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HomeMy WebLinkAboutFinal Approval Form 11/20/2003 BlueCross 'BlueShield BluePlus of Minnesota voo ® , id m & it ' • • '' M + ate ,._ :,;' :,ate'> ,, ;4xa: , 'a x: e . 3,',-. P.O.Box 64560 11/20/03 St.Paul,MN of Oak Park Heights CdIS7 10 GLy 55164-0560 Carrie Jenkins,Mbar 651.662.8000 Deb Killer,Marketing Representative 1.800.382.2000 Double Gold 81760 www.bluecrossmn.com ® Summary Plan Description (SPD) text is approved ❑ 3 hole punch (-Number of copies to be printed: (If you p/an on doing your own prndng,pease indicate zero(0 2 5 Total to be sent to Group Total to be sent to Subscribers 2 Printed SPD(s) should be sent to the attention of: Judy Hoist 14168 Oak Park Blvd. N. Name Address (no PO Box) City of Oak Park Oak Park Heights , MN 55082-2007 Account Name Heights City, State and Zip 651-439-4439 Phone Number (? . 1 ///pdat 12-10-03 Appr ed By c Date PLEASE RETURN FORM TO: Deb Keller E4-12 BLUE CROSS AND BLUE SHIELD OF MINNESOTA P.O. BOX 64560 ST. PAUL, MN 55164 L02 Blue Cross and Blue Shield of Minnesota and Blue Plus are independent licensees of the Blue Cross and Blue Shield Association BlueCross BlueShield BluePlus of Minnesota vov November 20, 2003 Helen Hamble Zaczkowski Insurance 14261 North 60th Street P.O.Box 64560 Stillwater, MN 55082 St.Paul,MN Helen, 55164-0560 651.662.8000 Enclosed is a copy of your plan's Summary Plan Descriptions (SPD) for the City of Oak Park Heights. The Double Gold was renewed this year. This plan is 1.800.682.2000 effective January 1, 2004 through December 31, 2004. www.bluecrossmn.com Please review the SPD, sign the approval form and return to: Deb Keller E4-12 Blue Cross Blue Shield of Minnesota P.O. Box 64560 St. Paul, MN 55164 If you have any questions or concerns with the SPDs, please feel free to call me at 651-662-1528. Sincerely, -Dc t) C� Deb Keller Senior Account Manager Blue Cross Blue Shield of Minnesota Enclosure o24o1; is,; Blue Cross and Blue Shield of Minnesota and Blue Plus are independent licensees of the Blue Cross and Blue Shield Association DOUBLE GOLD HEALTH CARE PLAN For Employees of: City of Oak Park Heights (herein called the Plan Administrator or the Employer) This Plan has been certified as a qualified plan ANNUAL NOTIFICATIONS Women's Health and Cancer Rights Act Under the Federal Women's Health and Cancer Rights Act of 1998 and Minnesota law, you are entitled to the following services: 1. reconstruction of the breast on which the mastectomy was performed; 2. surgery and reconstruction of the other breast to produce a symmetrical appearance; and 3. prosthesis and treatment for physical complications during all stages of mastectomy, including swelling of the lymph glands (Iymphedema). Services are provided in a manner determined in consultation with the physician and patient. Coverage is provided on the same basis as any other illness. TABLE OF CONTENTS INTRODUCTION 1 CUSTOMER SERVICE 2 SPECIAL FEATURES 4 COVERAGE INFORMATION 5 Choosing A Health Care Provider 5 Continuity of Care 5 Liability for Health Care Expenses 6 BlueCard Program 7 Provider Payment Methods 7 Recommendations by Health Care Providers 8 Fraudulent Practices 8 Time Periods 8 Medical Policy Committee 8 NOTIFICATION REQUIREMENTS 9 Prior Authorization 9 Preadmission Notification 11 Emergency Admission Notification 11 CLAIMS PROCEDURES 13 Claims Filing 13 Right of Examination 13 Release of Records 13 Claims Payment 14 REVIEW PROCEDURES 15 Utilization Review 15 Claims Review 16 BENEFIT CHART 18 Benefit Features, Limitations, and Maximums 18 Copays 18 Deductible 18 Out-of-Pocket Maximums 18 Lifetime Maximum 19 Benefit Descriptions 19 Ambulance 20 Chemical Dependency 21 Chiropractic Care 23 Dental Care 24 Emergency Care 25 Home Health Care 26 V1.1.04 PCD 81760 (1/04) Home Infusion Therapy 28 Hospice Care 29 Hospital Inpatient 31 Hospital Outpatient 32 Infertility Treatment 33 Maternity 34 Medical Equipment, Prosthetics, and Supplies 35 Mental Health Care 37 Organ and Bone Marrow Transplant Coverage 39 Physical Therapy, Occupational Therapy, Speech Therapy 41 Physician Services 42 Prescription Drugs and Insulin 44 Preventive Care 47 Reconstructive Surgery 48 Skilled Nursing Facility 49 Well-Child Care 50 BENEFIT SUBSTITUTION 51 GENERAL EXCLUSIONS 52 ELIGIBILITY 55 Eligible Employees 55 Eligible Dependents 55 Preexisting Condition Limitation for Employees and Covered Dependents 56 Effective Date of Coverage 56 Special Enrollment Periods 57 Coverage Effective Date for Late Entrants 58 TERMINATION OF COVERAGE 59 Termination Events 59 Retroactive Termination 59 Certification of Coverage 60 Extension of Benefits 60 Continuation and Conversion 60 COORDINATION OF BENEFITS 66 Definitions 66 Order of Benefits Rules 67 Effect on Benefits of This Plan 68 Right to Receive and Release Needed Information 68 Facility of Payment 68 Right of Recovery 69 REIMBURSEMENT AND SUBROGATION 70 GENERAL PROVISIONS 71 Plan Administration 71 V1.1.04 PCD 81760 (1/04) Termination or Changes to the Plan 72 Funding 72 Controlling Law 72 Privacy of Protected Health Information 72 DEFINITIONS 74 V1.1.04 PCD 81760 (1/04) INTRODUCTION This Summary Plan Description (SPD) contains a summary of the City of Oak Park Heights Double Gold Health Care Plan for benefits effective January 1, 2004. Coverage under this Plan for eligible employees and dependents will begin as defined in the Eligibility section. All coverage for dependents and all references to dependents in this Summary Plan Description are inapplicable for employee-only coverage. This Plan, financed and administered by the South Central Service Cooperative and City of Oak Park Heights, is a self-insured medical plan. Blue Cross and Blue Shield of Minnesota (BCBSM), under contract with the South Central Service Cooperative is the Claims Administrator and provides administrative services only. The Claims Administrator does not assume any financial risk or obligation with respect to claims. Payment of benefits is subject to all terms and conditions of this Summary Plan Description, including medical necessity. This Plan is not subject to ERISA. This Plan provides benefits for covered services you receive from eligible health care providers. You receive the highest level of coverage when you use In-Network Providers. In-Network Providers are providers that have entered into a service agreement with the Claims Administrator to provide you quality health services at favorable prices. These providers are also referred to as Participating Providers. For some services, you may be required to use a special network of Participating Providers called Blue Select® Providers to receive the highest level of coverage. The Benefit Chart will indicate which services are provided by this special network. Call 1-800-469-1110 prior to obtaining treatment for chemical dependency and mental health care and the behavioral health staff will direct you to the p y aea dt ebe a y appropriate Behavioral Health Network Provider. If a Behavioral Health Network Provider is not available within a medically appropriate time for treatment and services, the behavioral health staff will recommend an alternative provider. The Plan also provides benefits for covered services you receive from Out-of-Network Providers. In some cases, you receive a reduced level of coverage when you use these providers. Out-of-Network Providers include Extended Network and Nonparticipating Providers. Extended Network Providers are health care professionals that have entered into a service agreement with the Claims Administrator but do not participate in the special network mentioned above. Nonparticipating Providers have not entered into a service agreement with the Claims Administrator. You may pay a greater portion of your health care expenses when you use Nonparticipating Providers. IMPORTANT! When receiving care, present your identification card to the provider who is rendering the services. It is also important that you read this entire Summary Plan Description carefully. It explains the Plan, eligibility, notification procedures, covered expenses, and expenses that are not covered. If you have questions about your coverage, please contact the Claims Administrator at the address or phone numbers listed on the following page. 1 CUSTOMER SERVICE Questions? The Claims Administrator's customer service staff is available to answer your questions about your coverage and direct your calls for preadmission and emergency admission notification. Monday through Thursday: 8:00 AM -4:30 PM CT Friday: 9:00 AM -4:30 PM CT Hours are subject to change without prior notice. Customer Service Claims Administrator: (651) 662-5517 or toll free at 1-888-878-0136 Telephone Number Blue Cross Blue http://www.bluecrossmn.com Shield of Minnesota Website BlueCard Toll free 1-800-810-BLUE (2583) Telephone Number This number is used to locate providers who participate with Blue Cross and Blue Shield plans nationwide. BlueCard Website http://www.bcbs.com This website is used to locate providers who participate with Blue Cross and Blue Shield plans nationwide. Claims Administrator's Claims review requests, and written inquiries may be mailed to the address Mailing Address below: Blue Cross and Blue Shield of Minnesota P.O. Box 64338 St. Paul, MN 55164 Prior authorization requests should be mailed to the following address: Blue Cross and Blue Shield of Minnesota Medical Review Department P.O. Box 64265 St. Paul, MN 55164 Pharmacy Telephone Toll free 1-800-509-0545 Number This number is used to locate a participating pharmacy. Behavioral Health Toll free 1-800-469-1110 Network Telephone This number is used to direct you to a Behavioral Health Network Provider. Number Healthy Start® Toll free 1-866-489-6948 or (651) 662-1818 Telephone Number This number is used to enroll in the Healthy Start Program. 2 FirstHelpTM Telephone Toll free 1-800-622-9524 Number This number is used to access health care advice 24 hours a day—seven days a week. BluePrint for Health® Toll free 1-800-835-0704 This number is used to enroll in the BluePrint for Health stop smoking program. 3 SPECIAL FEATURES Healthy Start Healthy Start is a program that promotes early, quality prenatal care and provides added support for all members of the expectant family. To participate in the program, call the Healthy Start phone line. A registered nurse will work with you to design a program of risk assessment and education especially for you. The Healthy Start nurse will work with you and your physician from that point on to promote a healthy pregnancy. As an added bonus, you will receive a gift if you complete the program. The Healthy Start number is (651) 662-1818 or toll free 1-866-489-6948. Please call this number to enroll in Healthy Start or to request further information. You may also contact your Human Resources Department for an informational brochure. FirstHelp FirstHelp is a program that allows you access to health care advice 24 hours a day—seven days a week. Specially trained nurses can help you make an informed decision about whether to see a doctor or care for your sickness or injury at home. The First Help TM telephone number is 1-800-622-9524. FluStopsT FluStop is a program designed to ensure flu vaccination of all employees. Please check with your employer for more details regarding the FluStop program. Tobacco Reduction BluePrint for Health tobacco reduction is a program designed to reduce tobacco use. To participate, call BluePrint for Health at 1-800-835-0704. A tobacco cessation specialist will ask a series of questions to help get you started on the program. A unique computer program then analyzes your tobacco use behaviors and attitudes to help develop a personalized tobacco use reduction plan for you. Follow-up can be by phone or mail, whichever you prefer. You will receive materials and personalized help for up to six months. You can progress at your own pace without any pressure. Please call to begin your program or to request further information. You may also contact your Human Resources Department for an informational brochure. Care Support This program focuses on disease management for individuals at all health risk levels. The program is voluntary and is customized to meet your individual unique needs. If you qualify for the program you will automatically receive a welcome letter and educational materials in the mail, followed by your first welcome call from the nurse. Future phone calls and personal counseling are provided according to your condition and level of severity. The program also offers preventive care reminders, educational materials and special web resources. You may choose not to participate at any time by calling the care support center and talking to the program coordinators. If you are invited to participate in the program, or think you are eligible and have not been invited, you may call toll-free at 1-888-264-1744. 4 COVERAGE INFORMATION Choosing A Health Care Provider You may choose any eligible provider of health services for the care you need. The Plan may pay higher benefits if you choose In-Network Providers. In-Network Providers When you choose these providers, you get the most benefits for the least expense and paperwork. These providers will take care of any notification requirements and send your claims to the Claims Administrator and the Claims Administrator sends payment to the provider for covered services you receive. The provider directory lists In-Network Providers and may change as providers enroll or terminate their agreements. An initial provider directory is provided to you, without charge, when you become eligible for the Plan. You and your dependents can obtain, without charge, additional copies of the provider directory from the Plan Administrator, upon your request. For benefit information on these providers, refer to the Benefit Chart. Out-of-Network Providers Extended Network Providers will also take care of any notification requirements and file your claims for you; however, the benefit level will be less than for services you receive from In-Network Providers. Nonparticipating Providers may not take care of notification requirements or file claims for you. You may also pay more of the bill. Refer to the next section for a description of charges that are your responsibility. Continuity of Care Continuity of Care for New Members If you are new to the Plan this section applies to you. If you are currently receiving care from a provider or specialist who does not participate with us, you may request to remain with this provider, and continue to receive care for a special medical need or condition, for a reasonable period of time before transferring to a participating provider as required under the terms of your coverage with us. We will authorize this continuation of care if you are engaged in a current course of treatment for any of the following conditions or situations: Continuation for up to 120 days: 1. An acute condition; 2. A life-threatening mental or physical illness; 3. A physical or mental disability rendering you unable to engage in one or more major life activities for at least one year, or that has a terminal outcome; 4. A disabling or chronic condition in an acute phase or that is expected to last permanently; 5. You are receiving culturally appropriate services from a provider with special expertise in delivering those services; or 6. You are receiving services from a provider that are delivered in a language other than English. 5 Continuation for up to 180 days: 1. A terminal illness in the final stages or for the rest of your life if a physician certifies that your life expectancy is 180 days or less; or 2. You are receiving or are eligible for hospice services. Continuation through the first postpartum visit: 1. A pregnancy beyond the first trimester. Transition to Participating Providers The Claims Administrator will assist you in making the transition from a nonparticipating to a participating provider if you request us to do so. Please contact Customer Service for a written description of the transition process, procedures, criteria, and guidelines. Liability for Health Care Expenses Charges That Are Your Responsibility When you use In-Network and Extended Network Providers for covered services, payment is based on the allowed amount. You are not required to pay for charges that exceed the allowed amount. You are required to pay the following amounts: 1. deductibles; 2. copays and coinsurance; 3. charges that exceed the benefit maximum; 4. charges for services that are not covered; and 5. charges for services that are investigative or not medically necessary if you are notified in writing before you receive services that the services are not covered and you agree in writing to pay all charges. When you use Nonparticipating Providers for covered services, payment is still based on the allowed amount. However, because a Nonparticipating Provider has not entered into a service agreement with the Claims Administrator, the Nonparticipating Provider is not obligated to accept the allowed amount as payment in full. You are responsible for payment of any billed charges that exceed the allowed amount. This means that you may have substantial out-of-pocket expense when you use a r required to the following amounts: Nonparticipating Provider. You are equ ed o pay g 1. charges that exceed the allowed amount; 2. deductibles; 3. copays and coinsurance; 4. charges that exceed the benefit maximum; 5. charges for services that are not covered, including services that we determine are not covered based on claims coding guidelines; and 6 6. charges for services that are investigative or not medically necessary. If you or the provider fail to contact the Claims Administrator for prior authorization or preadmission notification, your benefits may be reduced and you could pay additional charges. BlueCard Program Liability Disclosure When you obtain health care services through the BlueCard Program outside the geographic area BCBSM serves, the amount you pay for covered services is usually calculated on the lower of: 1. The billed charges for your covered services; or 2. The negotiated price that the on-site Blue Cross and/or Blue Shield Plan ("Host Blue") passes on to the Claims Administrator. Often, this "negotiated price" consists of a simple discount that reflects the actual price paid by the Host Blue. Sometimes, however, the negotiated price is either 1) an estimated price that factors expected settlements, withholds, any other contingent payment arrangements and non-claims transactions with your health care provider or with a specified group of providers into the actual price; or 2) billed charges reduced to reflect an average expected savings with your health care provider or with a specified group of providers. The price that reflects average savings may result in greater variation (more or less) from the actual price paid than will the estimated price. The negotiated price will be prospectively adjusted to correct for over-or underestimation of past prices. The amount you pay, however, is considered a final price and will not be affected by the prospective adjustment. Statutes in a small number of states may require the Host Blue either 1) to use a basis for calculating your liability for covered services that does not reflect the entire savings realized or expected to be realized on a particular claim; or 2) to add a surcharge. If any state statutes mandate liability calculation methods that differ from the usual BlueCard method noted above or require a surcharge, the Claims Administrator will calculate your liability for any covered health care services according to the applicable state statute in effect at the time you received your care. Provider Payment Methods Withhold and Bonus Payment Disclosure Several methods are used to pay our health care providers. Some providers are paid a portion of their billed charges for each service or bundle of services, and a portion (generally 5—20%) of the provider's payment is withheld. As an incentive to promote high quality and cost-effective care, the provider may receive all or a portion of the withhold amount based upon the cost-effectiveness of the provider's care. In order to determine cost-effectiveness, a per person per month target is established. The target is established by using historical payment information to predict average costs. If the provider's costs are below this target, providers are eligible for a return of all or a portion of the withhold amount and may also qualify for an additional bonus payment. In addition, as an incentive to promote high quality care and as a way to recognize those providers that participate in certain quality improvement projects, providers may be paid a bonus based on the quality of the provider's care to its patients. In order to determine quality of care, certain factors are measured, such as patient satisfaction feedback on the provider, compliance with clinical guidelines for preventive 7 services or specific disease management processes, immunization administration and tracking, and tobacco cessation counseling. The Plan features a large network of providers. Each provider is an independent contractor and is not our agent. The above is a general summary of our provider withhold and bonus payment methodology only. While efforts are made to keep this form as up to date as possible, provider payment methodologies may change from time to time and every current provider payment methodology may not be reflected in this summary. Please note that this payment methodology may not apply to your particular plan. Recommendations by Health Care Providers In some cases, your provider may recommend or provide written authorization for services that are � Y P Y P specifically excluded by the Plan. When these services are referred or recommended, a written authorization from your provider does not override any specific Plan exclusions. Fraudulent Practices Coverage for you or your dependents will be terminated if you or your dependent: falsify medical history on the application for coverage; submit fraudulent, altered, or duplicate billings for personal gain; and/or allow another party not covered under the Plan to use your or your dependent's coverage. Time Periods When the time of day is important for benefits or determining when coverage starts and ends, a day P 9 9 Y begins at 12:00 a.m. and ends at 12:00 a.m. the following day. Medical Policy Committee The Claims Administrator's medical policy committee determines whether new or existing medical treatment should be covered benefits. The committee is made up of independent community physicians who represent a variety of medical specialties. The committee's goal is to find the right balance between making improved treatments available and guarding against unsafe or unproven approaches. The committee carefully examines the scientific evidence and outcomes for each treatment being considered. 