010 4444433 21212121212020 CITY OF OAK PARK HEIGHTS, MINNESOTA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Fiscal Year Function/Program200120022003 Police: Physical arrests256263237 Parking violations218155145 Traffic violations859611712 Fire: Fire and related calls61108122 Medical calls139174164 Building inspection: Permits issued: Residential465444 Commercial737513 Total permit valuation$5,799,263$11,651,369$19,878,493 Water: Connections1,2011,1981,212 Average daily demand (thousands of gallons)600,000576,000645,000 Sewer: Connections1,2881,2811,273 Sources: Various City departments. Table 16 Fiscal Year 2004200520062007200820092010 308251240207224208176 11812312492135170171 1,0231,0897386131,0169691,240 113115119106989122 200251302270292293537 48211194 - 1 1113158221 $18,043,522$12,732,475$36,975,066$6,521,063$18,707,532$7,254,000$10,955,024 1,2591,2771,2891,3041,3151,3181,317 611,000614,000676,000681,452654,172681,816576,085 1,2351,2511,2641,2741,2831,2851,289 CITY OF OAK PARK HEIGHTS, MINNESOTA CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM Last Nine Fiscal Years Fiscal Year Function/Program200220032004 Police: Stations111 Squad cars777 Fire stations Other public works: Miles of paved streets22.022.022.0 Streetlights265330392 Traffic signals222 Parks and recreation: Parkland acreage105105105 Number of parks444 Water: Water mains (miles)25.526.626.6 Fire hydrants302316316 Storage capacity (thousands of gallons)750750750 Wastewater: Sanitary sewers (miles)21.921.923.3 Storm sewers (miles)12.012.512.5 Sources: Various City departments. Table 17 Fiscal Year 200520062007200820092010 111111 666666 22.022.022.022.022.022.0 392392396396396396 222222 105105104108104104 455555 26.626.626.826.827.127.1 316316316316216216 750750750750750750 23.323.324.924.924.924.9 12..512.512.612.612.612.6 ó ̸·­ °¿¹» ·²¬»²¬·±²¿´´§ ´»º¬ ¾´¿²µ ó