8 NOTIFICATION REQUIREMENTS Prior Authorization The Claims Administrator reviews services to verify that they are medically necessary and that the treatment provided is the proper level of care. Prior authorization from the Claims Administrator is recommended before you receive selected services so that you avoid incurring charges for services that may not be considered medically necessary. In-Network and Extended Network Providers will obtain prior authorization for you. If you are using a provider that does not participate with the Claims Administrator, you are responsible for obtaining prior authorization. The Claims Administrator recommends that you or the provider contact them at least 10 working days prior to receiving the care to determine if the services are eligible. The Claims Administrator will notify you of their decision within 10 working days, provided that the prior authorization request contains all the information needed to review the service. With prior authorization, the Plan guarantees payment for services approved in advance if the services are otherwise covered under the Plan and you are covered on the date you receive care. All applicable preexisting condition limitations, exclusions, deductibles, copays, and coinsurance provisions continue to apply. The prior authorization will indicate a specified time frame in which you may receive the services. Any service not performed in the specific time frame will need to be prior authorized again. You will be responsible for payment of services that the Claims Administrator determines are not medically necessary. While all services must be medically necessary, prior authorization is recommended for certain services. This list is subject to change due to changes in medical policy. The most current list is available by calling Customer Service. 1. Acupuncture 2. Apheresis 3. Bariatric surgery (all procedures) 4. Blepharoplasty 5. Chiropractic care 6. Coverage of routine care related to cancer clinical trials 7. Deep brain stimulation for treatment of movement disorders 8. Drugs, including, but not limited to the following a. Alefacept (Amevive) b. Factor products for the treatment of bleeding disorders c. Growth hormones d. Injectable fertility medications (except HCG drugs) e. Intravenous immune globulin (IVIG) f. Leuprolide acetate (Lupron) (all uses except for cancer-related diagnoses) g. Omalizumab (Xolair) 9. Durable Medical Equipment (DME), including, but not limited to the following a. All unlisted DME over $1,000 9 b. Gravity lumbar reduction c. Hearing devices d. Home prothrombin time monitors e. Specialty beds f. Uterine contraction monitors g. Vest percussors h. Wound healing treatment/devices 10. Endoluminal radiofrequency for treatment of refluxing greater saphenous vein 11. Extracorporeal shock wave treatment for plantar fasciitis and other musculoskeletal conditions 12. Gender reassignment 13. Gynecomastia 14. Home health/Hospice services 15. Humanitarian use devices 16. Hyperhidrosis surgery 17. Hypnotherapy 18. Implantable ventricular assist systems and artificial hearts 19. Infertility treatment 20. Lung volume reduction surgery 21. Mastoplexy 22. Outpatient pain rehabilitation 23. Panniculectomy 24. Pediatric sleep studies/polysomnograms 25. Physical, occupational, and speech therapy for multiple sclerosis or for children under age 10 with cerebral palsy when services are received from a Participating Provider or for all services received from a Nonparticipating Provider 26. Reduction mammoplasty 27. Respiratory syncytial virus prophylaxis after age two (2) 28. Rhinoplasty 29. Scar excision/revision 30. Sclerotherapy for varicose veins of the lower extremities 31. Spinal cord stimulation 32. Surgical treatment of obstructive sleep apnea and upper airway resistance syndrome 33. Temporomandibular joint/craniomandibular disorder surgery and temporomandibular joint arthroscopy 34. Transplants a. Autologous islet cell transplants b. Organ transplant procedures 10 4 c. Stem cell and bone marrow procedures 35. Vagus nerve stimulation All requests for prior authorization must be submitted to the Claims Administrator in writing. Please submit your request to the address provided in the Customer Service section. Preadmission Notification Preadmission notification is required at least five (5) days in advance of being admitted for inpatient care for any type of nonemergency service and for partial hospitalization, day treatment or intensive outpatient treatment for behavioral health conditions. In-Network and Extended Network Providers will provide preadmission notification to the Claims Administrator for you. With preadmission notification, the Plan guarantees payment for days or services the Claims Administrator authorizes if the services are otherwise covered under the Plan, and you are covered on the date you receive the services. If you are going to receive nonemergency care from a Nonparticipating Provider, you are responsible for providing preadmission notification to the Claims Administrator. If the Claims Administrator is not notified, a penalty will apply. The Claims Administrator reduces the allowed amount for the admission by 25 percent before applying deductibles or copays. This means that without preadmission notification, you will pay a greater portion of the charges. If preadmission notification is not provided and services are later determined not to be medically necessary, you are also responsible for payment of those charges. Preadmission notification is required for the following facilities: 1. Hospitals a. Acute care admissions b. Rehabilitation admissions 2. Skilled nursing facilities 3. Residential behavioral health treatment facilities 4. Outpatient behavioral health treatment facilities providing partial hospitalization, day treatment or intensive outpatient treatment To provide p ovide preadmission notification, call the customer service number provided in the Customer Service section. They will direct your call. Emergency Admission Notification Notice is required as soon as reasonabl y possible for admission f r pregnancy or for a emergency or injury that occurred within 48 hours before admission. If you have an emergency admission to a Nonparticipating Provider, you or the provider must notify the Claims Administrator as soon as reasonably possible. 11 The Plan pays only for services the Claims Administrator determines are medically necessary. There is no penalty for failure to notify the Claims Administrator of an emergency admission if the Claims Administrator determines that the admission was medically necessary. To provide emergency admission notification, call the customer service number provided in the Customer Service section. They will direct your call. 12 CLAIMS PROCEDURES Claims Filing You are not responsible for submitting claims for services received from In-Network and Extended Network Providers. These providers will submit claims directly to the Claims Administrator for you and payment will be made directly to them. If you receive services from Nonparticipating Providers, you may have to submit the claims yourself. If the provider does not submit the claim for you, send the claim to the Claims Administrator at the address provided in the Customer Service section. Claims should be filed in writing within 90 days after a covered service is provided. If this is not reasonably possible, the Plan will accept claims for up to 15 months after the date of service. Normally, failure to file a claim within the required time limits will result in denial of your claim. These time limits are waived if you cannot file the claim because you are legally incapacitated. You may be required to provide copies of bills, proof of payment, or other satisfactory evidence showing that you have incurred a covered expense that is eligible for reimbursement. The Claims Administrator will notify you of the resolution of the claim on an Explanation of Health Care Benefits (EHCB) form within 30 days of the date the Claims Administrator receives the claim. If, due to matters beyond its control, the Claims Administrator is unable to make a determination within 30 days, the Claims Administrator may take an additional 15 days to make a determination and will inform you in advance of the reasons for the extension. If you do not receive a written explanation within 30 days (or 45 days if there has been an extension) you may consider the claim denied, and you may request a review of the denial. If benefits are denied in whole or in part, the reason for the denial will be listed on the bottom of the EHCB form. You have the right to know the specific reasons for the denial, the provision of the Plan on which the denial was based, and if there is any additional information the Claims Administrator needs to process the claim. You also have the right to an explanation of the claims review procedure and the steps you need to take if you wish to have your claim reviewed. If you have questions that the EHCB form does not answer, please contact the Claims Administrator at the address or phone numbers provided in the Customer Service section. Right of Examination The Claims Administrator and the Plan Administrator each have the right to ask you to be examined by a provider during the review of any claim. The Plan pays for the exam whenever the exam is requested by either the Claims Administrator or the Plan Administrator. Failure to comply with this request may result in denial of your claim. Release of Records You agree to allow all health care providers to give the Claims Administrator needed information about the care they provide to you. The Claims Administrator may need this information to process claims, conduct utilization review and quality improvement activities, and for other health plan activities as permitted by law. The Claims Administrator keeps this information confidential, but the Claims Administrator may release it if you authorize release, or if state or federal law permits or requires release without your authorization. If a provider requires special authorization for release of records, you agree to provide this authorization. Your failure to provide authorization or requested information may result in denial of your claim. 13 Claims Payment When you use In-Network and Extended Network Providers and providers outside Minnesota who participate with other Blue Cross and Blue Shield plans nationwide for covered services, the Plan pays the provider. When you use a Nonparticipating Provider either inside or outside the State of Minnesota for covered services, the Plan pays you. You may not assign your benefits to a Nonparticipating Provider, except when parents are divorced. In that case, the custodial parent may request, in writing, that the Plan pay a Nonparticipating Provider for covered services for a child. When the Plan pays the provider at the request of the custodial parent, the Plan has satisfied its payment obligation. 14 REVIEW PROCEDURES Utilization Review Some health care services, procedures, or facility admissions require utilization review. Utilization review is the evaluation of the necessity, appropriateness, and efficacy of the use of health care services, procedures and facilities, by a person or entity other than the attending health care professional, for the purpose of determining the medical necessity of the service or admission. Utilization review applies only when the service, procedure, or facility admission requested is otherwise covered under this plan. Participating providers will request utilization review for you. If you are requesting services from a nonparticipating provider, you may request utilization review by calling the customer service number provided in the Customer Service section. Please refer to the section entitled Notification Requirements. In order to conduct utilization review, the Claims Administrator will need specific information. If you or your attending health care professional do not release necessary information, approval of the requested service, procedure, or facility admission may be denied. Utilization review includes a process to appeal decisions to not cover a health care service, procedure, or facility admission. Initial Review When utilization review is required, the Claims Administrator will notify you and your attending health care professional or provider of the determination within 10 business days of the request provided that all information reasonably necessary to make a determination has been made available to the Claims Administrator. Your attending health care professional may request an expedited review. The Claims Administrator will notify you and your attending health care professional or provider of the determination as soon as your medical condition requires, but no later than 72 hours from the initial request. Appeals Utilization review determinations may also be appealed. You or your attending health care professional may appeal the Claims Administrator's decision to not authorize services in writing or by telephone. The Claims Administrator will notify you and your attending health care professional of its determination within 30 days of receipt of your appeal. The Claims Administrator may take up to 14 additional days to make a determination due to circumstances outside its control. If the Claims Administrator takes more than 30 days to make a determination, the Claims Administrator will notify you in advance of the reasons for the extension. You or your attending health care professional may request an expedited appeal. When an expedited appeal is completed, the Claims Administrator will notify you and your attending health care professional of the determination as soon as your medical condition requires, but no later than 72 hours from the Claims Administrator's receipt of the expedited appeal request. The request for appeal of a utilization review determination should include: 1. Your name, identification number and group number 2. The actual service for which coverage was denied 3. A copy of the denial letter 15 4. The reason why you or your attending health care professional believe the service should be provided 5. Any available medical information to support your reasons for reversing the denial 6. Any other information you believe will be helpful. External Review You or your attending health care professional may request an external review of the final determination the Claims Administrator makes about your utilization review appeal. The State of Minnesota has contracted with an independent organization to conduct the external review of your appeal. This independent organization meets the state's requirements to conduct external review of health-related disputes. Your written request for external review must be submitted to the Commissioner of Commerce along with a filing fee of$25. The commissioner may waive the fee in cases of financial hardship. You may request external review by contacting the Department of Commerce at: Minnesota Department of Commerce Attention: Enforcement Division Suite 500 85 Seventh Place East St. Paul, Minnesota 55101 The external review organization will notify you and the Claims Administrator that it has received your request for external review. Within 10 business days of receiving notice from the external review organization, you and the Claims Administrator must provide the external review organization any information to be considered. Both you and the Claims Administrator will be able to present a statement of facts and arguments. You may be assisted or represented by any person of your choice at your expense. The external review organization will send written notice of its decision to you, the Claims Administrator, and the commissioner within 40 days of receiving the request for external review. The external review organization's decision is binding on the Claims Administrator, but not binding on you. Claims Review If you disagree with the action the Claims Administrator has taken on your claim, the Claims Administrator will review the resolution of your claim using the process outlined below. You may request an external review of the final determination the Claims Administrator makes about your request after you have exhausted the Claims Administrator's appeal process. You may contact the Commissioner of Commerce at any time by calling 1-800-657-3602 or 651-296-4026. Initial Review If you disagree with the action the Claims Administrator has taken on your claim, call the Claims Administrator for an explanation of the claim's resolution at the number provided in the Customer Service section. The Claims Administrator will try to review the resolution of your claim within 10 days. Appeals If you are not satisfied with the Claim's Administrator's explanation of the claim's resolution, you may request that your claim be reviewed. You may submit your request for review in writing, or you may request a form that will include all the necessary information to file your written request for review. If you need assistance, the Claims Administrator will complete the form and mail it to 16 you for your signature. The Claims Administrator will notify you within 10 days that they have received your written request for review. Within 30 days of receiving your written request and all necessary information, the Claims Administrator will notify you in writing of its determination and the reasons for the determination. If the Claims Administrator is unable to make a determination within 30 days due to circumstances outside its control, the Claims Administrator may take up to 14 additional days to make a determination. If the Claims Administrator takes more than 30 days to make a determination, the Claims Administrator will inform you in advance of the reasons for the extension. If you disagree with the action the Claims Administrator has taken on your written request for review, you may appeal the determination in writing and request either a hearing or a written reconsideration. If you request a hearing, you and any person you choose may present testimony or other information. The Claims Administrator will provide you written notice of its determination and all key findings within 45 days after the Claims Administrator receives your written request for a hearing. If you request a written reconsideration, you may provide the Claims Administrator with any additional information you believe is necessary. The Claims Administrator will provide you written notice of its determination and all key findings within 30 days after the Claims Administrator receives your request for a written reconsideration. You are entitled to examine all pertinent documents and to submit issues and comments in writing. If you request, the Claims Administrator will provide you a complete summary of the appeal decision. External Review If your appeal concerns a covered health care service or claim and you disagree with the Claims Administrator's appeal determination, you or anyone you authorize to act on your behalf, may submit the appeal determination to external review. The State of Minnesota has contracted with an independent organization to conduct the external review of your appeal. This independent organization meets the state's requirements to conduct external review of health-related disputes. Your written request for external review must be submitted to the Commissioner of Commerce along with a filing fee of$25. The commissioner may waive the fee in cases of financial hardship. You may request external review by contacting the Department of Commerce at: Minnesota Department of Commerce Attention Enforcement Division Suite 500 85 Seventh Place East St. Paul, Minnesota 55101 The external review organization will notify you and the Claims Administrator that it has received your request for external review. Within 10 business days of receiving notice from the external review organization, you and the Claims Administrator must provide the external review organization any information to be considered. Both you and the Claims Administrator will be able to present a statement of facts and arguments. You may be assisted or represented by any person of your choice at your expense. The external review organization will send written notice of its decision to you, the Claims Administrator, and the commissioner within 40 days of receiving the request for external review. The external review organization's decision is binding on the Claims Administrator, but not binding on you. 17 BENEFIT CHART This section lists covered services and the benefits the Plan pays. All benefit payments are based on the allowed amount. Coverage is subject to all other terms and conditions of this Summary Plan Description and must be medically necessary. Benefit Features, Limitations, and Maximums Benefit Features Your Liability Copays • Emergency room facility copay $60 • Prescription drugs: ■ Formulary drug copay (retail pharmacy) $4.50 • Formulary drug copay (mail services $9.00 pharmacy) • Nonformulary drug copay (retail $10.00 pharmacy) • Nonformulary drug copay (mail services $20.00 pharmacy) Y) Deductible (Deductible carryover applies) (Does not include prescription drug copays) • Out-of-Network Providers $300 per person per calendar year $900 per family per calendar year Benefit Features Limitations and Maximums Out-of-Pocket Maximums • All providers combined $2,500 per person per calendar year (Does not include prescription drug copays) • Prescription Drug Out-of-Pocket Maximum $150 per person per calendar year (Does not include drugs used during inpatient admission) 18 Lifetime Maximum • Total benefit paid to all providers combined $3 million per person Benefit Descriptions Please refer to the following pages for a more detailed description of Plan benefits. 19 Ambulance The Plan Covers: In-Network Providers Out-of-Network Providers • Air or ground transportation 80% 80% for basic or advanced life support from the place of departure to the nearest facility equipped to treat the illness • Medically necessary, prearranged or scheduled air or ground ambulance transportation requested by an attending physician or nurse NOTES: • Please see the Notification Requirements section. • If the Claims Administrator determines air ambulance was not medically necessary but ground ambulance would have been, the Plan pays up to the allowed amount for medically necessary ground ambulance. NOT COVERED: • transportation services that are not medically necessary for basic or advanced life support • transportation services that are mainly for your convenience • please refer to the General Exclusions section 20 Chemical Dependency The Plan Covers: In-Network Providers Out-of-Network Providers • Outpatient health care 100% when you use a 80% after you pay the professional charges Behavioral Health Network deductible when you use an Provider. Extended Network or a Nonparticipating Provider. • Outpatient 100% 80% after you pay the hospital/outpatient deductible. behavioral health facility charges • Inpatient health care 100% when you use a 80% after you pay the professional charges Behavioral Health Network deductible when you use an Provider. Extended Network or a Nonparticipating Provider. • Inpatient hospital/residential 100% 80% after you pay the behavioral health facility deductible. charges NOTES: • Please see the Notification Requirements section. • To receive the highest level of coverage you must use a Behavioral Health Network Provider. Call 1-800-469-1110 prior to obtaining treatment and the behavioral health staff will direct you to the appropriate Behavioral Health Network Provider. If a Behavioral Health Network Provider is not available within a medically appropriate time for treatment and services, the behavioral health staff will recommend an alternative provider. • Court-ordered treatment for mental health and chemical dependency care that is based on an evaluation and recommendation for such treatment or services by a physician or a licensed psychologist, a licensed alcohol and drug dependency counselor or a certified chemical dependency assessor is deemed medically necessary. An initial court-ordered exam for a dependent child under the age of 18 is also considered medically necessary without further review by the Claims Administrator. • Court-ordered treatment for mental health and chemical dependency care that is not based on an evaluation and recommendation as described above will be evaluated to determine medical necessity. Court-ordered treatment will be covered if it is determined to be medically necessary and otherwise covered under this Plan. • Outpatient family therapy is covered if part of a recommended treatment plan. • Admissions that qualify as "emergency holds", as the term is defined in Minnesota Statutes, are considered medically necessary for the entire admission. • For lab and x-ray services billed by a professional, please refer to Physician Services. For lab and x-ray billed by a facility, please refer to Hospital Inpatient or Hospital Outpatient. • For mental health and chemical dependency services or treatment, the allowed amount for Nonparticipating Providers is either at the amount agreed to between the Claims Administrator and the provider, or if no such agreement, the lesser of the provider's billed charges or the prevailing payment amount for the treatment or services in the area where services are performed. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. 21 NOT COVERED: • services to hold or confine a person under chemical influence when no medical services are required • custodial and supportive care • court-ordered services that are not medically necessary • please refer to the General Exclusions section 22 Chiropractic Care The Plan Covers: In-Network Providers Out-of-Network Providers • Chiropractic care 100% when you use a Blue 80% after you pay the Select Provider. deductible when you use an Extended Network Provider. When you use a Nonparticipating Provider, there is NO COVERAGE unless an exception is noted below. NOTES: • Please see the Notification Requirements section. • You must use a Blue Select Provider to obtain the highest level of coverage. • There is no coverage for services you receive from a Nonparticipating Provider unless the provider is located outside the State of Minnesota and is a member of the participating network of their local I Cross Blue C oss and/or Blue Shield Plan. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • services primarily educational in nature • vocational rehabilitation • self-care and self-help training (non-medical) • health clubs and spas • recreational therapy • rehabilitation services that are not expected to make measurable or sustainable improvement within a reasonable period of time • please refer to the General Exclusions section 23 Dental Care The Plan Covers: In-Network Providers Out-of-Network Providers • Treatment from a physician 100% 80% after you pay the or dentist for an accidental deductible. injury to sound natural teeth when performed within 12 months from the date of injury • Treatment of cleft lip and palate for a dependent child under age 18 NOTES: • Please see the Notification Requirements section. • Treatment must occur while you are covered under this Plan. • The Plan covers anesthesia and inpatient and outpatient hospital charges for dental care provided to a covered person who is a child under age five (5); is severely disabled; or has a medical condition that requires hospitalization or general anesthesia for dental treatment. • The Plan covers surgical and nonsurgical treatment of temporomandibular joint disorder(TMJ) and craniomandibular disorder on the same basis as any other body joint. • Orthognathic dental procedures, for dependent children only, may be covered under the Reconstructive Surgery Benefit. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • dental services to treat an injury from biting or chewing • dental implants and prosthesis, including any related hospital charges • osteotomies and other procedures associated with the fitting of dentures or dental implants • any orthodontia, including associated orthognathic procedures or accident-related dental injuries, except when related to the treatment of cleft lip and palate • oral surgery and anesthesia for removal of impacted teeth and removal of a tooth root without removal of the whole tooth • root canal therapy • tooth extractions, unless otherwise specified as covered • accident-related dental services performed more than 12 months after the date of injury • any other dental procedure or treatment • please refer to the General Exclusions section 24 Emergency Care The Plan Covers: In-Network Providers Out-of-Network Providers • Outpatient hospital/facility charges • emergency room 100% after you pay the 100% after you pay the emergency room facility copay. emergency room facility copay. • Outpatient health care 100% 80% after you pay the professional charges deductible. NOTES: • Please see the Notification Requirements section. • When determining if a situation is a medical emergency, the Claims Administrator will take into consideration a reasonable layperson's belief that the circumstances required immediate medical care that could not wait until the next business day. • The emergency room facility copay is waived if you are admitted within 24 hours. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • please refer to the General Exclusions section 25 Home Health Care The Plan Covers: In-Network Providers Out-of-Network Providers • Skilled care ordered in 100% 80% after you pay the writing by a physician and "deductible. provided by Medicare approved or other preapproved home health agency employees, including, but not limited to: • registered nurse; • licensed registered physical therapist; • master's level clinical social worker; • registered occupational therapist; • certified speech and language pathologist; • medical technologist; or • registered dietician • Services of a home health aide or social worker employed by the home health agency when provided in conjunction with services provided by the above listed agency employees • Use of appliances that are owned or rented by the home health agency • Medical supplies provided by the home health agency • Home health care following early maternity discharge. See Maternity. NOTES: • Please see the Notification Requirements section. • Coverage is limited to a maximum benefit of$25,000 per person per calendar year. • The one (1) home health care visit following early maternity discharge does not apply to the $25,000 maximum. • Benefits for home infusion therapy and related home health care are listed under Home Infusion Therapy. 26 • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • custodial or nonskilled care • services of a nonmedical nature • please refer to the General Exclusions section 27 Home Infusion Therapy The Plan Covers: In-Network Providers Out-of-Network Providers • Home infusion therapy 80% When you use a services when ordered by a Nonparticipating Provider, there physician is NO COVERAGE unless an exception is noted below. • Solutions and pharmaceutical additives, pharmacy compounding and dispensing services • Durable medical equipment • Ancillary medical supplies • Nursing services to: • train you or your caregiver; or • monitor your home infusion therapy • Collection, analysis, and reporting of lab tests to monitor response to home infusion therapy • Other eligible home health services and supplies provided during the course of home infusion therapy NOTES: • Please see the Notification Requirements section. • There is no coverage for services you receive from a Nonparticipating Provider unless the provider is located outside the State of Minnesota and is a member of the participating network of their local Blue Cross and/or Blue Shield Plan. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • home infusion services or supplies not specifically listed as covered services • nursing services to administer therapy that you or another caregiver can be successfully trained to administer • services that do not involve direct patient contact, such as delivery charges and recordkeeping • please refer to the General Exclusions section 28 Hospice Care The Plan Covers: In-Network Providers Out-of-Network Providers • Hospice care for terminally ill 100% When you use an Out-of- patients provided by a Network Provider, there is NO Medicare approved hospice COVERAGE. provider or other preapproved hospice • Inpatient and outpatient hospital care, routine and continuous home nursing care, home health aide visits, physical therapy, speech and language therapy, occupational therapy, social worker visits, dietary/nutritional counseling, durable medical equipment, routine medical supplies and other supportive services provided to meet the physical, psychological, spiritual, and social needs of the dying individual • Prescription drugs, in-home lab services, IV therapy, and other supplies related to the terminal illness or injury prescribed by the attending physician or any physician that is part of the hospice care team • Instructions for the care of the dying patient, bereavement counseling, respite care and other supportive services for the family of the dying individual, both before and after the death of the individual NOTES: • Please see the Notification Requirements section. • Medical care services unrelated to the terminal illness may be covered according to other Plan benefits and requirements. • Services provided by the primary care physician are covered but are separate from the hospice benefit. 29 • Services provided by a skilled nursing facility are covered but are separate from the hospice benefit. • Prior approval is required for entrance into the hospice benefit, for any inpatient admission while the patient is receiving hospice benefits, for any patient living beyond six (6) months, and for determination of coverage for services unrelated to the terminal illness. • Benefits are restricted to terminally ill patients with a life expectancy of six (6) months or less. The patient's primary physician must certify in writing a life expectancy of six (6) months or less. Hospice benefits begin on the date of admission to a hospice program with prior approval. • Coverage for respite care is limited to not more than five (5) consecutive days at a time up to a maximum of 15 days during the episode of hospice care. • There is no coverage for services you receive from an Out-of-Network Provider. NOT COVERED: • room and board expenses in a non-approved residential hospice facility • please refer to the General Exclusions section 30 Hospital Inpatient The Plan Covers: In-Network Providers Out-of-Network Providers • Semiprivate room and board 100% 80% after you pay the and general nursing care deductible. (private room is covered only when medically necessary) • Intensive care and other special care units • Operating, recovery, and treatment rooms • Anesthesia • Prescription drugs and supplies used during a covered hospital stay • Lab and x-ray • Communication services of a personal care assistant up to 120 hours during a hospital admission NOTES: • Please see the Notification Requirements section. • The Plan covers kidney and cornea transplants. For other kinds of transplants, refer to Organ and Bone Marrow Transplant Coverage. • The Plan covers the following kidney donor services when billed under the donor recipient's name and the donor recipient is covered for the kidney transplant under the Plan: • potential donor testing • donor evaluation and work-up; and • hospital and professional services related to organ procurement • The Plan covers anesthesia and inpatient hospital charges for dental care provided to a covered person who is a child under age five (5); is severely disabled; or has a medical condition that requires hospitalization or general anesthesia for dental treatment. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • communication services provided on an outpatient basis or in the home • travel expenses for a kidney donor • kidney donor expenses for complications incurred after the organ is removed if the donor is not covered under this Plan • kidney donor expenses when the recipient is not covered for the kidney transplant under this Plan • please refer to the General Exclusions section 31 Hospital Outpatient The Plan Covers: In-Network Providers Out-of-Network Providers • Scheduled 100% 80% after you pay the surgery/anesthesia deductible. • Radiation and chemotherapy • Kidney dialysis • Respiratory therapy • Physical, occupational, and speech therapy • Lab and x-ray • Diabetes outpatient self- management training and education, including medical nutrition therapy • All other eligible outpatient hospital care NOTES: • Please see the Notification Requirements section. • The Plan covers anesthesia and outpatient hospital charges for dental care provided to a covered person who is a child under age five (5); is severely disabled; or has a medical condition that requires hospitalization or general anesthesia for dental treatment. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • please refer to the General Exclusions section 32 Infertility Treatment The Plan Covers: In-Network Providers Out-of-Network Providers • Artificial and intrauterine 100% 80% after you pay the insemination procedures deductible. • Related services and supplies • Prescription drugs for eligible For the level of coverage, refer For the level of coverage, refer infertility treatment to Prescription Drugs and to Prescription Drugs and Insulin. Insulin. NOTES: • Please see the Notification Requirements section. • Benefits for artificial insemination (Al) or intrauterine insemination (IUI) procedures are limited to six (6) cycles per patient per lifetime, or per pregnancy. The six (6)-cycle limit will be renewed if successful pregnancy is attained. Pregnancy must be confirmed by a live birth, an ultrasound, or by a miscarriage documented by a pathology report. • Benefits for injectable prescription drugs for eligible infertility treatment are limited to six (6) cycles per person per lifetime, or per pregnancy. The six (6)-cycle limit will be renewed if successful pregnancy is attained. Pregnancy must be confirmed by a live birth, an ultrasound, or by a miscarriage documented by a pathology report. • Any cycle billed to the Claims Administrator using artificial insemination, intrauterine insemination, and/or injectable prescription drugs will be applied to the six (6)-cycle maximum. If the patient abandons a treatment regimen before the cycle is complete, the partial cycle may be counted as one of the six (6) eligible cycles or the patient may assume all charges for that cycle in order to preserve benefits for six (6) complete cycles. • A cycle is defined as one (1) partial or complete fertilization attempt extending through the implantation phase only. • Refer to Hospital Inpatient and Hospital Outpatient for facility charges. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • reversal of sterilization • sperm banking • donor ova or sperm • services and prescription drugs for or related to assisted reproductive technology (ART) procedures, except that the Plan does cover artificial and intrauterine insemination procedures • services and prescription drugs for or related to gender selection services • please refer to the General Exclusions section 33 Maternity The Plan Covers: In-Network Providers Out-of-Network Providers • Health care professional and 100% 80% after you pay the hospital/facility charges for deductible. prenatal care • Health care professional services for: • delivery in a hospital/facility • postpartum care • Hospital/facility charges for inpatient hospital care NOTES: • Please see the Notification Requirements section. • Please refer to the Eligibility section to determine when baby's coverage will begin. • Under Federal law, group health plans such as this Plan generally may not restrict benefits for any hospital length of stay in connection with childbirth for the mother or newborn child to less than 48 hours following a vaginal delivery, or less than 96 hours following a cesarean section. However, Federal law generally does not prohibit the mother's or newborn child's attending provider, after consultation with the mother, from discharging the mother or her newborn child earlier than 48 hours (or 96 hours as applicable). • Under Federal law, the Plan may not require that a provider obtain authorization from the Plan for prescribing a length of stay less than the 48 hours (or 96 hours) mentioned above. • The Plan covers one (1) home health care visit within four (4) days of discharge from the hospital if either the mother or the newborn child is confined for a period less than the 48 hours (or 96 hours) mentioned above. See Home Health Care. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • health care professional charges for deliveries in the home • adoption • surrogate pregnancy • child-birth classes • please refer to the General Exclusions section 34 Medical Equipment, Prosthetics, and Supplies The Plan Covers: In-Network Providers Out-of-Network Providers • Durable medical equipment 80% 80% (DME), including wheelchairs, ventilators, oxygen, oxygen equipment, continuous positive airway pressure (CPAP) devices and hospital beds • Medical supplies, including splints, nebulizers, surgical stockings, casts, and dressings • Insulin pumps, glucometers and related equipment and devices • Blood, blood plasma, and blood clotting factors • Prosthetics, including breast prosthesis, artificial limbs, and artificial eyes • Special dietary treatment for Phenylketonuria (PKU) when recommended by a physician • Corrective lenses for aphakia • Hearing aids for children age 18 and younger who have a hearing loss due to a congenital malformation that cannot be corrected by other covered procedures. Maximum of one (1) hearing aid for each ear every three (3) years. • Cochlear implants Scalp hair prosthesis (wigs) provided hair loss is due to alopecia areata. Maximum of $350 per person per calendar year. 35 • Custom foot orthotics if you have a diagnosis of diabetes with neurological manifestations and you have arthropathy and/or ulcer(s) of the lower limbs. NOTES: • Please see the Notification Requirements section. • Durable medical equipment is covered up to the allowed amount to rent or buy the item. Allowable rental charges are limited to the allowed amount to buy the item. • Coverage for durable medical equipment will not be excluded solely because it is used outside the home. • For coverage of insulin and diabetic supplies, refer to Prescription Drugs and Insulin. • Rental of an electric breast pump is eligible for coverage only when there is maternal-infant separation due to illness, prematurity, or hospitalization and only for the duration of the separation. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • solid or liquid food, standard and specialized infant formula, banked breast milk, nutritional supplements and electrolyte solution, except when administered by tube feeding • personal and convenience items or items provided at levels which exceed the Claims Administrator's determination of medically necessary • services or supplies that are primarily and customarily used for a nonmedical purpose or used for environmental control or enhancement (whether or not prescribed by a physician), including, but not limited to: exercise equipment, air purifiers, air conditioners, dehumidifiers, heat/cold appliances, water purifiers, hypoallergenic mattresses, waterbeds, computers and related equipment, car seats, feeding chairs, pillows, food or weight scales, hot tubs, whirlpools, and incontinence pads or pants • modifications to home, vehicle, and/or the workplace, including vehicle lifts and ramps • blood pressure monitoring devices • communication devices, except when exclusively used for the communication of daily medical needs and without such communication the patient's medical condition would deteriorate • eyeglasses, contact lenses, or other optical devices or professional services to fit or supply them, except as provided in this Benefit Chart • duplicate equipment, prosthetics, or supplies • services for or related to arch supports, orthopedic shoes, and foot orthotics, including, but not limited to, such related services as biomechanical evaluation, range of motion measurements and report, and negative foot mold impressions except as provided in this Benefit Chart • hearing aids or devices, whether internal, external, or implantable, and related fitting or adjustment, except as specified in this Benefit Chart • non-prescription supplies such as alcohol, cotton balls and alcohol swabs • rental or purchase of a manual breast pump and/or the purchase of an electric breast pump • please refer to the General Exclusions section 36 Mental Health Care The Plan Covers: In-Network Providers Out-of-Network Providers • Outpatient health care 100% when you use a 80% after you pay the professional charges Behavioral Health Network deductible when you use an Provider. Extended Network or a Nonparticipating Provider. • Outpatient 100% 80% after you pay the hospital/outpatient deductible. behavioral health facility charges • Inpatient health care 100% when you use a 80% after you pay the professional charges Behavioral Health Network deductible when you use an Provider. Extended Network or a Nonparticipating Provider. • Inpatient hospital/residential 100% 80% after you pay the behavioral health facility deductible. charges NOTES: • Please see the Notification Requirements section. • To receive the highest level of coverage you must use a Behavioral Health Network Provider. Call 1-800-469-1110 prior to obtaining treatment and the behavioral health staff will direct you to the appropriate Behavioral Health Network Provider. If a Behavioral Health Network Provider is not available within a medically appropriate time for treatment and services, the behavioral health staff will recommend an alternative provider. • Court-ordered treatment for mental health and chemical dependency care that is based on an evaluation and recommendation for such treatment or services by a physician or a licensed psychologist, a licensed alcohol and drug dependency counselor or a certified chemical dependency as sesso r is deemed medically necessary. An initial court-ordered exam for a dependent child under the age of 18 is also considered medically necessary without further review by the Claims Administrator. • Court-ordered treatment for mental health and chemical dependency care that is not based on an evaluation and recommendation as described above will be evaluated to determine medical necessity. Court-ordered treatment will be covered if it is determined to be medically necessary and otherwise covered under this Plan. • Outpatient family therapy is covered if part of a recommended treatment plan. • Coverage is provided for diagnosable mental health conditions, including autism and eating disorders. • Treatment of emotionally handicapped children in a licensed residential treatment facility is covered the same as any other inpatient hospital medical admission. • For lab and x-ray services billed by a professional, please refer to Physician Services. For lab and x-ray billed by a facility, please refer to Hospital Inpatient or Hospital Outpatient. • For mental health and chemical dependency services or treatment, the allowed amount for Nonparticipating Providers is either at the amount agreed to between the Claims Administrator and the provider, or if no such agreement, the lesser of the provider's billed charges or the prevailing payment amount for the treatment or services in the area where services are performed. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. 37 NOT COVERED: • services for mental illness not listed in the most recent edition of International Classification of Diseases • custodial and supportive care • court-ordered services that are not medically necessary • services for marriage counseling or training services • please refer to the General Exclusions section 38 Organ and Bone Marrow Transplant Coverage Blue Quality Centers for Non-Blue Quality Centers for The Plan Covers: Transplant (BQCT) Providers Transplant (BQCT) Providers The following human organ and 100% of the Transplant Participating Transplant Provider bone marrow transplant and Payment Allowance for the peripheral stem cell support transplant admission. 80% after you pay the procedures: deductible of the Transplant If you live more than 50 miles Payment Allowance for the • Allogeneic and syngeneic from a BQCT Provider, there transplant admission. bone marrow transplant and may be benefits available for peripheral stem cell support travel, meals and lodging Nonparticipating Transplant procedures expenses directly related to a Provider preauthorized transplant. For • Autologous bone marrow more information contact the NO COVERAGE. transplant and peripheral Transplant Coordinator at the stem cell support procedures number listed below. For services not included in the Transplant Payment Allowance, • Heart, heart-lung, liver For services not included in the refer to the individual benefit (cadaver and living), lung Transplant Payment Allowance, sections that apply to the (single or double) refer to the individual benefit services being performed to sections that apply to the determine the correct level of • Small-bowel or small- services being performed to coverage. bowel/liver determine the correct level of coverage. • Pancreas transplant • Cadaver—eligible as pancreas transplantation alone (PTA), simultaneous pancreas and kidney transplantation (SPK), or pancreas transplantation after kidney transplantation (PAK), or • Living donor segmental pancreas transplantation —eligible alone, at the time of, or following kidney transplantation NOTES: • As technology changes, the covered transplants listed above will be subject to modifications in the form of additions or deletions, when appropriate. • Kidney and cornea transplants are eligible procedures that are covered on the same basis as any other eligible service and are not subject to the special requirements for organ and bone marrow transplants listed above. See Hospital inpatient and Physician Services. 39 • Prior authorization is required for all transplant and stem cell support procedures. All requests for prior authorization must be submitted in writing to: Blue Cross and Blue Shield of Minnesota Transplant Coordinator P.O. Box 64179 St. Paul, Minnesota 55164 If you have specific questions on Organ and Bone Marrow Transplant Coverage, call the Transplant Coordinator of Blue Cross and Blue Shield of Minnesota, Monday through Friday, from 8:00 a.m. to 4:30 p.m. (Central Time) at (651) 662-1624 or 1-888-878-0139, extension 21624. NOT COVERED: • Benefits for travel, meals and lodging expenses when you are using a Non-BQCT Provider. • Services, supplies, drugs, and aftercare for or related to artificial or nonhuman organ implants. • Services, supplies, drugs, and aftercare for or related to human organ transplants not specifically listed above as covered. • Services, chemotherapy, radiation therapy (or any therapy that results in marked or complete suppression of blood producing organs), supplies, drugs, and aftercare for or related to bone marrow and peripheral stem cell support procedures that are considered investigative or not medically necessary. • Living donor organ and/or tissue transplants unless otherwise specified in this Plan. • Transplantation of animal organs and/or tissue. • Additional exclusions are listed in the General Exclusions section. DEFINITIONS: • BQCT Provider means a hospital or other institution that has a contract with the Blue Cross and Blue Shield Association to provide organ or bone morrow transplant or peripheral stem cell support procedures. These providers have been selected to participate in this nationwide network based on their ability to meet defined clinical criteria that are unique for each type of transplant. Once. selected for participation, institutions are re-evaluated annually to insure that they continue to meet the established criteria for participation in this network. • Participating Transplant Provider means a hospital or other institution that has a contract with Blue Cross and Blue Shield of Minnesota or with their local Blue Cross and/or Blue Shield Plan to provide organ or bone marrow transplant or stem cell support procedures. • Transplant Payment Allowance means the amount the Plan pays for covered services to a BQCT Provider or a Participating Transplant Provider for services related to organ or bone marrow transplant or peripheral stem cell support procedures in the agreement with that provider. 40 Physical Therapy, Occupational Therapy, Speech Therapy The Plan Covers: In-Network Providers Out-of-Network Providers • Physical therapy 100% 80% after you pay the deductible. • Occupational therapy • Speech therapy NOTES: • Please see the Notification Requirements section. • Speech therapy is limited to a maximum benefit of$500 per person per calendar year when you use a Nonparticipating Provider. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • services primarily educational in nature • vocational rehabilitation • developmental delay services • self-care and self-help training (non-medical) • health clubs and spas • learning disabilities and disorders • recreational therapy • rehabilitation services that would not result in measurable progress relative to established goals. • please refer to the General Exclusions section 41 Physician Services The Plan Covers: In-Network Providers Out-of-Network Providers • Office visits for illness 100% 80% after you pay the deductible. • Allergy testing, serum, and injections • Diabetes outpatient self- management training and education, including medical nutrition therapy • Lab and x-ray • Inpatient hospital/facility visits during a covered admission • Outpatient hospital/facility visits • Anesthesia by a provider other than the operating, delivering, or assisting provider • Surgery, including circumcision and sterilization • Assistant surgeon • Bariatric surgery to correct morbid obesity • Kidney and cornea transplants NOTES: • Please see the Notification Requirements section. • If more than one (1) surgical procedure is performed during the same operative session, the Plan covers the surgical procedures based on the allowed amount for each procedure. The Plan does not cover a charge separate from the surgery for pre- and post-operative care. • The Plan covers treatment of diagnosed Lyme disease on the same basis as any other illness. • The Plan covers the following kidney donor services when billed under the donor recipient's name and the donor recipient is covered for the kidney transplant under the Plan: • potential donor testing • donor evaluation and work-up; and • hospital and professional services related to organ procurement 42 • If the following services are covered under your Plan, you are entitled to receive care at the In- Network level for the following services from providers who are not affiliated with the Claims Administrator: • the voluntary planning of the conception and bearing of children; • the diagnosis of infertility; • the testing and treatment of a sexually transmitted disease; or • the testing of AIDS or other HIV-related conditions. • The Plan covers certain physician services for preventive care. Refer to Preventive Care. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • repair of scars and blemishes on skin surfaces • separate charges for pre- and post-operative care for surgery • cosmetic surgery to repair a physical defect • travel expenses for a kidney donor • kidney donor expenses for complications incurred after the organ is removed if the donor is not covered under this Plan • kidney donor expenses when the recipient is not covered for the kidney transplant under this Plan • please refer to the General Exclusions section 43 Prescription Drugs and Insulin The Plan Covers: In-Network Providers Out-of-Network Providers • Prescription drugs 100% after you pay the 100% after you pay the prescription drug copay. prescription drug copay, but you • insulin must pay the full amount of the • drug therapy supplies When you present your ID card prescription at the time of • injectable drugs that are or otherwise provide notice of purchase and submit the claim self-administered or coverage at the time of for reimbursement yourself. You administered by a health purchase, you pay only the will be reimbursed only the care professional prescription drug copay. discounted pricing that has been • self-administered negotiated between us and a contraceptives If you do not present your ID participating pharmacy for that • smoking cessation drugs card or otherwise provide notice prescription drug less your of coverage at the time of prescription drug copay. purchase, you will be charged the full amount of the prescription drug. You will be reimbursed only the discounted pricing that has been negotiated between us and the participating pharmacy for that prescription drug less your prescription drug copay. Your out-of-pocket costs may be significantly higher when you do not provide proof of insurance at the time of purchase. NOTES: • Please see the Notification Requirements section. • A nonformulary copay applies for prescription drugs, insulin and drugs therapy supplies not on our formulary. • The Blue Cross formulary is a list of brand and generic prescription drugs and drug supplies that are commonly used by patients in an ambulatory care setting. Over-the-counter, injectable medications and drug supplies are not included in this formulary unless they are specifically listed. The Blue Cross Pharmacy and Therapeutics (P&T) Committee is responsible for the selection of this list of products. The formulary is subject to periodic review and modification by this committee. • Prescription drugs and diabetic supplies are covered in a 34-day supply or 100 units, whichever is greater from a retail pharmacy or up to a 90-day supply from a mail service pharmacy. Some medications may be subject to a quantity limitation per day supply or to a maximum dosage per day. • Up to 3-cycle supply of self-administered contraceptives may be purchased at a retail pharmacy at one time for one (1) copay. • The following diabetic supplies are covered at the same level as prescription drugs when prescribed by a physician: blood/urine testing tabs/strips, needles and syringes, lancets and insulin. • All lancets, needles and syringes are covered as formulary. Insulin and blood/urine testing tabs/strips will be covered according to their actual status on the formulary. • The Plan will cover prescription smoking cessation products and over-the-counter nicotine replacement products (limited to nicotine patches and gum) with a physician's prescription. Some quantity limitation may apply. 44 • The Plan will cover off label drugs used for cancer treatment as specified by law. • When identical chemical entities are manufactured by separate companies, the Blue Cross Pharmacy and Therapeutics (P&T) Committee may determine that only one of those drug products is covered and the other equivalent products are not covered. • Prescription drugs for nonformulary antipsychotic drugs prescribed to treat emotional disturbance or mental illness will be covered at the same level as formulary drugs if the prescribing health care professional indicates that the prescription must be dispensed as written (DAW) and certifies in writing to us that he or she has considered all equivalent drugs in the formulary and has determined that the drug prescribed will best treat the patient's condition. • If you are taking a formulary drug to treat mental illness or emotional disturbance and the drug is removed from the formulary, or if you are taking a nonformulary drug to treat mental illness or emotional disturbance when you change health plans and the medication has shown to effectively treat your condition, the nonformulary drug will be covered at the same level as a formulary drug for up to one year if: • You have been treated with the drug for 90 days prior to a change in the formulary or a change in your health plan; • The prescribing health care professional indicates that the prescription must be DAW; and • The prescribing health care professional certifies in writing to us that the drug prescribed will best treat your condition. • The continuing care provision described above may be extended annually if the prescribing health care professional indicates that the prescription must be DAW and certifies in writing to us that the drug prescribed will best treat your condition. • To locate a participating pharmacy in your area, call the pharmacy information number provided in the Customer Service section. • For drugs dispensed and used during an admission, see Hospital Inpatient. • For supplies or appliances, except as provided in this Benefit Chart, see Medical Equipment, Prosthetics and Supplies. • A compound drug is a prescription where two or more drugs are mixed together. One of these must be a Federal legend drug. The end product must not be available in an equivalent commercial form. A prescription will not be considered a compound if only water or sodium chloride solution are added to the active ingredient. • When you pay for the claim in full at the pharmacy or use an Out-of-Network Pharmacy you are required to submit the drug receipt(s) with the claim form for reimbursement. • You must present your insurance identification card to all providers and pharmacies. If you do not present your identification card, the provider may require payment prior to rendering a service. • The Plan Administrator and/or the Claims Administrator may receive pharmaceutical manufacturer volume discounts in connection with the purchase of certain prescription drugs covered under the Plan. Such discounts are the sole property of the Plan Administrator and/or Claims Administrator and will not be considered in calculating any coinsurance, copay, or benefit maximums. • You must present your ID card or otherwise provide notice of coverage at the time of purchase to receive the highest level of benefits. The information on your ID card enables the participating pharmacy to connect electronically with us to access discounted pricing information. If you do not present your ID card or otherwise provide notice of coverage at the time of purchase, the pharmacy will charge you the full amount of the prescription drug. You will be reimbursed based on the discounted pricing. Therefore, in addition to any copays and/or deductibles, you will also be liable for the difference between the amount the pharmacy charges you for the prescription drug at the time of purchase and any discounted pricing we have negotiated with participating pharmacies for that prescription drug. 45 NOT COVERED: • drugs removed from the formulary for safety reasons may not be covered • charges for giving injections that can be self-administered • over-the-counter drugs unless otherwise specified • investigative or non-FDA approved drugs • vitamin or dietary supplements • smoking cessation drugs without a prescription • prescription drugs for or related to infertility treatments, except that the Plan does cover prescriptions for artificial and intrauterine insemination • non-prescription supplies such as alcohol, cotton balls and alcohol swabs • selected drugs or classes of drugs which have shown no benefit regarding efficacy, safety or side effects • please refer to the General Exclusions section 46 Preventive Care The Plan Covers: In-Network Providers Out-of-Network Providers • Routine cancer screening 100% 80% after you pay the (including, but not limited to, deductible. mammograms, Pap smears, flexible sigmoidoscopies, colonoscopies, occult blood work, and prostate specific antigen (PSA) testing) • Routine physical exams • Routine gynecological exams • Routine hearing exams • Routine vision exams • Lab and x-ray • Immunizations NOTES: • Please see the Notification Requirements section. • Benefits for routine physical exams are limited to one (1) per person per calendar year. • Benefits for routine gynecological exams are limited to one (1) per person per calendar year. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • physicals for research or obtaining licensure, employment, or insurance • educational classes or programs • eyewear, including lenses, frames, and contact lenses, and fitting, except where eligible under Medical Equipment, Prosthetics, and Supplies • please refer to the General Exclusions section 47 Reconstructive Surgery The Plan Covers: In-Network Providers Out-of-Network Providers • Reconstructive surgery For the level of coverage, see For the level of coverage, see which is incidental to or Hospital Inpatient, Hospital Hospital Inpatient, Hospital follows surgery resulting Outpatient, and Physician Outpatient, and Physician from injury, sickness, or Services. Services. other diseases of the involved body part • Reconstructive surgery performed on a dependent child because of congenital disease or anomaly which has resulted in a functional defect as determined by the attending physician • Treatment of cleft lip and palate for a dependent child under age 18 • Elimination or maximum feasible treatment of port wine stains NOTES: • Please see the Notification Requirements section. • Under the Federal Women's Health and Cancer Rights Act of 1998 and Minnesota law, you are entitled to the following services: reconstruction of the breast on which the mastectomy was performed; surgery and reconstruction of the other breast to produce a symmetrical appearance; and prosthesis and treatment for physical complications during all stages of mastectomy, including swelling of the lymph glands (lymphedema). Services are provided in a manner determined in consultation with the physician and patient. Coverage is provided on the same basis as any other illness. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • repair of scars and blemishes on skin surfaces • please refer to the General Exclusions section 48 Skilled Nursing Facility The Plan Covers: In-Network Providers Out-of-Network Providers • Skilled care ordered by a 80% 80% after you pay the physician and eligible under deductible. Medicare guidelines • Semiprivate room and board • General nursing care • Prescription drugs used during a covered admission • Physical, occupational, and speech therapy NOTES: • Please see the Notification Requirements section: • You must be admitted within 30 days after hospital admission of at least three (3) consecutive days for the same illness. • If you are unable to obtain a bed in an In-Network skilled nursing facility within a 50-mile radius of your home due to full capacity, you may be eligible to receive services at an Out-of-Network skilled nursing facility at the In-Network level of coverage. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • custodial or non-skilled care • services of a non-medical nature • please refer to the General Exclusions section 49 Well-Child Care The Plan Covers: In-Network Providers Out-of-Network Providers • The following services for a 100% 80% after you pay the dependent child from birth to deductible. age six (6): • preventive services • developmental assessments • laboratory services • Immunizations for a dependent child from birth to age 18 NOTES: • Please see the Notification Requirements section. • You pay all charges that exceed the allowed amount when you use a Nonparticipating Provider. NOT COVERED: • please refer to the General Exclusions section 50 BENEFIT SUBSTITUTION Benefit substitution, a process of substituting one covered benefit for another covered benefit is used by our care/case managers to facilitate care/case management plans for patients with complex health care needs. The benefit substitution process will be used only when: 1. a care/case management plan is developed in collaboration with the patient and the health care provider prior to the services being provided; and 2. a physician writes an order stating the services to be provided are medically necessary; and 3. the services being provided under the care/case management plan meet the skilled care requirements of the benefit to be used; and 4. the services do not exceed the allowed amount of the benefit being used. The benefit substitution process cannot be applied retrospectively, and benefit substitution cannot be used to allow coverage for services or supplies excluded by the Plan. The decision to use the benefit substitution process is at the Claims Administrators sole discretion. The decision to use the benefit substitution process in a particular case in no way commits us to do so at another point in the same case or in another case, nor does it prevent us from strictly applying the express benefits, limitations and exclusions of the Plan at any other time or for any other insured person. 51 GENERAL EXCLUSIONS The Plan does not pay for: 1. Treatments, services, or supplies which are not medically necessary. 2. Charges for or related to care that is investigative, except for certain routine care for approved cancer clinical trials by approved investigators at qualified performance sites and approved by us in advance of treatment. 3. Charges for or related to care that is custodial or not normally provided as preventive care or treatment of an illness. 4. Services that are normally provided without charge, including services of the clergy. 5. Services a provider gives to himself/herself or to a close relative (such as spouse, brother, sister, parent, grandparent, child, etc.). 6. Services for conditions that are determined to be preexisting conditions in accordance with the terms of the Plan. 7. Services performed before the effective date of coverage, and services received after your coverage terminates, even though your illness started while your coverage was in force. 8. The portion of eligible services and supplies paid or payable under Medicare. 9. Services for dependents if you have employee-only coverage. 10. Services or supplies that are primarily and customarily used for nonmedical purpose, or used for environmental control or enhancement (whether or not prescribed by a physician), including, but not limited to: exercise equipment, air purifiers, air conditioners, dehumidifiers, heat/cold appliances, water purifiers, hypoallergenic mattresses, waterbeds, computers and related equipment, car seats, feeding chairs, pillows, food or weight scales, hot tubs, whirlpools, and incontinence pads or pants. 11. Modifications to home, vehicle, and/or the workplace, including vehicle lifts and ramps. 12. Blood pressure monitoring devices 13. Communication devices, except when exclusively used for the communication of daily medical needs and without such communication the patient's medical condition would deteriorate. 14. Charges for over-the-counter drugs except as specified in the Benefit Chart; vitamin or dietary supplements; and investigative or non-FDA approved drugs. 15. Personal comfort items, such as telephone, television, barber and beauty supplies, guest services, etc. 16. Autopsies. 17. Travel, transportation, or living expenses, whether or not recommended by a physician, except as specified in the Benefit Chart. 18. Charges made by a health professional for telephone consultations. 19. Charges for furnishing medical records or reports. 52 20. Charges for failure to keep scheduled visits. 21. Services for or related to treatment of illness or injury which occurs while on military duty that are recoe V ' ove to srveneted injuries. 22. Services gniz that d by are the provided eteran to s Administrati you for the treatment n as ser of ices an r employment-related lated e ic -con injury c for which you are entitled to make a workers' compensation claim. 23. Charges that are eligible, paid or payable, under any medical payment, personal injury protection, automobile or other coverage that is payable without regard to fault, including charges for services that are applied toward any copay or coinsurance requirement of such a policy. 24. Services needed because you engaged in an illegal occupation, or committed or attempted to commit a felony. 25. Services that are prohibited by law or regulation. 26. Admission for diagnostic tests that can be performed on an outpatient basis. 27. Services or confinements ordered by a court or law enforcement officer that are not medically necessary. Services that are not considered medically necessary include, but are not limited to the following; custody evaluations, parenting assessment, education classes for DUI offenses, competency evaluations, adoption home status, parental competency, and domestic violence programs. 28. Inpatient hospital room and board expense that exceeds the semiprivate room rate, unless a private room is approved by the Claims Administrator as medically necessary. 29. Services for or related to reconstructive surgery or cosmetic health services, except as specified in the Benefit Chart. 30. Services for or related to private-duty nursing. 31. Nursing services to administer home infusion therapy when the patient or caregiver can be successfully trained to administer therapy. Services that do not involve direct patient contact, such as delivery charges and recordkeeping. 32. Charges for giving injections which can be self-administered. 33. Services, supplies, drugs and aftercare for or related to artificial or nonhuman organ implants. 34. Services, chemotherapy, radiation therapy (or any therapy that results in marked or complete suppression of blood producing organs), supplies, drugs and aftercare for or related to bone marrow and peripheral stem cell support procedures, except as specified in the benefit chart. 35. Charges for rehabilitation services that would not result in measurable progress relative to established goals. 36. Services for or related to recreational or educational therapy, or forms of nonmedical self care or self-help training, including, but not limited to: health club memberships, aerobic conditioning, therapeutic exercises, work hardening programs, etc., and all related material and products for these programs. 37. Services for or related to gender reassignment surgery, sex hormones related to the surgery, related preparation and follow-up treatment, or care and counseling, unless medically necessary as determined by the Claims Administrator prior to receipt of the services. 53 38. Services and prescription drugs for or related to assisted reproductive technology (ART), except that the Plan does cover artificial and intrauterine insemination procedures. 39. Services for or related to reversal of sterilization. 40. Services for or related to routine physical exams for purposes of medical research, obtaining employment or insurance, or obtaining or maintaining a license of any type, unless such physical examination would normally have been provided in the absence of the third party request. 41. Services for or related to hearing aids or devices, whether internal, external, or implantable, and related fitting or adjustments, except as specified in the Benefit Chart. 42. Services for or related to lenses, frames, contact lenses, and other fabricated optical devices or professional services for the fitting and/or supply thereof, including the treatment of refractive errors such as radial keratotomy, except as specified in the Benefit Chart. 43. Services for or related to dental or oral care, except as specified in the Benefit Chart. 44. Services for or related to transportation other than local ambulance service to the nearest medical facility equipped to treat the illness or injury, except as specified in the Benefit Chart. 45. Services for or related to therapeutic acupuncture, except for the treatment of chronic pain when treatment is provided through a comprehensive pain management program. 46. Services for or related to weight loss programs, fees or dues, nutritional supplements, food, vitamins and exercise therapy, and all associated labs, physician visits, and services related to such programs. 47. Treatment, equipment, drug, and/or device that the Claims Administrator determines does not meet generally accepted standards of practice in the medical community for cancer and/or allergy testing and/or treatment. Services for or related to chelation therapy that the Claims Administrator determines is not medically necessary. Services for or related to systemic candidiasis, homeopathy, and/or immunoaugmentative therapy. 48. Services for or related to fetal tissue transplantation. 49. Services for or related to gene therapy as a treatment for inherited or acquired disorders. 50. Services for or related to growth hormone, except that replacement therapy is eligible for conditions that meet medical necessity criteria as determined by the Claims Administrator prior to receipt of the services. 51. Services for or related to functional capacity evaluations for vocational purposes and/or determination of disability or pension benefits. 52. Services for or related to smoking cessation program fees and/or related program supplies except as specified in the Special Features section. 53. Services which are not within the scope, licensure or certification of a provider. 54 ELIGIBILITY Eligible Employees All full time employees working an average of 32 hours per week. Eligible Dependents 1. Married spouse. 2. Unmarried natural-born dependent children to age 19. 3. Unmarried legally adopted children and children placed with you for legal adoption to age 19. Date of placement means the assumption and retention by a person of a legal obligation for total or partial support of a child in anticipation of adoption of the child. The child's placement with a person terminates upon the termination of the legal obligation of total or partial support. 4. Unmarried stepchildren to age 19. 5. Unmarried legal wards to age 19. 6. Unmarried grandchildren to age 19 who live with you continuously from birth and are financially dependent upon you. 7. Unmarried children of the employee who are required to be covered by reason of a Qualified Medical Child Support Order(QMCSO), as defined in Minnesota statute §518.171. The Plan has detailed procedures for determining whether an order qualifies as a QMCSO. You and your dependents can obtain, without charge, a copy of such procedures from the Plan Administrator. 8. Unmarried dependent children as defined to age 25 if the following apply: a. your dependent child must attend an accredited college, university or trade school on a full-time basis as defined by that educational institution; or b. if dependent child is unable to carry 100% of the full-time course load due to illness, injury or physical or mental disability documented by a physician your dependent will remain eligible if he/she carries at least 60% of the full-time course load. If your dependent child has not graduated or completed a defined course of study, your student dependent may miss one (1) academic term, as defined below during an academic year and remain eligible as a student dependent. However, if your student dependent does not return to school on a full-time basis immediately following the missed academic term coverage will be terminated at the end of the last month of the missed academic term. For the purposes of this section "academic term" is defined as follows: • Fall academic term — September 1 through December 31; • Spring academic term —January 1 through May 31; • Summer academic term—June 1 through August 31. Coverage will terminate at the end of the month in which the student dependent child graduates or completes a defined course of study. 55 9. Unmarried handicapped dependent children who reach the limiting age while covered under this Plan if all of the following apply: a. primarily dependent upon you b. are incapable of self-sustaining employment because of physical handicap, mental retardation, mental illness, or mental disorders c. for whom application for extended coverage as a handicapped dependent child is made within 31 days after reaching the age limit. After this initial proof, the Claims Administrator may request proof again two (2) years later, and each year thereafter d. must have become handicapped prior to reaching limiting age NOTE: If both you and your spouse are employees of the employer, you may be covered as either an employee or as a dependent, but not both. Your eligible dependent children may be covered under either parent's coverage, but not both. Preexisting Condition Limitation for Employees and Covered Dependents A preexisting condition limitation applies to employees and covered dependents. A preexisting condition is defined as a medical condition for which medical advice, diagnosis, care, or treatment was recommended or received during the six (6) months immediately preceding the enrollment date. Newly Eligible Applicants— For such a condition, benefits for you and your covered dependents will be payable only after a period of 12 consecutive months beginning from the enrollment date. This period will be reduced by any prior continuous creditable coverage. At your request and with appropriate authorization we will assist you in obtaining a certificate of creditable coverage from your prior plan. With timely application, this limitation does not apply to a newborn infant, or a child placed with you for adoption. In addition, an existing pregnancy is not considered a preexisting condition. Late Entrants— For such a condition, benefits for you and your covered dependents will be payable only after a period of 18 consecutive months beginning from the enrollment date. This period will be reduced by any prior continuous creditable coverage: At your request and with appropriate authorization we will assist you in obtaining a certificate of creditable coverage from your prior plan. An existing pregnancy is not considered a preexisting condition. Effective Date of Coverage Coverage for you or your eligible dependents who were eligible on the effective date of the Plan will take effect on that date. Adding New Employees 1. If the Plan Administrator receives your application within 30 days after you become eligible, coverage for you and your eligible dependents starts on the first of the month following the date of eligibility. 56 2. If the Plan Administrator receives your application more than 30 days after you become eligible, you and your eligible dependents will be considered a Late Entrant unless you meet the requirements of. the special enrollment period. Please see Coverage Effective Date for Late Entrants in this section to determine when coverage will begin. Adding New Dependents This section outlines the time period for application and the date coverage starts. Adding spouse and/or stepchildren 1. If the Plan Administrator receives the application within 30 days of the date of marriage, coverage for your spouse and/or stepchildren starts on the date of marriage. 2. If the Plan Administrator receives the application more than 30 days after the date of marriage, your spouse and/or stepchildren will be considered Late Entrants unless your spouse and/or stepchildren meet the requirements of the special enrollment period. Please see Coverage Effective Date for Late Entrants in this section to determine when coverage will begin. Adding newborns and children placed for adoption The Plan Administrator requests that you submit written application to add your newborn child or newborn grandchild within 90 days of the date of birth. Coverage for your newborn child or newborn grandchild starts on the date of birth. The Plan Administrator requests that you submit written application to add your adopted child within 90 days of the date of placement. Coverage for your adopted child starts on the date of placement. Adding handicapped children or handicapped dependents A handicapped dependent may be added to the Plan if the handicapped dependent is otherwise eligible under the Plan. Coverage starts the first of the month following the day the Plan Administrator receives the application. A handicapped dependent will not be denied coverage and will not be subject to any preexisting condition limitation period. Special Enrollment Periods Special enrollment periods are periods when eligible employees or dependents may enroll in the health plan under certain circumstances after the initial 30 days when they were first eligible. Employees or dependents who are eligible but not enrolled in the health plan may enroll for coverage under the terms of the Plan if each of the following conditions are met: 1. The employee or dependent was covered under a group health plan or other health insurance coverage at the time coverage was previously offered to the employee or dependent; 2. The employee must complete any required written waiver of coverage and state in writing that, at such time, other health insurance coverage was the reason for declining enrollment; 3. The employee's or dependent's coverage is terminated because his/her continuation has been exhausted, they are no longer eligible for the Plan due to a divorce, legal separation, death, termination of employment, reduction in hours, or employer's contributions toward the coverage were terminated; and 57 4. The employee or dependent requested enrollment not later than 30 days after the termination of coverage or employer contribution. Coverage is effective the day after the termination of prior coverage. In addition, the special enrollment period is available to the employee and spouse who have not been covered under other group coverage following marriage, a birth, adoption, or placement for adoption. Dependent children other than the newly acquired dependent(s) are not eligible for the special enrollment period and will be considered a Late Entrant. Coverage Effective Date for Late Entrants Late entrants are subject to a preexisting condition limitation period described in the Preexisting Condition Limitations section. Credit will be given for prior continuous creditable coverage. Coverage for late entrants starts on the first of the month following the day the Plan Administrator receives the application. 58 TERMINATION OF COVERAGE Termination Events Coverage ends on the earliest of the following dates: 1. For you and your dependents, the date on which the Plan terminates. 2. For you and your dependents, the last day of the month during which: a. required charges for coverage were paid, if payment is not received when due. Your payment of charges to the employer does not guarantee coverage unless the Claims Administrator receives full payment when due. If the Claims Administrator terminates coverage for all employees in the Plan for nonpayment of the charges, the Claims Administrator will give all employees a 30 day notice of termination prior to the effective date of cancellation using a list of addresses which is updated every 12 months. b. you are no longer eligible. c. you enter military services for duty lasting more than 31 days. d. you request that coverage be terminated. e. you retire. 3. For the spouse, the date the spouse is no longer eligible for coverage. This is the last day of the month during which the employee and spouse divorce. 4. For a dependent child, the date the dependent child is no longer eligible for coverage. This is the last day of the month during which: a. a covered stepchild is no longer eligible because the employee and spouse divorce. b. the dependent child marries or reaches the dependent-child age limit. c. the student dependent child no longer meets the student dependent eligibility requirements. d. the dependent child becomes covered as an employee under any health coverage plan sponsored by the employer. e. the handicapped dependent is no longer eligible. f. the dependent grandchild is no longer eligible. 5. The date charges are incurred that result in payment up to the lifetime maximum. Retroactive Termination If the Plan Administrator erroneously enrolled the employee or dependent in the Plan and subsequently requests that coverage be terminated retroactive to the effective date of coverage, coverage will remain in force to a current paid-to-date unless the Plan Administrator obtains and forwards to the Claims Administrator the employee's or dependent's written consent authorizing retroactive termination of coverage. If written consent is not obtained and forwarded to the Claims Administrator with the 59 cancellation request, the Plan Administrator must pay the required charges for the employee's or dependent's coverage in full to current paid-to-date. Certification of Coverage When you or your covered dependents terminate coverage under the Plan, a certification of coverage form will be issued to you specifying your coverage dates under the health plan and any waiting periods you were required to satisfy. The certification of coverage form will contain all the necessary information another health plan will need to determine if you have prior continuous coverage that should be credited toward any preexisting condition limitation period. Health plans will require that you submit a copy of this form when you apply for coverage. The certification of coverage form will be issued to you if your request it before losing coverage or when you terminate coverage with the group and, if applicable, at the expiration of any continuation period. The Claims Administrator will also issue the certification of coverage form if you request a copy at any time within the 24 months after your coverage terminates. Extension of Benefits If you or your dependent is confined as an inpatient on the date coverage ends due to the replacement of the Claims Administrator, the Plan will automatically extend coverage until the date you or your dependent is discharged from the facility or the date Plan maximums are reached, whichever is earlier. Coverage is extended only for the person who is confined as an inpatient, and only for inpatient charges incurred during the admission. For purposes of this provision, "replacement" means that the administrative service agreement with the Claims Administrator has been terminated and your employer maintains continuous group coverage with a new claims administrator or insurer. Continuation and Conversion You or your covered dependents may continue coverage under this Plan if coverage ends due to any of the qualifying events listed below. You must be covered under the Plan before the qualifying event in order to continue coverage. In all cases, continuation ends if the group Plan ends or required charges are not paid when due. Qualifying Events If you are an employee of the employer and are covered, you have the right to elect continuation coverage if you lose coverage because of any one of the following qualifying events: 1. Termination of your employment (for reasons other than gross misconduct). 2. Reduction in the hours of your employment. 3. Total disability- Total disability means the employee's inability to engage in or perform the duties of the employee's regular occupation or employment within the first two (2) years of disability. After the first two (2) years, it means the employee's inability to engage in any occupation for which the employee is educated and trained. For employees disabled prior to January 1, 1992, total disability means the employee's inability to engage in or perform the duties of the employee's regular occupation or employment from the date of disability. 60 If you are the spouse of a covered employee, you have the right to elect continuation coverage if you lose coverage because of any of the following qualifying events: 1. The death of your spouse. 2. A termination of your spouse's employment (for reasons other than gross misconduct) or reduction in your spouse's hours of employment with the employer. 3. Divorce from your spouse. (Also, if an employee eliminates coverage for his or her spouse in anticipation of a divorce and a divorce later occurs, then the later divorce will be considered a qualifying event even though the ex-spouse lost coverage earlier. If the ex-spouse notifies the administrator within 60 days after the later divorce and can establish that the coverage was eliminated earlier in anticipation of the divorce, then continuation coverage may be available for the period after the divorce.) 4. Your spouse becomes entitled to Medicare benefits. 5. Your spouse becomes totally disabled (as defined above). In the case of a dependent child of a covered employee, the dependent child has the right to elect continuation coverage if they lose coverage because of any of the following qualifying events: 1. The death of the employee. 2. The termination of the employee's employment (for reasons other than gross misconduct) or reduction in the employee's hours of employment with the employer. 3. Parents' divorce. 4. The employee becomes entitled to Medicare benefits. 5. The dependent ceases to be a "dependent child" under the Plan. 6. The total disability of the employee (as defined above). Your Notice Obligations If your dependents lose coverage under the Plan because of divorce or the loss of dependent status under the Plan, then you or your dependents have the responsibility to notify the Plan Administrator of the divorce or the loss of dependent status. You or your dependents must provide this notice no later than 60 days after the date coverage terminates under the Plan. Your employer must notify you of the. option to continue coverage within 10 days of receiving notice of a qualifying event. If you or your dependents fail to provide this notice to the Plan Administrator during this 60-day notice period, any dependent who loses coverage will NOT be offered the option to elect continuation coverage. Furthermore, if you or your dependents fail to provide this notice to the Plan Administrator, and if any claims are mistakenly paid for expenses incurred after the date coverage was to terminate then you and your dependents will be required to reimburse the Plan for any claims paid. If the Plan Administrator is provided with notice of a divorce or a loss of dependent status that has caused a loss of coverage, then the Plan Administrator will notify the affected family member of the right to elect continuation coverage. The Plan Administrator will also notify you and your dependents of the right to elect continuation coverage after receiving notice that one of the following events occurred and resulted in a loss of 61 coverage: the employee's termination of employment (other than for gross misconduct), reduction in hours, or death, or the employee's becoming entitled to Medicare. Election Procedures You and your dependents must elect continuation coverage within 60 days after coverage ends, or, if later, 60 days after the Plan Administrator provides you or your family member with notice of the right to elect continuation coverage. If you or your dependents do not elect continuation coverage within this 60-day election period, you will lose your right to elect continuation coverage. You and your dependents may elect continuation coverage for all qualifying family members. You and your dependents each have an independent right to elect continuation coverage. Thus, a dependent may elect continuation coverage even if the covered employee does not elect continuation coverage. You and your dependents may elect continuation coverage even if covered under another employer- sponsored group health plan or entitled to Medicare. Type of Coverage Ordinarily, the continuation coverage that is offered will be the same coverage that you or your dependent had on the day before the qualifying event. Therefore, anyone who is not covered under the Plan on the day before the qualifying event generally is not entitled to continuation coverage except, for example, when there is no coverage because it was eliminated in anticipation of a qualifying event such as divorce. Maximum Coverage Periods The maximum duration for continuation coverage is described below. Continuation coverage terminates before the maximum coverage period in certain situations described later under the heading "Termination of Continuation Coverage Before the End of the Maximum Coverage Period." Indefinite. If you or your dependents lose group health coverage because of the employee's total disability (as defined above), then the maximum coverage period is indefinite. If a dependent loses group health coverage because of the employee's death or divorce, then the maximum coverage period (for spouse and dependent child) is indefinite. 36 Months. If a dependent loses group health coverage because the employee became entitled to Medicare or because of a loss of dependent status under the Plan, then the maximum coverage period (for spouse and dependent child) is three years from the date of the qualifying event. 18 Months. If you or your dependent loses group health coverage because of the employee's termination of employment (other than for gross misconduct) or reduction in hours, then the maximum continuation coverage period is 18 months from the date of termination or reduction in hours. See below for exceptions: • If you or your dependents are disabled at any time during the first 60 days after the date of termination of employment or reduction in hours, then the continuation coverage period for all qualified beneficiaries under the qualifying event is 29 months from the date of termination or reduction in hours. The Social Security Administration must formally determine under Title II (Old Age, Survivors, and Disability Insurance) or Title XVI (Supplemental Security Income) of the Social Security Act that the disability exists and when it began. For the 29-month continuation coverage period to apply, notice of the determination of disability under the Social Security Act must be provided to the Plan Administrator within both the 18-month coverage period and 60 days after the date of the determination. 62 • If a second qualifying event that gives rise to a 36-month maximum coverage period for the dependent (for example, the employee dies or become divorced) occurs within an 18-month or 29- month coverage period, then the maximum coverage period (for a dependent) becomes three years from the date of the initial termination or reduction in hours. For the 36-month maximum coverage period to apply, notice of the second qualifying event must be provided to the Plan Administrator within 60 days after the date of the event. If no notice is given within the required 60-day period, no extension of continuation coverage will occur. • If a second qualifying event that gives rise to an indefinite maximum coverage period for the dependent (for example, the employee dies or becomes divorced) occurs within an 18-month or 29- month coverage period, then the maximum coverage period (for a dependent) becomes indefinite. For an indefinite maximum coverage period to apply, notice of the second qualifying event must be provided to the Plan Administrator within 60 days after the date of the event. If no notice is given within the required 60-day period, no extension of continuation coverage will occur. • If a second qualifying event that gives rise to a 36-month maximum coverage period for the dependent (for example, the employee becomes entitled to Medicare or a dependent loses dependent status under the Plan) occurs within an 18-month or 29-month coverage period, then the xi ma mum coverage period (for a dependent) becomes three years from the date of the initial termination or reduction in hours. For the 36-month maximum coverage period to apply, notice of the second qualifying event must be provided to the Plan Administrator within 60 days after the date of the event. If no notice is given within the required 60-day period, no extension of continuation coverage will occur. • If the qualifying event occurs within 18 months after the employee becomes entitled to Medicare, then the maximum coverage period ends three years from the date the employee became entitled to Medicare. Retirees of Political Subdivisions Retirees of political subdivisions and the retiree's dependents may elect to continue to participate indefinitely in the employer's Plan. This continuation requirement applies only to a former employee who is receiving a disability benefit or an annuity from a Minnesota public pension plan (other than a volunteer firefighter plan), or who has met age and service requirements necessary to receive an annuity from such a plan. Children Born to or Placed for Adoption With the Covered Employee During Continuation Period A child born to, adopted by or placed for adoption with a covered employee during a period of continuation coverage is considered to be a qualified beneficiary provided that, if the covered employee is a qualified beneficiary, the covered employee has elected continuation coverage for himself or herself. The child's continuation coverage begins when the child is enrolled in the Plan, whether through special enrollment or open enrollment, and it lasts for as long as continuation coverage lasts for other family members of the employee. To be enrolled in the Plan, the child must satisfy the otherwise applicable Plan eligibility requirements. Open Enrollment Rights and Special Enrollment Rights Qualified beneficiaries who have elected continuation will be given the same opportunity available to similarly-situated active employees to change their coverage options or to add or eliminate coverage for dependents at open enrollment. Special enrollment rights will apply to those who have elected continuation. Except for certain children described above, dependents who are enrolled in a special enrollment period or open enrollment period do not become qualified beneficiaries—their coverage will 63 end at the same time that coverage ends for the person who elected continuation and later added them as dependents. Termination of Continuation Coverage Before the End of Maximum Coverage Period Continuation coverage of the employee and dependents will automatically terminate (before the end of the maximum coverage period) when any one of the following events occurs. 1. The employer no longer provides group health coverage to any of its employees. 2. The premium for the qualified beneficiary's continuation coverage is not paid. Charges for continuation are the group rate plus a two (2) percent administration fee (if the qualifying event for continuation is the employee's total disability, the administration fee is not required). All charges are paid directly to your employer. 3. After electing continuation, you or your dependents become covered under another group health plan (as an employee or otherwise) that has no exclusion or limitation with respect to any preexisting condition that you have. If the other plan has applicable exclusions or limitations, then your continuation coverage will terminate after the exclusion or limitation no longer applies. This rule applies only to the qualified beneficiary who becomes covered by another group health plan. (Note that under HIPAA, an exclusion or limitation of the other group health plan might not apply at all to the qualified beneficiary, depending on the length of his or her creditable health plan coverage prior to enrolling in the other group health plan.) 4. After electing continuation coverage, you or your dependent becomes entitled to Medicare benefits. This will apply only to the person who becomes entitled to Medicare. This will not apply if the qualifying event is the employee's total disability 5. You or your dependent became entitled to a 29-month maximum coverage period due to disability of a qualified beneficiary, but then there is a final determination under Title II or XVI of the Social Security Act that the qualified beneficiary is no longer disabled (however, continuation coverage will not end until the month that begins more than 30 days after the determination). 6. Occurrence of any event (e.g., submission of fraudulent benefit claims) that permits termination of coverage for cause with respect to covered employees or their dependents who have coverage under the Plan for a reason other than the continuation coverage requirements of federal law. Address Changes, Marital Status Changes, Dependent Status Changes and Disability Status Changes If your or your dependent's address changes, you must notify the Plan Administrator in writing (the Plan Administrator needs up-to-date addresses in order to mail important continuation notices and other information). Also, if your marital status changes or if a dependent ceases to be a dependent eligible for coverage under the Plan terms, you or your dependent must notify the Plan Administrator in writing. In addition, you must notify the Plan Administrator if a disabled employee or family member is no longer disabled. Additional events In addition to the events outlined above, you may choose to continue your coverage during an approved leave of absence or vacation by paying the monthly required charges to your employer in the manner required by your employer. Coverage may be continued for six (6) months after the end of the Plan month during which the temporary leave began. 64 Conversion You or your dependents may convert your coverage to an individual qualified plan if coverage ends because: a. you become ineligible; b. you leave the group for any reason; or c. the Plan ends an d is not replaced by continuous g r oup coverage. age. If your coverage ends because you become ineligible or leave the group, you must apply for conversion coverage within 63 days after your coverage (or continuation) ends. If your coverage ends because the Plan ends, you must apply for conversion coverage within 63 days after receiving notice of cancellation of the Plan. Conversion coverage and charges will not be the same as the Plan. Evidence of good health is not required. Regardless of the reason coverage ends, you are not eligible for conversion if you are covered under another qualified plan or you do not make timely application. 65 COORDINATION OF BENEFITS This section applies when you have health care coverage under more than one (1) plan, as defined below. If this section applies, you should look at the Order of Benefits Rules first to determine which plan determines benefits first. Your benefits under this Plan are not reduced if the Order of Benefits Rules require this Plan to pay first. Your benefits under this Plan may be reduced if another plan pays first. Definitions These definitions apply only to this section. 1. The term "plan" means any of the following that provides benefits or services for, or because of, medical or dental care or treatment: a. group insurance or group-type coverage, whether insured or uninsured. This includes prepayment, group practice, individual practice coverage, and group coverage other than school accident-type coverage b. coverage under a government plan or required or provided by law c. individual coverage. Group coverage is always primary and pays first. Therefore, "plan" does not include: a. a state plan under Medicaid (Title XIX, Grants to States for Medical Assistance Programs, of the United States Social Security Act as amended from time to time); b. Medicare (Title XVIII, United States Code, as amended from time to time) for Medicare benefits paid or payable to any person for whom Medicare is primary; or c. any benefits that, by law, are excess to any private or other nongovernmental program. If any of the above coverages include group-type hospital indemnity coverage, "Plan" only includes that amount of indemnity benefits which exceeds $100 a day. 2. The term "This Plan" means the part of the Plan document that provides health care benefits. 3. "Primary Plan/Secondary Plan" is determined by the Order of Benefits Rules. When This Plan is a Primary Plan, its benefits are determined before any other plan and without considering the other plan's benefits. When This Plan is a Secondary Plan, its benefits are determined after those of the other plan and may be reduced because of the other plan's benefits. When you are covered under more than two (2) plans, This Plan may be a Primary Plan to some plans, and may be a Secondary Plan to other plans. 4. "Allowable expense" means the necessary, reasonable, and customary items of expense for health care, covered at least in part by one (1) or more plans covering the person making the claim. "Allowable expense" does not include an item or expense that exceeds benefits that are limited by statute or This Plan. 66 The difference between the cost of a private and a semiprivate hospital room is not considered an allowable expense unless admission to a private hospital room is medically necessary under generally accepted medical practice or as defined under This Plan. When a plan provides benefits in the form of services, the reasonable cash value of each service rendered will be considered both an allowable expense and a benefit paid. 5. "Claim determination period" means a calendar year. However, it does not include any part of the year the person is not covered under This Plan, or any part of a year before the date this section takes effect. Order of Benefits Rules 1. General: When a claim is filed under This Plan and another plan, This Plan is a Secondary Plan and determines benefits after the other plan, unless: a. the other plan has rules coordinating its benefits with This Plan's benefits; and b. the other plan's rules and This Plan's rules, in part 2. below, require This Plan to determine benefits before the other plan. 2. Rules: This Plan determines benefits using the first of the following rules that applies: a. Nondependent/dependent: The plan that covers the person as an employee, member, or subscriber(that is, other than as a dependent) determines its benefits before the plan that covers the person as a dependent. b. Dependent child of parents not separated or divorced: When This Plan and another plan cover the same child as a dependent of different persons, called "parents": 1) the plan that covers the parent whose birthday falls earlier in the year determines benefits before the plan that covers the parent whose birthday falls later in the year; but 2) if both parents have the same birthday, the plan that has covered the parent longer determines benefits before the plan that has covered the other parent for a shorter period of time. However, if the other plan does not have this rule for children of married parents, and instead the other plan has a rule based on the gender of the parent, and if as a result the plans do not agree on the order of benefits, the rule in the other plan determines the order of benefits. c. Dependent child of parents divorced or separated: If two (2) or more plans cover a dependent child of divorced or separated parents, This Plan determines benefits in this order: 1) first, the plan of the parent with custody of the child; 2) then, the plan that covers the spouse of the parent with custody of the child; 3) finally, the plan that covers the parent not having custody of the child; or 4) in the case of joint custody, b. above applies. However, if the court decree requires one (1) of the parents to be responsible for the health care expenses of the child, and the plan that covers that parent has actual knowledge of that requirement, that plan determines benefits first. This does not apply to any claim determination 67 period or plan year during which any benefits are actually paid or provided before the plan has that actual knowledge. d. Active/inactive employee: The Plan that covers a person as an employee who is neither laid-off nor retired (or as that employee's dependent) determines benefits before a plan that covers that person as a laid-off or retired employee (or as that employee's dependent). If the other plan does not have this rule, and if as a result the plans do not agree on the order of benefits, then this rule is ignored. e. Longer/shorter length of coverage: If none of the above determines the order of benefits, the plan that has covered an employee, member, or subscriber longer determines benefits before the plan that has covered that person for a shorter time. Effect on Benefits of This Plan 1. When this section applies: When the Order of Benefits Rules above require This Plan to be a Secondary Plan, this part applies. Benefits of This Plan may be reduced. 2. Reduction in This Plan's benefits When the sum of: a. the benefits payable for allowable expenses under This Plan, without applying coordination of benefits; and b. the benefits payable for allowable expenses under the other plans, without applying coordination of benefits or a similar provision, whether or not claim is made, exceeds those allowable expenses in a claim determination period. In that case, the benefits of This Plan are reduced so that benefits payable under all plans do not exceed allowable expenses. When benefits of This Plan are reduced, each benefit is reduced in proportion and charged against any applicable benefit limit of This Plan. Right to Receive and Release Needed Information Certain facts are needed to apply these coordination of benefits rules. The Claims Administrator has the right to decide which facts are needed. The Claims Administrator may get needed facts from, or give them to, any other organization or person. They do not need to tell, or get the consent of, any person to do this. Each person claiming benefits under This Plan must provide any facts needed to pay the claim. Facility of Payment A payment made under another plan may include an amount that should have been paid under This Plan. If this happens, This Plan may pay that amount to the organization that made that payment. That amount will then be considered a benefit under This Plan. This Plan will not have to pay that amount " includes providing benefits in the form of services, in which case again. The term "payment made udes p o g , "payment made" means reasonable cash value of the benefits provided in the form of services. 68 Right of Recovery If This Plan pays more than it should have paid under these coordination of benefit rules, This Plan may recover the excess from any of the following: 1. the persons This Plan paid or for whom This Plan has paid 2. insurance companies 3. other organizations The amount paid includes the reasonable cash value of any benefits provided in the form of services. 69 REIMBURSEMENT AND SUBROGATION If the Plan pays medical benefits for medical or dental expenses you incur as a result of any act of a third party for which the third party is or may be liable, and you later obtain full recovery, you are obligated to reimburse the Plan for the benefits paid in accord with Minnesota statutes §62A.095 and §62A.096, the laws related to subrogation rights. The Plan's right to reimbursement and subrogation is subject to subtraction for actual monies paid to account for the pro rata share of your costs, disbursements and reasonable attorney fees, and other expenses incurred in obtaining the recovery from another source unless the Plan is separately represented by its own attorney. If the Plan is separately represented by an attorney, the Plan Administrator may enter into an agreement with you regarding your costs, disbursements and reasonable attorney fees, and other expenses. If an agreement cannot be reached on such allocation, the matter shall be submitted to binding arbitration. Nothing herein shall limit the Plan's right to recovery from another source which may otherwise exist at law. For purposes of this provision, full recovery does not include payments made by the Plan to or for your benefit. You must cooperate with the Plan Administrator in assisting it to protect its legal rights under this provision. If you make a claim against a third party for damages that include repayment for medical and medically- related expenses incurred for your benefit, you must provide timely written notice to the Plan Administrator of the pending or potential claim. The Plan Administrator, at its option, may take such action as may be appropriate and necessary to preserve its rights under this reimbursement and subrogation provision, including the right to intervene in any lawsuit you have commenced with a third party. The Plan Administrator may delegate such functions to the Claims Administrator. Notwithstanding any other law to the contrary, the statute of limitations applicable to the Plan's rights for reimbursement or subrogation does not commence to run until notice has been given. 70 GENERAL PROVISIONS Plan Administration Plan Administrator The general administration of the Plan and the duty to carry out its provisions is vested in the Employer. The board of directors will perform such duties on behalf of the Employer, provided it may delegate such duty or any portion thereof to a named person, including employees and agents of the Employer, and may from time to time revoke such authority and delegate it to another person. Any delegation of responsibility must be in writing and accepted by the designated person. Notwithstanding any designation or delegation, the Plan Administrator will have the final authority to administer the Plan. Powers and Duties of the Plan Administrator The Plan Administrator will have the authority to control and manage the operation and administration of the Plan. This will include all rights and powers necessary or convenient to carry out its functions as Plan Administrator. Without limiting that general authority, the Plan Administrator will have the express authority to: 1. construe and interpret the provisions of the Plan, decide all questions of eligibility, and determine the amount, manner, and time of payment of any benefits under this Plan. 2. prescribe forms, procedures, policies, and rules to be followed by you and other persons claiming benefits under the Plan; 3. prepare and distribute information to you explaining the Plan; 4. receive from you and any other parties the necessary information for the proper administration of the Plan; 5. receive, review, and maintain reports of the financial condition and receipts and disbursements of the Plan; 6. provide a full and fair review to any claimant whose claim for benefits has been denied in whole or in part; and 7. to retain such actuaries, accountants, consultants, third party administration service providers, legal counsel, or other specialists, as it may deem appropriate or necessary for the effective administration of the Plan. Actions of the Plan Administrator The Plan Administrator may adopt such rules as it deems necessary, desirable, or appropriate. All determinations, interpretations, rules, and decisions of the Plan Administrator shall be made in its sole discretion and shall be conclusive and binding upon all persons having or claiming to have any interest or right under the Plan. All rules and decisions of the Plan Administrator will be uniformly and consistently applied so that all individuals who are similarly situated will receive substantially the same treatment. The Plan Administrator or the Employer may contract with one (1) or more service agents, including the Claims Administrator, to assist in the handling of claims under the Plan and/or to provide advice and assistance in the general administration of the Plan. Such service agent(s) may also be given the 71 authority to make payments of benefits under the Plan on behalf of and subject to the authority of the Plan Administrator. Such service agent(s) may also be given the authority to determine claims in accordance with procedures, policies, interpretations, rules, or practices made, adopted, or approved by the Plan Administrator. Nondiscrimination The Plan shall not discriminate in favor of"highly compensated employees" as defined in Section 105(h) of the Internal Revenue Code, as to eligibility to participate or as to benefits. Termination or Changes to the Plan No agent can legally change the Plan or waive any of its terms. The Employer reserves the power at any time and from time to time (and retroactively if necessary or appropriate to meet the requirements of the Internal Revenue Code) to terminate, modify or amend, in whole or in part, any or all provisions of the Plan, provided however, that no modification or amendment shall divest an employee of a right to which he or she is entitled under the Plan. Any amendment to this Plan may be effected by a written resolution adopted by the Board of Directors. The Plan Administrator will communicate any adopted changes to the employees. Funding This Plan is a self-insured medical plan funded by contributions from the employer and/or employees. Funds for benefit payments are provided through a special arrangement with your local service cooperative according to the terms of its agreement with the Claims Administrator. Your contributions toward the cost of coverage under the Plan will be determined by the employer each year. The Claims Administrator provides administrative services only and does not assume any financial risk or obligation with respect to providing benefits. The Claims Administrator's payment of claims is contingent upon the Plan Administrator continuing to provide sufficient funds for benefits. Controlling Law Except as they may be subject to federal law. Any questions, claims, disputes, or litigation concerning or arising from the Plan will be governed by the laws of the State of Minnesota. Privacy of Protected Health Information Protected Health Information (PHI) is individually identifiable information created or received by a health care provider or a health care plan. This information is related to your past, present, or future health or the payment for such health care. PHI includes demographic information that either identifies you or provides a reasonable basis to believe that it could be used to identify you. Restrictions on the Use and Disclosure of Protected Health Information The employer may not use or disclose PHI for employment-related actions or decisions. The employer may only use or further disclose PHI as permitted or required by law and will report any use or disclosure of PHI that is inconsistent with the allowed uses and disclosures. 72 Separation Between the Employer and the Plan The employees, classes of employees or other workforce members below will have access to PHI only to perform the plan administration functions that the employer provides for the plan. The following may be given access to PHI: • Benefit Administrator This list includes every employee or class of employees or other workforce members under the control of the employee who may receive PHI relating to the ordinary course of business. The employees, classes of employees or other workforce members identified above will be subject to disciplinary action and sanctions for any use or disclosure of PHI that is in violation of these provisions. The employer will promptly report such instances to the Plan and will cooperate to correct the problem. The employer will impose appropriate disciplinary actions on each employee or workforce member and will reduce any harmful effects of the violation. 73 DEFINITIONS Admission A period of one (1) or more days and nights while you occupy a bed and receive inpatient care in a facility. Advanced practice nurses Licensed registered nurses who have gained additional knowledge and skills through an organized program of study and clinical experience that meets the criteria for advanced practice established by the professional nursing organization having the authority to certify the registered nurse in the advanced nursing practice. Advanced practice nurses include clinical nurse specialists (C.N.S.), nurse practitioners (N.P.), certified registered nurse anesthetists (C.R.N.A.), and certified nurse midwives (C.N.M.). Allowed amount The amount that payment is based on for a given covered service of a specific provider. The allowed amount may vary from one provider to another for the same service. All benefits are based on the allowed amount, except as noted in the Benefit Chart. For In-Network and Extended Network Providers, the allowed amount is the negotiated amount of payment that the In-Network and Extended Network Provider has agreed to accept as full payment for a covered service at the time your claim is processed. The Claims Administrator periodically may adjust the negotiated amount of payment at the time your claim is processed for covered services at In-Network and Extended Network Providers as a result of expected settlements or other factors. The negotiated amount of payment with In-Network and Extended Network Providers for certain covered services may not be based on a specified charge for each service, and the Claims Administrator uses a reasonable allowance to establish a per-service allowed amount for such covered services. Through settlements, rebates, and other methods, the Claims Administrator may subsequently adjust the amount due to an In-Network or Extended Network Provider. These subsequent adjustments will not impact or cause any change in the amount you paid at the time your claim was processed. If the payment to the provider is decreased, the amount of the decrease is credited to the Claims Administrator or the Plan Administrator, and the percentage of the allowed amount paid by the Claims Administrator is lower than the stated percentage for the covered service. If the payment to the provider is increased, the Claims Administrator pays that cost on your behalf, and the percentage of the allowed amount paid is higher than the stated percentage. For Nonparticipating Providers, the allowed amount is the lesser of billed charge or a percentage of what the Plan would pay an In-Network or Extended Network Provider for the same or similar services. Assisted Reproductive Any treatment or procedures employed to bring about conception Technology (ART) without sexual intercourse. Attending Health Care A health care professional with primary responsibility for the care Professional provided to a sick or injured person. 74 Average semiprivate room The average rate charged for semiprivate rooms. If the provider has no rate semiprivate rooms, the Claims Administrator uses the average semiprivate room rate for payment of the claim. Behavioral Health Network A health professional that participates in a special network for the Provider provision of mental health or chemical dependency treatment services. BlueCard Program A national Blue Cross and Blue Shield program in which you can receive health plan benefits while travelling or living outside of your service area. You must use Participating Providers and show your membership ID to secure BlueCard Program benefits. Blue Select Provider A health professional that participates in a special network for the provision of certain services. These services are covered at a greater amount when you use a Blue Select Provider. Calendar year The period starting on January 1st of each year and ending at midnight December 31st of that year. Care/case management A plan for health care services developed for a specific patient by one plan of our care/case managers after an assessment of the patient's condition in collaboration with the patient and the patient's health care team. The plan sets forth both the immediate and the ongoing skilled health care needs of the patient to sustain or achieve optimal health status. Chemical dependency Alcohol or drug dependence as defined in the most current edition of the International Classification of Diseases. Claims Administrator Blue Cross and Blue Shield of Minnesota. Coinsurance The percentage of the allowed amount you must pay for certain covered services after you have paid any applicable deductibles and copays and until you reach your out-of-pocket maximum. For covered services from In-Network and Extended Network Providers, coinsurance is calculated based on the lesser of the allowed amount or the In-Network and Extended Network Provider's billed charge. Because payment amounts are negotiated with In-Network and Extended Network Providers to achieve overall lower costs, the allowed amount for In-Network and Extended Network Providers is generally, but not always, lower than the billed charge. However, the amount used to calculate your coinsurance will not exceed the billed charge. When your coinsurance is calculated on the billed charge rather than the allowed amount for In-Network and Extended Network Providers, the percentage of the allowed amount paid by the Claims Administrator will be greater than the stated percentage. For covered services from Nonparticipating Providers, coinsurance is calculated based on the allowed amount. In addition, you are responsible for any excess charge over the allowed amount. Your coinsurance and deductible amount will be based on the negotiated payment amount the Claims Administrator has established with the provider or the provider's charge, whichever is less. The 75 negotiated payment amount includes discounts that are known and can be calculated when the claim is processed. In some cases, after a claim is processed, that negotiated payment amount may be adjusted at a later time if the agreement with the provider so provides. Coinsurance and deductible calculation will not be changed by such subsequent adjustments or any other subsequent reimbursements the Claims Administrator may receive from other parties. Coinsurance Example: You are responsible for payment of any applicable coinsurance amounts for covered services. The following is an example of how coinsurance would work for a typical claim: For instance, when the Claims Administrator pays 80% of the allowed amount for a covered service, you are responsible for the coinsurance, which is 20% of the allowed amount. In addition, you would be responsible for any excess charge over the Claims Administrator's allowed amount when a Nonparticipating Provider is used. For example, if a Nonparticipating Provider ordinarily charges $100 for a service, but the Claims Administrator's allowed amount is $95, the Claims Administrator will pay 80% of the allowed amount ($76). You must pay the 20% coinsurance on the Claims Administrator's allowed amount ($19), plus the difference between the billed charge and the allowed amount ($5), for a total responsibility of$24. Remember, if In-Network and Extended Network Providers are used, your share of the covered charges (after meeting any deductibles) is limited to the stated coinsurance amounts based on the Claims Administrator's allowed amount. If Nonparticipating Providers are used, your out-of-pocket costs will be higher as shown in the example above. Compound drug A prescription where two or more drugs are mixed together. One of these must be a Federal legend drug. The end product must not be available in an equivalent commercial form. A prescription will not be considered a compound if only water or sodium chloride solution are added to the active ingredient. Comprehensive pain A multidisciplinary program including, at a minimum, the following management program components: 1. A comprehensive physical and psychological evaluation; 2. Physical/occupation therapies; 3. A multidisciplinary treatment plan; and 4. A method to report clinical outcomes. Continuous coverage The maintenance of continuous and uninterrupted creditable coverage by an eligible employee or dependent. An eligible employee or dependent is considered to have maintained continuous coverage if the individual applies for coverage within 63 days of the termination of his or her qualifying coverage. 76 Copay The dollar amount you must pay for certain covered services. The Benefit Chart lists the copays and services that require copays. A negotiated payment amount with the provider for a service requiring a copay will not change the dollar amount of the copay. Cosmetic surgery Surgery and other cosmetic health services which are chiefly intended to improve appearance and are not medically necessary as determined by the Claims Administrator. Covered services A health service or supply that is eligible for benefits when performed and billed by an eligible provider. You incur a charge on the date a service is received or a supply or a drug is purchased. Creditable coverage Health coverage provided through an individual policy, a self-funded or fully-insured group health plan offered by a public or private employer, medical assistance, General Assistance Medical Care, TRICARE, Federal Employees Health Benefit Plan (FEHBP), Medical care program of the Indian Health Service of a tribal organization, a state health benefit risk pool, or a Peace Corps health plan. Custodial care Services that the Claims Administrator determines are for the primary purpose of meeting personal needs. These services can be provided by persons without professional skills or training. Custodial care does not include skilled care. Custodial care includes giving medicine that can usually be taken without help, preparing special foods, and helping you to walk, get in and out of bed, dress, eat, bathe, and use the toilet. Deductible The amount you must pay toward the allowed amount for certain covered services each year before the Claims Administrator begins to pay benefits. The deductibles for each person and family are shown on the Benefit Chart. Your coinsurance and deductible amount will be based on the negotiated payment amount the Claims Administrator has established with the provider or the provider's charge, whichever is less. The negotiated payment amount includes discounts that are known and can be calculated when the claim is processed. In some cases, after a claim is processed, that negotiated payment amount may be adjusted at a later time if the agreement with the provider so provides. Coinsurance and deductible calculation will not be changed by such subsequent adjustments or any other subsequent reimbursements the Claims Administrator may receive from other parties. Deductible carryover The amount applied toward a deductible during the last three (3) months of the calendar year. The Claims Administrator applies this amount toward the deductible for the next calendar year. Drug therapy supply A disposable article intended for use in administering or monitoring the therapeutic effect of a drug. 77 Durable medical Medical equipment prescribed by a physician that meets each of the equipment following requirements: • able to withstand repeated use; • used primarily for a medical purpose; • generally not useful in the absence of illness or injury; • determined to be reasonable and necessary; and • represents the most cost-effective alternative. Enrollment date The first day of coverage, or if there has been a waiting period, the first day of the waiting period (typically the date employment begins). Extended Network A participating provider that has entered into a service agreement with Provider the Claims Administrator but is not a part of the special network of providers used for certain services. Facility A hospital, home health agency, skilled nursing facility, freestanding ambulatory facility, residential behavioral health treatment facility, or outpatient behavioral health treatment facility licensed, certified or otherwise qualified under state law, in the state in which the services are rendered, to provide the health services billed by that facility. Foot orthotic A rigid or semi-rigid orthopedic appliance or apparatus worn to support, align, and/or correct deformities of the lower extremity. Formulary The Blue Cross formulary is a list of brand and generic prescription drugs and drug supplies that are commonly used by patients in an ambulatory care setting. Over-the-counter, injectable medications and drug supplies are not included in this formulary unless they are specifically listed. The Blue Cross Pharmacy and Therapeutics (P&T) Committee is responsible for the selection of this list of products. The formulary is subject to periodic review and modification by this committee. Freestanding ambulatory A facility that provides medical, surgical, and other professional facility services to sick and injured persons on an outpatient basis. Such services are performed by or under the direction of a staff of licensed doctors of medicine (M.D.) or osteopathy (D.O.) and/or registered nurses (R.N.). A freestanding ambulatory facility is not part of a hospital, a clinic, a doctor's office, or other health care professional's office. Health care professional A health care professional, licensed for independent practice, certified or otherwise qualified under state law, in the state in which the services are rendered, to provide the health services billed by that health care professional. Health care professionals include only physicians, chiropractors, mental health professionals, advanced practice nurses, physician assistants, audiologists, physical, speech and occupational therapists, dieticians, and nutritionists. Health care professional also includes supervised employees of: Rule 29 clinics and doctors of medicine, osteopathy, chiropractic, or dental surgery. 78 Home health agency A Medicare approved or other preapproved facility that sends health professionals and home health aides into a person's home to provide health services. Hospice care A coordinated set of services provided at home or in an institutional setting for covered individuals suffering from a terminal disease or condition. Hospital A facility that provides diagnostic, therapeutic and surgical services to sick and injured persons on an inpatient or outpatient basis. Such services are performed by or under the direction of a staff of licensed doctors of medicine (M.D.) or osteopathy (D.O.). A hospital provides 24-hour-a-day professional registered nursing (R.N.) services. Illness A sickness, injury, pregnancy, mental illness, chemical dependency, or condition involving a physical disorder. In-Network Provider A provider that has entered into a service agreement with the Claims Administrator. In-Network Providers are also known as Participating Providers. Investigative A drug, device, diagnostic procedure, technology, or medical treatment or procedure is investigative if reliable evidence does not permit conclusions concerning its safety, effectiveness, or effect on health outcomes. The Claims Administrator bases its decision upon an examination of the following reliable evidence, none of which is determinative in and of itself: 1. the drug or device cannot be lawfully marketed without approval of the U.S. Food and Drug Administration and approval for marketing has not been given at the time the drug or device is furnished; 2. the drug, device, diagnostic procedure, technology, or medical treatment or procedure is the subject of ongoing phase I, II, or III clinical trials (Phase I clinical trials determine the safe dosages of medication for Phase II trials and define acute effects on normal tissue. Phase II clinical trials determine clinical response in a defined patient setting. If significant activity is observed in any disease during Phase II, further clinical trials usually study a comparison of the experimental treatment with the standard treatment in Phase III trials. Phase III trials are typically quite large and require many patients to determine if a treatment improves outcomes in a large population of patients); 3. medically reasonable conclusions establishing its safety, effectiveness, or effect on health outcomes have not been established. For purposes of this subparagraph, a drug, device, diagnostic procedure, technology, or medical treatment or procedure shall not be considered investigative if reliable evidence shows that it is safe and effective for the treatment of a particular patient. Reliable evidence shall also mean consensus opinions and recommendations reported in the relevant medical and scientific 79 literature, peer-reviewed journals, reports of clinical trial committees, or technology assessment bodies, and professional expert consensus opinions of local and national health care providers. Late entrant An eligible employee or dependent who requests enrollment under the Plan following the enrollment period after which the individual first became eligible for coverage. Late entrants will be subject to a preexisting condition limitation period, with credit for prior continuous creditable coverage. An individual will not be considered a late entrant if: 1. the individual was covered under creditable coverage at the time the individual was eligible to enroll for coverage under this Plan, declined enrollment on that basis, and presents to the Claims Administrator a certificate of termination of the qualifying coverage within 30 days; 2. the individual is applying for coverage within 30 days of the exhaustion of the maximum continuation period provided by state and federal law; 3. the individual is applying for coverage within 30 days of losing eligibility under other creditable coverage due to a divorce, legal separation, death, termination of employment, reduction in hours, or employer contributions toward the coverage was terminated; 4. the individual is a new spouse of an eligible employee applying for coverage within 30 days of becoming legally married; 5. the individual is a new dependent of an eligible employee for whom coverage is being requested within 30 days of becoming a new dependent; 6. the individual elects a different plan during an open enrollment period; or 7. the coverage being requested is the result of a court order for the addition of a dependent of an eligible employee within 30 days of the issuance of the order. Lifetime maximum The cumulative maximum payable for covered services incurred by you during your lifetime or by each of your dependents during the dependent's lifetime under all health plans sponsored by the Plan Administrator. The lifetime maximum does not include amounts which are your responsibility such as deductibles, coinsurance, copays, penalties, and other amounts. Refer to the Benefit Chart for specific dollar maximums on certain services. Mail service pharmacy A pharmacy that dispenses prescription drugs through the U.S. Mail. Medical emergency Medically necessary care which a reasonable layperson believes is immediately necessary to preserve life, prevent serious impairment to bodily functions, organs, or parts, or prevent placing the physical or mental health of the patient in serious jeopardy. 80 Medically necessary Eligible medical and hospital services that the Claims Administrator determines are appropriate and necessary based on its internal standards. In disputed cases, the standard peer review process is used. For purposes of mental health care services, the following medically necessary definition applies: Health care services must be appropriate in terms of type, frequency, level, setting, and duration to the individual's diagnosis or condition, diagnostic testing, and preventive services. Medically necessary care must: 1. be consistent with generally accepted practice parameters as determined by health care providers in the same or similar general specialty as typically manages the conditions, procedures, or treatment at issue; 2. help restore or maintain the individual's health; 3. prevent deterioration of the individual's condition; or 4. prevent the reasonable likely onset of a health problem or detect an incipient problem. Medicare A federal health insurance program established under Title XVIII of the Social Security Act. Medicare is a program for people age 65 or older; some people with disabilities under age 65; and people with end-stage renal disease. The program has two parts, Part A and Part B. Part A generally covers some costs of inpatient care in hospitals and skilled nursing facilities. Part B generally covers some costs of physician, medical, and other services. Both Parts A and B do not pay the entire cost of services and are subject to cost sharing requirements and certain benefit limitations. Mental health professional A psychiatrist, psychologist, independent social worker, or marriage and family therapist, licensed for independent practice, that provides treatment for mental health disorders, alcoholism, chemical dependency, or drug addiction. Mental illness A mental disorder as defined in the International Classification of Diseases. It does not include alcohol or drug dependence, nondependent abuse of drugs, or mental retardation. Nonparticipating Provider A provider that has not entered into a service agreement with the local Blue Cross and/or Blue Shield Plan. Out-of-Network Provider A provider that is not considered In-Network for the service being provided. Out-of-Network Providers include Extended Network and Nonparticipating Providers. 81 r- Out-of-pocket maximum The most each person must pay each year toward the allowed amount for covered services. The following items are applied to the out-of- pocket maximum: 1. Coinsurance 2. Deductible 3. Copays 4. Penalties for not giving the Claims Administrator preadmission notification After a person reaches the out-of-pocket maximum, the Plan pays 100% of the allowed amount for covered services for that person for the rest of the year. The Benefit Chart lists the out-of-pocket maximum amounts. Prescription drug copays do not apply to the out-of-pocket maximum, except those dispensed and used during an inpatient admission. Outpatient Behavioral A facility that provides outpatient treatment, by or under the direction of, Health Treatment Facility a doctor of medicine (M.D.) or osteopathy (D.O.), for mental health disorders, alcoholism, chemical dependency, or drug addiction. An outpatient behavioral health treatment facility does not, other than incidentally, provide educational or recreational services as part of its treatment program. Outpatient care Health services a patient receives without being admitted to a facility as an inpatient. Care received at ambulatory surgery centers is considered outpatient care. Participating Provider A provider that has entered into a service agreement with the local Blue Cross and/or Blue Shield Plan. Physician A Doctor of Medicine (M.D.), Osteopathy (D.O.), Dental Surgery (D.D.S.), Medical Dentistry (D.M.D.), Podiatric Medicine (D.P.M.), or Optometry (O.D.) practicing within the scope of his or her license. Plan The plan of benefits established by the Plan Administrator. Preexisting condition A condition the Claims Administrator has determined existed within a specified time period preceding the enrollment date of your coverage. Conditions are considered to be preexisting if medical advice, diagnosis, care, or treatment was recommended or received. Preexisting condition The time frame based on the enrollment date of your coverage for limitation period which services for preexisting conditions will not be covered services under the Plan. This limitation period will be reduced by any prior continuous creditable coverage. Prescription drug out-of- The most you must pay toward the allowed amount for prescription pocket maximum drugs per calendar year. After you reach the prescription drug out-of- pocket maximum, the Plan pays 100% of the allowed amount for covered services for the rest of the year. The Benefit Chart lists the prescription drug out-of-pocket maximum amount. 82 Prescription drugs Drugs, including insulin, that are required by federal law to be dispensed only by prescription of a health professional who is authorized by law to prescribe the drug. Provider A health care professional or facility licensed, certified or otherwise qualified under state law, in the state in which services are rendered, to provide the health services billed by that provider. Provider also includes home infusion therapy providers, pharmacies, medical supply companies, independent laboratories and ambulances. Residential Behavioral A facility that provides inpatient treatment, by or under the direction of, Health Treatment Facility a doctor of medicine (M.D.) or osteopathy (D.O.), for mental health disorders, alcoholism, chemical dependency or drug addiction. A residential behavioral health treatment facility does not, other than incidentally, provide educational or recreational services as part of its treatment program. Respite care Short-term inpatient or home care provided to the patient when necessary to relieve family members or other persons caring for the patient. Retail pharmacy Any licensed pharmacy that you can physically enter to obtain a prescription drug. Skilled care Services that are medically necessary and must be provided by licensed registered nurses or other eligible providers. A service performed by, or under the direct supervision of, a licensed registered nurse or other eligible provider is not considered skilled care if the service can be safely and effectively self-administered or performed by a layperson. Skilled nursing facility A Medicare-approved facility that provides skilled transitional care, by or under the direction of a doctor of medicine (M.D.) or osteopathy (D.O.), after a hospital stay. A skilled nursing facility provides 24-hour- a-day professional registered nursing (R.N.) services. Smoking cessation drugs Prescription drugs and over-the-counter products that aid in reducing or eliminating the use of nicotine. Supervised employees Health care professional employed by a doctor of medicine, osteopathy, chiropractic, or dental surgery or a Rule 29 clinic. The employing M.D., D.O., D.C., D.D.S. or mental health professional must be physically present and immediately available in the same office suite more than 50% of each day when the employed health care professional is providing services. Independent contractors are not eligible. 83 7 Supply Equipment that must be medically necessary for the medical treatment or diagnosis of an illness or injury or to improve functioning of a malformed body part. Supplies are not reusable, and usually last for less than one (1) year. Supplies do not include such things as: 1. alcohol swabs; 2. cotton balls; 3. incontinence liners/pads; 4. 0-tips; 5. adhesives; or 6. informational materials. Terminally ill patient An individual who has a life expectancy of six (6) months or less, as certified by the person's primary physician. Treatment The management and care of a patient for the purpose of combating an illness. Treatment includes medical and surgical care, diagnostic evaluation, giving medical advice, monitoring, and taking medication. Waiting period The period of time that must pass before you or your dependents are eligible for coverage under the health plan. Year January 1st through December 31st. 84